What are the responsibilities and job description for the Senior G&C Analyst (US) position at TD Bank?
Company Overview
About TD Bank, America's Most Convenient Bank®
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing over 9.8 million customers with a full range of retail, small business and commercial banking products and services at more than 1,100 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Auto Finance, a division of TD Bank, N.A., offers vehicle financing and dealer commercial services. TD Bank and its subsidiaries also offer customized private banking and wealth management services through TD Wealth®. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.td.com/us. Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US and www.twitter.com/TDNews_US.
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit www.td.com.
We offer a competitive salary and benefit program, including: comprehensive, affordable health care through medical, dental, and vision coverage; financial security with life and disability insurance; opportunities to save using health savings and flexible spending accounts; retirement benefits to help prepare for the future; paid time off and work/life benefits to maintain a good balance.
Department Overview
The Corporate Transformation and Operations (CTO) group was established to develop a strategy and model to build the capabilities, systems and processes required for best-in-class operations and other enabling capabilities across Finance, Risk, HR and Customer, Community & Corporate (CCC). The purpose of the CTO Function is to Strengthen the Bank at its Core by leveraging scale and expertise to deliver better business outcomes.
Within the CTO, the Governance, Risk and Control function has a 1B mandate, which provides central 1B capabilities, including data governance and model governance, for the corporate functions. As a relatively new organization, the CTO provides opportunities for team members to participate in the continued evolution of this key enterprise function.
Job Description
The Senior G&C Analyst provides specialized business governance and control guidance and support for a business or functional area and implements policies/processes and/or initiatives to meet business governance and control objectives. May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area/function.
Experienced governance, risk and control professional who proactively supports a diverse portfolio of risk-related programs to effectively manage and mitigate operational/ regulatory risk and drive a strong governance and internal control environment. The role will facilitate risk assessments, conduct control design and effectiveness testing, provide insightful advice and independent challenge, and encourage transparent discussion of risk issues fostering an effective transparent risk culture.
Your ability to analyze, organize and prioritize will be foundational to your success in the role. You will act as a subject matter expert and develop and maintain a robust understanding of governance and control requirements. Your strong ability to work with multiple stakeholders and form positive working relationships will be key.
Reporting to the Senior Manager, CTO Governance, Risk and Control, accountabilities include ensuring effective execution of the enterprise 1B Mandate and Standard across Corporate functions, with specific focus on the Capital Management organization. As a key member of the team, you will:
* Execute, lead and support initiatives to identify and assess risks and control, develop strategies to remediate gaps identified, and implement processes to effectively manage and mitigate risk
* Drive a strong governance and internal control environment and perform effective challenge by executing on enterprise control and governance frameworks, including (but not limited to) pRCSA standards, regulatory compliance policies and standards, and business managed technology standards
* Proactively identify opportunities to strengthen and improve processes and controls, and ensure the Corporate functions operate within the Bank's risk appetite
* Promote awareness, understanding and ownership of operational/ regulatory risk, key risk drivers and mitigation strategies within Corporate function teams
* Identify, size and implement operational and continuous improvements to business processes to maximize efficiencies and scale/grow capabilities and teams to meet business needs
* Maintain an understanding of existing and emerging regulatory requirements, operational processes, inherent risks, and ORM policies & practices to provide tailored advice and counsel to the Corporate functions
* As a trusted advisor to internal business partners, recognize and anticipate emerging trends, identify issues/opportunities and recommend actions to senior management
Requirements
* 5 years relevant experience, with preference given to demonstrated proficiency in 1B or 2A roles in Risk Management or other control functions (e.g., Audit, Compliance, Privacy)
* Organizational awareness and sensitivity
* Proven skills in assessing and prioritizing based on business impact, need and risk factors
* Strong written and verbal communication skills, including writing concise business messages, documents, creating impactful presentations, and presenting analysis to management and senior executives
* Proven ability to work with and build strong relationships with stakeholders and colleagues
* Solution oriented, with ability to navigate the organization and make assessments and decisions with sometimes vague, incomplete or partial context/parameters
* Independent thinker with exceptional analytical skills and strong business acumen
* High degree of personal initiative, with strong influencing and leadership skills
* Undergraduate degree; professional accounting, internal auditing or risk management designation and training would be beneficial
* Proficiency in Microsoft Office applications
Must be eligible for employment under regulatory standards applicable to the position.
