1073 compliance officer jobs found in the United States

U
Chief Privacy Officer and Compliance Director (6060U), Ethics, Risk & Compliance Svcs #66177
  • University of California-Berkeley
  • Berkeley, CA
  • About Berkeley. At the University of California, Berkeley, we are committed to creating a community that fosters equity of experience and opportunity, and ... more
  • 2 Days Ago

C
Deputy Chief Compliance Officer
  • City National Bank
  • Los Angeles, CA
  • DEPUTY CHIEF COMPLIANCE OFFICERWHAT IS THE OPPORTUNITY. The Deputy Chief Compliance Officer (DCCO) will partner with the RBC-US Chief Compliance Officer (C... more
  • 1 Day Ago

P
Sr Compliance Officer
  • Pacific Premier Bank
  • Irvine, CA
  • The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Co... more
  • 2 Days Ago

M
Regulatory Compliance Officer
  • Madison-Davis, LLC
  • CA
  • A fintech firm located in Orange County, CA who’s looking to bring on board a “Regulatory Compliance Officer” to their team. They are currently growing at ... more
  • 2 Days Ago

J
Senior Compliance Associate/Officer
  • JW Michaels & Co.
  • CA
  • The candidate should have at least 3-5+ years of experience, preferably at a private fund or major consulting firm. The individual must be very attentive t... more
  • 2 Days Ago

L
Regulatory Compliance Officer
  • Larson Maddox
  • Irvine, CA
  • Our client is actively seeking a motivated Compliance Officer to join our dynamic team located in Irvine, CA. This pivotal role within the compliance depar... more
  • 2 Days Ago

P
Chief Compliance Officer
  • Penserra Capital Management
  • San Francisco, CA
  • Penserra Capital Management LLC is seeking a full time Chief Compliance Officer to oversee all aspects of the firm’s compliance program. Penserra Capital i... more
  • 5 Days Ago

F
Chief Compliance Officer/Counsel
  • Frederick Fox
  • Newport Beach, CA
  • Job Description. The Chief Compliance Officer (CCO) will oversee and manage all aspects of the firm's compliance program to ensure adherence to regulatory ... more
  • 5 Days Ago

F
Regulatory Compliance Officer
  • Finfare Inc.
  • Irvine, CA
  • Job Description. Job Description. About Finfare. Finfare is dedicated to empowering SMBs, by providing the ultimate expense management solution for growing... more
  • 5 Days Ago

J
Vice President, Chief Compliance Officer of Broker-Dealer and RIA
  • Jobleads-US
  • San Francisco, CA
  • The Role. We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the San Francisco Bay Area. This is a critical r... more
  • 3 Days Ago