What are the responsibilities and job description for the Operations / Compliance Specialist position at A.R. Mazzotta?
Operations / Compliance Specialist with an expertise in financial investments is needed to join the team of a local fee only investment firm. Company is located along the picturesque route 9 corridor of Middlesex County and is ready to welcome you to their firm.
$50,000 - $90,000 depending on experience
The purpose of this operations and compliance role is to coordinate and if needed enhance business and compliance processes. You will play a vital role in the customer service and organizational strength of the company.
Requirements
$50,000 - $90,000 depending on experience
The purpose of this operations and compliance role is to coordinate and if needed enhance business and compliance processes. You will play a vital role in the customer service and organizational strength of the company.
Requirements
- 2 years’ experience working in financial services operations and/or compliance
- Bring a professional, positive attitude everyday
- CRM, financial planning software, portfolio accounting software, trading platforms experience
- Microsoft Office Suite
- Excellent attention to detail
- Desire to learn
Salary : $50,000 - $90,000
Customer Compliance Specialist
Encore Fire Protection -
Middletown, CT
Contract Compliance and Procurement Specialist
Central Connecticut State University -
New Britain, CT
Surveillance Investigator
Allied Universal® Compliance and Investigations -
Waterbury, CT