What are the responsibilities and job description for the GFX Surveillance position at HSBC?
At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is licensed to operate) until further notice. Upon resumption of normal operations, this role may be performed at our New York, New York office.
This role sits within the US Markets and Securities Services (MSS) Surveillance Team, which is responsible for the identification and management of undesired risk activities including conduct risk and financial crime risk. They are responsible for integrating prescribed and required forms of surveillance, including trade, e-communication and audio surveillance, to identify potential misconduct of our staff and counterparties. The team consists of analysts who are Subject Matter Experts (SMEs) covering each asset class.
About Us
HSBC is one of the largest banking and financial services organizations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfill their hopes and realize their ambitions.
You will be responsible for:
- Providing subject matter expertise to support and drive the expansion of the Surveillance programs covering Global Foreign Exchange (GFX) and Commodities.
- Fostering a strong working relationship with key stakeholders across the three lines of defense and within the global Surveillance team.
- Identifying and investigating potential market abuse and misconduct risks and escalating those appropriately. This includes reviewing alerts generated by Surveillance processes and carrying out investigations as requested by regulators, senior management and/or businesses.
- Representing Surveillance on a variety of governance forums, clearly articulating issues, current coverage and transformation plans.
