Wealth Advisor

Waldron is looking to fill multiple Wealth Advisor positions and is seeking motivated, strategic, and competitive individuals. These individuals will have substantial responsibility for driving incremental revenue growth from existing clients and developing new channels to drive revenue growth. This position has the opportunity for short-term equity/partnership.

In addition, Wealth Advisors are responsible for enhancing existing relationships with high and ultra-high net worth individuals and families. Wealth Advisors deliver comprehensive financial advice to their clients by serving as the client’s trusted advisor and assuring proper administration and compliance with policies, procedures, and regulations.

As a Wealth Advisor you will:

• Identify, solicit, close, and retain new clients of high/ultra-high net worth through individual and group business development efforts. Grow revenue by securing new wallet share from existing clients.  
• Act as the Strategic Advisor on client engagements. A strategic advisor defined as being: 
  • Responsible for providing enhanced service and technical execution of the client relationship. 
  • Responsible for helping to identify and develop new growth opportunities from the existing relationship via additional wallet share or new introductions to the clients’ networks. 

• Act as the Lead Advisor on client engagements. A lead advisor defined as being: 
  • Responsible for the service and technical execution of the client relationship. 
  • Accountable for the actions of the other service team members assigned to a client engagement. 
  • Viewed by the client as “the authority” for their family’s finances. 
  • Accountable for the retention of assigned clients. 
• May act as the Service Advisor on client relationships which is defined as being: 
  • Accountable for internal execution of items necessary for service delivery. 
  • Delivering advice directly to the client independently or in conjunction with the Lead Advisor. 
  • Play a significant role in relationship management.  
• Lead and oversee all service aspects of the client relationship and ensure outstanding client service, with regular communication and prompt anticipation of, and attention to, client needs. 
• Collaborate with the wealth planning and investment teams to develop and deliver customized wealth management solutions to individuals and families that are consistent with client objectives and risk tolerances.  
• Expand and deepen client relationships by proactively identifying and executing various client needs. 
• Maintain knowledge of applicable laws and regulations as well as knowledge of relevant policies and procedures to ensure all requirements are met. 

As a Wealth Advisor you need:

• Bachelor’s Degree in finance or related field required. Advanced degree preferred.
• Minimum of ten (10) years of experience in Wealth Advisory required. Twelve (12) years preferred.
• Minimum of two (2) years of a proven track record of successful business development results required.  
• Minimum of three (3) years of experience as lead advisor on assets under management (AUM) of $125 million required.
• CFP/CPA/JD or other professional designation required. Extensive experience may be considered in lieu of professional designation.
• Series 65 or 66 required or obtained within three (3) months unless regulatory exemption is granted.
• Advanced computer skills including MS Office applications (Word, Excel, Power Point), Internet, and e-mail. 
• Highly competitive in nature and motivated. 

About Us:

Waldron is a boutique wealth management firm that advises a select group of multigenerational families, business owners and corporate executives. We are dedicated to providing our clients with comprehensive financial planning and independent, goal-based investment management. Waldron has been consistently ranked as a top financial advisor by industry leading publications including Barron’s, Forbes, and the Financial Times.

At Waldron we offer our employees:

Comprehensive medical benefits – currently we cover 100% of your medical premium!
Dental and Vision coverage
Life Insurance
Short and Long Term Disability
401(k) Profit Sharing
Paid Time Off
Financial Planning Advice