Client Associate

WELLS FARGO BANK
Oxford, MS Full Time
POSTED ON 5/23/2023 CLOSED ON 6/16/2023

What are the responsibilities and job description for the Client Associate position at WELLS FARGO BANK?

About this role:

Wells Fargo is seeking a Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about our career areas and lines of business at wellsfargojobs.com .

In this role, you will:
  • Assist Financial Advisor(s) colleagues with service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence
  • Facilitate Financial Advisor and client requests for account related information and/or quotes
  • Schedule and prepare for appointments with new or prospective clients
  • Establish and service client accounts, prepare forms, research account inquiries and/or issues, and enter security order tickets after being approved by the Financial Advisor(s)
  • Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, assisting with marketing related activities, establishing, and maintaining files to meet the firm's regulatory requirements
  • Establish and maintain filing and record keeping necessary to support efforts to service and grow client relationships
  • Acts as the liaison for all referral sources by reviewing paperwork for completeness and forwarding to management for review when applicable
Required Qualifications, US:
  • 2 years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications:
  • Client service focus with experience listening, eliciting information efficiently, comprehending, and resolving complex customer issues
  • Brokerage or Financial Services industry experience
  • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
  • Experience interacting directly with customers
  • Intermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skills
This position is subject to FINRA Background Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents.

This position is not eligible for Visa sponsorship.

Posting Location: 265 North Lamar Boulevard, Suite K, Oxford, MS 38655; 499 Gloster Creek Village, Suite F6A, Tupelo, MS 38655

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.
Facility in is locum
HealthEcareers - Client -
Memphis, TN
Client Documentation Associate
JPMorganChase -
Manila, AR
Senior Registered Client Associate
Wells Fargo -
MEMPHIS, TN

For Employer
Looking for Real-time Job Posting Salary Data?
Keep a pulse on the job market with advanced job matching technology.
If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

Sign up to receive alerts about other jobs with skills like those required for the Client Associate.

Click the checkbox next to the jobs that you are interested in.

  • Data Entry-Keyboarding Skill

    • Income Estimation: $33,912 - $44,563
    • Income Estimation: $34,727 - $44,137
  • Filing Skill

    • Income Estimation: $36,629 - $45,538
    • Income Estimation: $38,104 - $46,563
This job has expired.
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Job openings at WELLS FARGO BANK

WELLS FARGO BANK
Hired Organization Address Waynesboro, VA Full Time
Why Wells Fargo : Are you looking for more? Find it here. At Wells Fargo, we believe that a meaningful career is much mo...
WELLS FARGO BANK
Hired Organization Address Skagway, AK Full Time
Why Wells Fargo : Are you looking for more? Find it here. At Wells Fargo, we believe that a meaningful career is much mo...
WELLS FARGO BANK
Hired Organization Address Washington, DC Full Time
Why Wells Fargo : Are you looking for more? Find it here. At Wells Fargo, we believe that a meaningful career is much mo...
WELLS FARGO BANK
Hired Organization Address Caldwell, ID Full Time
Why Wells Fargo : Are you looking for more? Find it here. At Wells Fargo, we believe that a meaningful career is much mo...

Not the job you're looking for? Here are some other Client Associate jobs in the Oxford, MS area that may be a better fit.

Depot Support Technician III

Associate Staffing, Memphis, TN

Ct technologist week

HealthEcareers - Client, Memphis, TN