How to Become a Compliance Investigation Manager
Step 1: Understand the job description and responsibilities of a Compliance Investigation Manager
What does a Compliance Investigation Manager do?
A Compliance Investigation Manager oversees investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Assigns investigations to professional staff and ensures that staff follows approved investigation procedures. Being a Compliance Investigation Manager ensures that investigations are properly documented and reports findings to authorities as needed. Helps develop compliance training and recommends proactive measures that will reduce the risk of future violations or non-compliance. Additionally, Compliance Investigation Manager requires a bachelor's degree of related area. Typically reports to a head of a unit/department. The Compliance Investigation Manager typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. To be a Compliance Investigation Manager typically requires 3+ years of managerial experience.
The Manager, Compliance & Investigations will be responsible for supporting the development and implementation of the ethics & compliance program globally.
The position will report directly to the VP, Chief Ethics & Compliance Officer and will be based in our Regional Headquarters office in Amman, Jordan.
Primary responsibilities will include maintaining high level oversight to ensure that compliance and ethical standards are met and leading investigations into possible violations of the Code of Conduct, IRD policies and the law.
The Compliance Investigator will report directly to the Compliance Director who is responsible for the OUS investigations function covering EU/TMEA & JAPAC.
The Compliance Investigator position is a key member of Amgen’s Worldwide Compliance & Business Ethics function and is responsible for leading internal compliance investigations across JAPAC (occasionally involving a US focus).
Step 2: Learn best tips to become a Compliance Investigation Manager
Best tips for those who want to become a Compliance Investigation Manager
Here are some tips to become a Compliance Investigation Manager.
Obtain and review all pertinent data and documents.
Start the investigative process.
Begin the investigation The interview.
Create the paper trailKey elements of a good reportTailoring the report.
Utilizing documents for intelligenceCommunications in investigationsEthics of the investigationConfidentiality.
Step 3: View best colleges and universities for Compliance Investigation Manager
Best colleges and universities for Compliance Investigation Manager
- Butler University
- Carroll College
- Providence College
- Rollins College
- Taylor University
- Amherst College
Step 4: Think about whether is it worth to be a Compliance Investigation Manager
Is being a Compliance Investigation Manager Worth it?
Work closely with the business to ensure that compliance leads are entered into and maintained in DSX.ECO.Sales and DSX.CLIENT in a timely and accurate manner.
Responds to compliance and ethics reports received via the hotline or web portal.
Identifies potential compliance vulnerabilities through various methods, including risk assessment, auditing and ongoing monitoring; reports compliance issues….
You spend a lot of time conducting a thorough compliance investigation – don’t ruin it with a poorly written investigation report.
This means all discussions regarding the investigation should be restricted to a “need to know” basis and no sharing of information regarding the predication, direction, or findings of the process with any unauthorized parties.
Step 5: Prepare relevant skills for being a Compliance Investigation Manager
What skills do you need to be a Compliance Investigation Manager?
A manager is often judged based on the success of their team and those working below them, as such, many skills are needed. Success in this role depends on a critical ability in the following: Compliance Management, Fraud Management, Internal Controls, Regulatory Affairs, Regulatory Reporting, Sarbanes-Oxley Compliance, Organizational Policy Development, Compliance Audit, Compliance Documentation, Compliance Risk Assessment, Ethics Oversight, Ethics Training, Ethics Violation Reporting. Experience in the following is fundamental to this role: Governance, Risk & Compliance Software. Skills may vary from job-to-job, but these skills are the ones most commonly associated with this role.
Prior healthcare compliance experience is strongly preferred.
Skill in analyzing and evaluating a wide variety of administrative and medical records to ensure compliance with applicable state statutes and rules during….
Ensure accountability for compliance through risk assessment, problem identification, oversight & monitoring, investigation and follow-ups.
Experience in compliance and quality management strongly preferred.
5 years or more of professional experience as a forensic investigations manager/supervisor (or comparable professional experience) either with a corporation, forensic investigation firm or a consulting firm.
Step 6: View average salary for Compliance Investigation Manager
How much does a Compliance Investigation Manager make?
The average salary range for a Compliance Investigation Manager is from $127,327 to $156,186. The salary will change depending on your location, job level, experience, education, and skills.
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Average salary for Compliance Investigation Manager jobs
Step 7: Find relevant Compliance Investigation Manager jobs, and apply.
Looking for Compliance Investigation Manager jobs?
Here are some Compliance Investigation Manager jobs in the United States.