Options Surveillance Analyst

Job Description

Building trusted markets — powered by our people.

At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers cutting-edge trading, clearing and investment solutions to market participants around the world.

We’re building inclusive ways to support professional and personal development while strengthening the trust we’ve earned as a global market leader. Our teams are empowered to share ideas, actively pursue them and bring on a challenge. As champions of internal mobility and access to opportunity, we encourage our people to “go for it” and equip our managers with the training to coach their teams to the next level. Our Associate Resource Groups champion diversity, equity and inclusion, giving employees a safe space to network, share ideas and create opportunities.

Sound like the place for you? Join us!

The options Surveillance Analyst will conduct real-time and pattern based surveillance to assist in determinations of potential rule violations of Cboe Options, Cboe C2 Options, Cboe BZX Options, and Cboe EDGX Options Exchanges (collectively, the “Exchanges”) Rules along with other applicable rules and regulations governing Exchange Members and Trading Permit Holders (“TPH”).

Your responsibilities will be:

• Conduct surveillance by analyzing and compiling data of securities traded on the Cboe Exchanges to detect possible violations of Cboe and SEC rules and policies.

Assist in the maintenance of internal policies and procedures related to the Cboe Surveillance Program.

• Stay apprised of industry concepts and events to contribute in the creation of new surveillance concepts, operational methodologies, and surveillance techniques that address the Regulatory program’s concerns.
• Collaborate with various Cboe teams, particularly the regulatory development and investigation teams, to further enhance the Regulatory Program.
• Build and maintain an understanding of the Cboe Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, investigative and examination techniques.
• Actively participate in team projects, discussions and problem solving.
• Actively participate in training/continuing education opportunities and meetings.
• Performs other related duties as required or requested.
• Attendance at the work place in a traditional office environment may be required at times.

Required Skills and Experience:

• 2 years of experience in the securities and trading industry.
• Exceptional written, analytical, and research skills and the ability to apply both quantitative and qualitative analysis.
• Strong attention to detail, organization, and effective communication skills (verbal and oral).
• Highly proficient in MS Office suite products.
• Ability to work effectively and independently with all levels of management and staff.

Preferred Skills and Experience:

• Derivatives experience preferred
• Experience with relational databases (SQL, VBA, Access)
• Experience with SMARTS Trade System Surveillance software.

Education:

• Bachelor’s degree required; economics, business, accounting or finance (preferred).
• Advanced Degree MBA, Masters, J.D. (preferred)

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Any communication from Cboe regarding this position will only come from a Cboe recruiter who has a @cboe.com email or via LinkedIn Recruiter. Cboe does not use any other third party communication tools for recruiting purposes.