Compliance Counsel I

Jobs for Humanity is partnering with EDWARD JONES to build an inclusive and just employment ecosystem. Therefore, we prioritize individuals coming from the following communities: Refugee, Neurodivergent, Single Parent, Blind or Low Vision, Deaf or Hard of Hearing, Black, Hispanic, Asian, Military Veterans, the Elderly, the LGBTQ, and Justice Impacted individuals. This position is open to candidates who reside in and have the legal right to work in the country where the job is located.

Company Name: EDWARD JONES

[Company Name] is dedicated to helping individuals achieve their long-term financial goals by providing tailored solutions and personalized client experiences. With over 15,000 branch offices located where our clients live and work, we strive to build deep relationships with each client. We are currently seeking a compliance attorney to join our team. In this role, you will partner with our Retirement and/or Insurance & Annuity business areas and external service providers to ensure compliance with federal and state securities laws, regulations, and internal policies. You will also provide support to our Operations, Client Service, Products, and Legal divisions in developing retirement and/or insurance & annuity products. Key responsibilities include: - Interpreting retirement and/or insurance & annuity laws, rules, and regulations that impact our organization's operations. - Conducting periodic oversight reviews of compliance policies and procedures. - Reviewing and approving communications, marketing materials, acknowledgements, and disclosures related to retirement and/or insurance & annuity products. - Developing and updating compliance policies and procedures. - Effectively communicating and sharing information across the organization. - Managing a diverse and complex workload. Qualifications: - J.D. degree and a license to practice law in the state of Missouri or an equivalent state. - Series 7, 66, and 24 licenses must be obtained within the first year of employment. - Minimum of 3 years of experience as an attorney, preferably in securities work related to retirement and/or insurance & annuity products. - Strong leadership and interpersonal skills. - Ability to interpret regulations and apply them to due diligence, oversight, and policy development. - Excellent verbal and written communication skills. - Knowledge of securities and/or corporate law, preferably in FINRA, SEC, NAIC, DOL ERISA, IRS, and state laws and regulations. We value diversity and are committed to creating an inclusive workplace. We do not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information, or any other basis prohibited by applicable law. To learn more about our total compensation approach, visit our career site at [company website]. The salary range for this role is $109,696 to $186,781, and actual pay will be determined based on skills, experience, education, and other relevant factors. If you are passionate about compliance and want to join a company that values its associates' contributions and promotes long-term career growth and well-being, we encourage you to apply.