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Financial Retail Sales Assistant II - Registered uses customer database to generate additional business opportunities with existing clients. Utilize cross sell, telemarketing, and/or internal referrals for additional product offerings to expand the portfolio and the client's relationship. Being a Financial Retail Sales Assistant II - Registered opens new accounts, processes orders for existing clients, and responds to questions and fulfills customer requests regarding the organization's products and services. May execute trades as required. Additionally, Financial Retail Sales Assistant II - Registered may provides additional clerical or sales support for one or more Registered Representatives. Has a broad knowledge and understanding of the firm's offerings. May require a bachelor's degree. Typically reports to a supervisor or manager. Requires NASD series 7 and 63 licenses. The Financial Retail Sales Assistant II - Registered gains exposure to some of the complex tasks within the job function. Occasionally directed in several aspects of the work. To be a Financial Retail Sales Assistant II - Registered typically requires 2 to 4 years of related experience.
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