Sr Compliance Specialist

Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance related decisions. Provide oversight and monitoring of risk-based compliance programs. Develop and oversee standards. Provide subject matter expertise with comprehensive knowledge of business and functional area. Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area. Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management. Provide direction to the business on developing corrective action plans and effectively managing regulatory change. Provide compliance risk expertise. 

salary: $45 - $46 per hour
shift: First
work hours: 8 AM - 4 PM
education: Bachelor

Responsibilities

Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance related decisions. Provide oversight and monitoring of risk-based compliance programs. Develop and oversee standards. Provide subject matter expertise with comprehensive knowledge of business and functional area. Provide compliance risk expertise and consulting for projects and initiatives with moderate risk for a business line or functional area. Monitor reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management. Provide direction to the business on developing corrective action plans and effectively managing regulatory change. Provide compliance risk expertise. 




Skills

Compliance

Analytical Thinking

Banking Operations

Compliance Requirements

Domestic Compliance

Retail Banking

Regulatory Compliance - SEC

Regulatory Compliance - Other

Qualifications

Years of experience: 3 years

Experience level: Experienced

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Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including health, an incentive and recognition program, and 401K contribution (all benefits are based on eligibility).



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