About us
FrontLine Compliance, LLC
We show top-tier investment firms the strategic and economic advantages of thinking proactively and strategically about compliance. We save our clients time, stress, money and resources by teaching them to think more like the senior-level compliance insiders we were before our founding. Our deep-dive, customized approach is rigorous, but irrefutably successful. Our clients enjoy prompt response and ready access to our senior executives. That’s our policy.
Adviser Compliance Analyst
Job Overview
We are the leader in expert compliance consulting nationwide. We are seeking to hire an Adviser Compliance Analyst to join our team. This is a junior position, but not entry-level. This position requires 3 days per week onsite at our Rockville, Md office.
Adviser Compliance Analyst Skills and Qualifications:
Qualifications for Adviser Compliance Analyst
SEC Regulatory Compliance skills with a focus on the Investment Advisers Act and Investment Company Act of 1940, Thoroughness, Client Relationships, Informing Others, Research Skills, Reporting Research Results, Building Relationships, Coordination, and:
FrontLine Compliance has a COVID-19 Vaccination Policy in place. Our policy is in line with EEOC standards as well as CDC guidance.
Job Type: Full-time
Pay: $85,000.00 - $115,000.00 per year
Benefits:
Physical Setting:
Schedule:
Supplemental Pay:
COVID-19 considerations:
Yes. Vaccine is required and masks worn while in office.
Ability to commute/relocate:
Education:
Experience:
Work Location:
Work Remotely:
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