Compliance Analyst

Roles & Responsibilities Assisting Compliance Director to manage clients who desired to be regulated by MAS and assist in applications including licensing and registration; Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; Assist in development and implementation of compliance policies and procedures – ensure compliance policies and procedures are effectively communicated to the client, in accordance with the Firm’s regulatory requirements; Assist in continuously monitor relevant regulatory changes and assist clients in developing internal controls, accordingly; Assist to communicate and liaise with MAS and other regulatory body; Assist in conducting annual compliance reviews; Assist in preparing and submitting annual and quarterly regulatory filings; Proactively provide practical, business-friendly solutions for esoteric regulatory issues. JOBS REQUIREMENTS Preferable two years of regulatory compliance experience e.g within a regulator, a regulated firm, or a consultancy Experience dealing with the MAS regulations, in particular the Securities and Futures Act Experience with building policies and procedures around specific business models Good understanding of the financial services industry, in particular the asset management industry Team player, Self-motivated and meticulous We welcome candidates who have legal or audit background