About Berkeley. At the University of California, Berkeley, we are committed to creating a community that fosters equity of experience and opportunity, and ...
more
DEPUTY CHIEF COMPLIANCE OFFICERWHAT IS THE OPPORTUNITY. The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (C...
more
The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Co...
more
A fintech firm located in Orange County, CA who’s looking to bring on board a “Regulatory Compliance Officer” to their team. They are currently growing at ...
more
The candidate should have at least 3-5+ years of experience, preferably at a private fund or major consulting firm. The individual must be very attentive t...
more
Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance depar...
more
Penserra Capital Management LLC is seeking a full time Chief Compliance Officer to oversee all aspects of the firm’s compliance program. Penserra Capital i...
more
Job Description. The Chief Compliance Officer (CCO) will oversee and manage all aspects of the firm's compliance program to ensure adherence to regulatory ...
more
Job Description. Job Description. About Finfare. Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing...
more
The Role. We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the San Francisco Bay Area. This is a critical r...
more