Hours
40
Inclusiveness
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at [ Email address blocked ] - Click here to apply to Senior G&C Analyst (US) . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
About TD Bank, America's Most Convenient Bank®
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing over 9.8 million customers with a full range of retail, small business and commercial banking products and services at more than 1,100 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Auto Finance, a division of TD Bank, N.A., offers vehicle financing and dealer commercial services. TD Bank and its subsidiaries also offer customized private banking and wealth management services through TD Wealth®. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.td.com/us. Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US and www.twitter.com/TDNews_US.
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit www.td.com.
We offer a competitive salary and benefit program, including: comprehensive, affordable health care through medical, dental, and vision coverage; financial security with life and disability insurance; opportunities to save using health savings and flexible spending accounts; retirement benefits to help prepare for the future; paid time off and work/life benefits to maintain a good balance.
Department Overview
The Corporate Transformation and Operations (CTO) group was established to develop a strategy and model to build the capabilities, systems and processes required for best-in-class operations and other enabling capabilities across Finance, Risk, HR and Customer, Community & Corporate (CCC). The purpose of the CTO Function is to Strengthen the Bank at its Core by leveraging scale and expertise to deliver better business outcomes.
Within the CTO, the Governance, Risk and Control function has a 1B mandate, which provides central 1B capabilities, including data governance and model governance, for the corporate functions. As a relatively new organization, the CTO provides opportunities for team members to participate in the continued evolution of this key enterprise function.
Job Description
The Senior G&C Analyst provides specialized business governance and control guidance and support for a business or functional area and implements policies/processes and/or initiatives to meet business governance and control objectives. May provide complex reporting, analysis, testing and assessments at the functional or enterprise level and is generally a lead or SME for a given area/function.
Experienced governance, risk and control professional who proactively supports a diverse portfolio of risk-related programs to effectively manage and mitigate operational/ regulatory risk and drive a strong governance and internal control environment. The role will facilitate risk assessments, conduct control design and effectiveness testing, provide insightful advice and independent challenge, and encourage transparent discussion of risk issues fostering an effective transparent risk culture.
Your ability to analyze, organize and prioritize will be foundational to your success in the role. You will act as a subject matter expert and develop and maintain a robust understanding of governance and control requirements. Your strong ability to work with multiple stakeholders and form positive working relationships will be key.
Reporting to the Senior Manager, CTO Governance, Risk and Control, accountabilities include ensuring effective execution of the enterprise 1B Mandate and Standard across Corporate functions, with specific focus on the Capital Management organization. As a key member of the team, you will:
* Execute, lead and support initiatives to identify and assess risks and control, develop strategies to remediate gaps identified, and implement processes to effectively manage and mitigate risk
* Drive a strong governance and internal control environment and perform effective challenge by executing on enterprise control and governance frameworks, including (but not limited to) pRCSA standards, regulatory compliance policies and standards, and business managed technology standards
* Proactively identify opportunities to strengthen and improve processes and controls, and ensure the Corporate functions operate within the Bank's risk appetite
* Promote awareness, understanding and ownership of operational/ regulatory risk, key risk drivers and mitigation strategies within Corporate function teams
* Identify, size and implement operational and continuous improvements to business processes to maximize efficiencies and scale/grow capabilities and teams to meet business needs
* Maintain an understanding of existing and emerging regulatory requirements, operational processes, inherent risks, and ORM policies & practices to provide tailored advice and counsel to the Corporate functions
* As a trusted advisor to internal business partners, recognize and anticipate emerging trends, identify issues/opportunities and recommend actions to senior management
Requirements
* 5 years relevant experience, with preference given to demonstrated proficiency in 1B or 2A roles in Risk Management or other control functions (e.g., Audit, Compliance, Privacy)
* Organizational awareness and sensitivity
* Proven skills in assessing and prioritizing based on business impact, need and risk factors
* Strong written and verbal communication skills, including writing concise business messages, documents, creating impactful presentations, and presenting analysis to management and senior executives
* Proven ability to work with and build strong relationships with stakeholders and colleagues
* Solution oriented, with ability to navigate the organization and make assessments and decisions with sometimes vague, incomplete or partial context/parameters
* Independent thinker with exceptional analytical skills and strong business acumen
* High degree of personal initiative, with strong influencing and leadership skills
* Undergraduate degree; professional accounting, internal auditing or risk management designation and training would be beneficial
* Proficiency in Microsoft Office applications
Must be eligible for employment under regulatory standards applicable to the position.
Hours
40
Inclusiveness
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at [ Email address blocked ] - Click here to apply to Senior G&C Analyst (US) . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
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