Manager, Regulatory Compliance

Santander Bank
Reading, PA Full Time
POSTED ON 3/4/2020 CLOSED ON 4/13/2020

Job Posting for Manager, Regulatory Compliance at Santander Bank

Manager, Regulatory Compliance-2001014

Description

Job Family Description:

Monitors activities to minimize the company's exposure to risk. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that all of the company's activities adhere to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions.

Job Function Description:

Monitors activities to minimize the company's exposure to risk. Activities may include quantitative analysis, risk identification and remediation. Represents or supports the representation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company and legal standards. Responsible for ensuring that all of the company's activities adhere to the necessary rules and regulations, and that the company complies with legal/regulatory statutes and jurisdictions.

The Manager, Compliance oversees the day-to-day analytical and investigative activities for the Compliance Testing team to ensure compliance with regulatory, policy and/or procedural requirements. S/he provides the daily work direction, resource allocation, and communication for the Compliance Testing team.

Responsibility Statements

Sets day-to-day work direction, resource allocation, and communication for Compliance Testing team.

Performs real-time reviews of Testing activities for the team (planning, fieldwork testing, issue identification, and report issuance)

Provides recommendations to identified issues to business management on potential corrective actions.

Provides timely and accurate information or feedback pursuant on investigations or audit reviews.

Ensures policies, practices, and procedures are understood and followed by direct reports, customers, and stakeholders.

Conducts periodic reviews of policies, procedures, and operations for compliance.

Ensures efficient and effective risk and compliance management practices by adhering to required standards and processes.

Supports the Compliance Program through effective training and communication to the Testing team.

Identifies compliance issues that require follow-up or investigation.


Disseminates written policies and procedures related to compliance testing activities.

Communicates emerging compliance issues with management or employees.

Provides employee training on compliance related topics, policies, or procedures.

Displays natural skepticism and curiosity to question the status quo and uncover issues.

Creates a good working environment in the team.

Works toward shared goals contributing ideas and accepting change.

Provides assistance and coaches less experienced team members.

Takes responsibility for achieving strong results, despite balancing multiple complex demands.

Uses information and data effectively to support a position and present a rational case.

Ability to travel to the various Testing sites in Boston, Massachusetts and Pennsylvania (Reading, Villanova)


Qualifications

Qualifications

Toperformthisjobsuccessfully,anindividualmustbeabletoperformeachessentialdutysatisfactorily.Therequirementslistedbeloware representativeoftheknowledge,skill,and/orabilityrequired.Reasonableaccommodationsmaybemadetoenableindividualswithdisabilities to perform the essentialfunctions.

Education

Education Level

Education Details

Req or Pref

Bachelor's Degree or equivalent work experience

Business, Finance, or equivalent degree.

Req

Master's Degree

Business, Finance, or equivalent field.

Pref

Work Experience

Experience

Experience Details

Req or Pref

5-9 years

Compliance, Internal Audit, Legal, Regulatory, or Financial Services.

Req

Skills

Advanced knowledge, theories, and concepts of Compliance, Risk, and Audit methodology, process development, and implementation.

Knowledge of current laws and regulations that affect the organization's policies.

Knowledge of regulatory and compliance standards.

Ability to lead and manage a team of highly skilled professionals.

Ability to adjust to new developments/changing circumstances.

Ability to present ideas and concepts in a clear and concise manner to management.

Detail orientated with the ability to also understand overall strategy.

Strong organizational and time management skills.

Ability to build and foster internal relationships.

Ability to foster and embed a strong risk culture.

Strong written and verbal communication skills.

Ability to convey a sense of urgency and drive

Ability to interact with all levels of the organizational structure, including senior leadership.

Management

Risk and Compliance Adherence

Proficient

Communicates the importance and benefits of risk management to counterparts

Displays natural skepticism and curiosity to question the status quo and uncoverissues

Adheres to a good root cause analysis process


Job

:Compliance

Primary Location

:Pennsylvania-Reading-450 Penn Street - 06346 - Santander Plaza

Organization

:CRO (8855)

Schedule

:Full-time

Job Posting

:Mar 3, 2020, 3:34:45 PM

Compliance Coordinator
Penske -
Reading, PA
Compliance Specialist
First Children Services -
Pottstown, PA
Associate IT Compliance Analyst
Penske -
Reading, PA

Popular Search Topics

Salary.com Estimation for Manager, Regulatory Compliance in Reading, PA
$103,756 to $140,445
If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Sign up to receive alerts about other jobs with skills like those required for the Manager, Regulatory Compliance.

Click the checkbox next to the jobs that you are interested in.

  • Compliance Management Skill

    • Income Estimation: $51,436 - $78,523
    • Income Estimation: $53,062 - $67,658
  • Internal Audit Skill

    • Income Estimation: $103,929 - $142,772
    • Income Estimation: $127,764 - $173,715
This job has expired.

Not the job you're looking for? Here are some other Manager, Regulatory Compliance jobs in the Reading, PA area that may be a better fit.

Compliance Inspector

7G Environmental Compliance Management, Reading, PA

Compliance Coordinator

Penske Truck Leasing and Logistics, Reading, PA