What are the responsibilities and job description for the Brokerage Associate position at DISYS?
Hello from DISYS!
We currently have a several opportunities within Client Services looking for Client Associates to assist managing client portfolios with Financial Advisors in the field. Great opportunity for recent grads looking to enter the Financial Services industry.
This opportunity will be with a top Fortune 500 Wealth Management company. See below for more information:
Job Description
- Providing account information or quotes
- Entering Financial Advisory approved security tickets
- Identify ways to improve Brokerage Client Support processes
- Offer Brokerage Client Support workgroup ideas
- Perform moderately complex administrative and operational tasks within Brokerage Client Support functional area
- Handle telephone calls or respond to inquiries and requests for researching of reports and account-related issues
- Establish and maintain files to meet the firms’ regulatory requirements
- Create, produce, and maintain reports, databases, and record-keeping for the purpose of growing client relationship
- Receive direction from supervisor and Financial Advisory functional area and escalate non-routine questions
- Interact with Financial Advisory functional area on a wider range of inquiries or requests, as well as internal and external customers
Required Qualifications
- 2 years of Brokerage and Client Services experience
- 2 years of Banking or Financial Services Experience
For more information do apply! Thanks & I look forward to working with you, these roles will be starting ASAP
Digital Intelligence Systems, LLC (DISYS) is an Equal Opportunity Employer that recruits and hires qualified candidates without regard to race, religion, sex, sexual orientation, gender identity, age, national origin, ancestry, citizenship, disability, or veteran status.
Job Type: Full-time
Pay: $23.00 - $26.00 per hour
Benefits:
- 401(k)
- 401(k) matching
- Dental insurance
- Flexible schedule
- Health insurance
- Health savings account
- Life insurance
- Professional development assistance
- Vision insurance
Physical Setting:
- Office
Schedule:
- 8 hour shift
- Day shift
- Monday to Friday
Supplemental Pay:
- Bonus pay
Education:
- Bachelor's (Preferred)
Experience:
- Banking: 2 years (Preferred)
- Brokerage: 1 year (Preferred)
License/Certification:
- Securities Industry Essentials (Preferred)
Work Location: Multiple Locations
