Skills & Competencies for Regulatory Auditing Director
Regulatory Auditing Director job profile
Book a Demo and Receive a Sample Job ProfileJOB SUMMARY for Regulatory Auditing Director
Oversees all aspects of an organization's auditing strategy and activities for regulatory compliance.
JOB RESPONSIBILITIES for Regulatory Auditing Director
Leads the development and implementation of internal controls, best practices and strategies to identify process deficiencies and implement improvements. Prepares for and participates in external regulatory inspections and internal audits. Ensures that all required regulatory reporting meets content and scheduling requirements. Incorporates document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains an up-to-date and in-depth knowledge base of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product.
Regulatory Auditing Director SALARY RANGE
BASE 50%
$215,504
TOTAL 50%
$264,710
Job Level
M05
Job Code
EX05000264
Education/Degree
Bachelor's Degree
Reports To
Top Management
Regulatory Auditing Director Skills and Competencies List
1 general skill or competency (Job family competency) for Regulatory Auditing Director
1
Job Family Competencies –
Training Management
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Cites examples of training methods to improve employee engagement.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Enters training completion data into the management system to ensure an accurate reflection of performance progress.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Coaches others on the techniques of effectively delivering training sessions.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Leads the coordination of internal and external training programs to promote employee development.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Designs effective training and development programs to strengthen technical and management skills.
See 4 More Skill Behaviors
3
Regulatory Auditing Director
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Director
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Director
Proficiency Level - 5
11 soft skills or competencies (core competencies) for Regulatory Auditing Director
1
Core Competencies –
Business Acumen
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Describes how our business makes money and our key business objectives.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Assists in designing business models and operating plans.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Analyses the business impact of demographic changes; suggests effective responses.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Consults on the selection and adjustment of the go-to-market strategy.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Builds a mentoring model to ensure a continuous increase of business sense within our business.
See 4 More Skill Behaviors
2
Core Competencies –
Process Improvement
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Cites examples of critical and limiting factors that drive process improvement.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Collects ideas and facts to translate viewpoints into action plans for improvement.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Contributes to the redefining of tools to optimize organizational processes.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Creates and evaluates innovative solutions to improve existing business processes and structures.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Adapts to latest trends on continuous improvement methodologies to enable organizational growth.
See 4 More Skill Behaviors
3
Regulatory Auditing Director
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Director
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Director
Proficiency Level - 5
Summary of Regulatory Auditing Director skills and competencies
There are 0 hard skills for Regulatory Auditing Director.
1 general skills for Regulatory Auditing Director, Training Management.
11 soft skills for Regulatory Auditing Director, Business Acumen, Process Improvement, Driving Results, etc.
While the list totals 12 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Director, he or she needs to be skilled in Business Acumen, be skilled in Process Improvement, and be skilled in Driving Results.
1 general skills for Regulatory Auditing Director, Training Management.
11 soft skills for Regulatory Auditing Director, Business Acumen, Process Improvement, Driving Results, etc.
While the list totals 12 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Director, he or she needs to be skilled in Business Acumen, be skilled in Process Improvement, and be skilled in Driving Results.
It's Easy to Get Started
Get the precision you need to assess, hire, and develop top talent with skills and competencies – see how with a personalized demo.