Compliance Analyst (Banking) jobs in Hialeah, FL

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Banking specialist
  • Amerant Bank
  • Hialeah, FL FULL_TIME
  • As a Banking Specialist, you help create the energy and excitement around Amerant Bank products, providing the right solutions and getting products into customers’ hands.

    You understand that Amerant Bank is dedicated to delivering a customer experience that’s unlike any other. It starts with you discovering customers’ needs and with the support of your team members, you match those needs with the right products.

    Every day is an opportunity for you to turn another Amerant Bank customer into a loyal customer.

    Purpose of role is to provide teller and platform-based transactions, manage lobby activity and support mobile, online banking and digital solutions.

    In addition, provide education and knowledge of our consumer and small business products to existing and new customers.

    OPERATIONAL EXCELLENCE :

    • Process all manner of financial transaction requests including but not limited to deposits, withdrawals, check cashing, issuance of cashiers’ checks.
    • Research and resolve issues related to end of day banking center balancing.
    • May be responsible for functions related to the day to day operation of the ATM, cash recycler, drive thru and night drop.
    • Ability to open new accounts and perform maintenance transactions on the Bank’s platform system including debit card issuance and ongoing maintenance as well as completion of Know Your Customer requirements.

    Execute all operation responsibilities relative to opening and maintain all products and services.

    • Review customers account activity to insure compliance with Bank Secrecy Act.
    • May be responsible for the daily review of overdraft, uncollected and significant balance change reports.
    • Ability to originate new credit requests (consumer and small business and / or residential mortgages) and respond to loan related inquiries.
    • Follow Bank policies and procedures, as well as legal and regulatory requirements, including security and audit procedures.
    • Adhere to all policies and procedures per Retail Banking’s operating manuals, employee handbook and all other that apply to the position functions.

    Ensure all regulatory requirements as well as security and audit procedures are adhered to always.

    • Responsible for ensuring individual acts do not lead to Bank operating losses as well as escalating potential concerns that could lead to Bank loss to appropriate supervisor.
    • Identify, evaluate, monitor and make any recommendation deemed necessary to the Risk Management Committee in order to assess, reduce, eliminate or control any current or prospective risks to earnings or capital arising from violations of, or nonconformance with, laws, rules regulations, prescribed practices, internal policies and procedures or ethical standards.
    • Ensure preventive measures are carried out to fully comply with current rules, regulations and internal policies relating to risks pertaining to BSA, USA Patriot Act, OFAC and other AML related issues.

    CUSTOMER SERVICE :

    • Act as a customer advocate to ensure we meet the needs of our customers and prospects with the intent of enhancing customer retention and engagement.
    • Resolve customer problems and follow up to ensure customer’s expectations are met.
    • Deliver customer experience for all segments to ensure quality customer experience every day every time.
    • Provide quality customer service to all current and prospective customers as measured by Bank service standards.

    BUSINESS DEVELOPMENT :

    • This position requires consistently meeting or exceeding sales goals as defined by management.
    • Achieve out bound conversation expectations as defined by management.
    • Responsible for acquiring, retaining and expanding new and existing customer relationships by providing a positive new account experience, profiling, assessing customer needs, and recommending and selling appropriate banking products and services.
    • Take an active role in educating our customers on other banking channels to meet their needs.
    • Responsible for learning and maintaining knowledge of Bank’s products and services.
    • Participate in business development activities in support of the banking center market development activities as requested.
    • Actively participate in community organizations to promote the Bank brand as well as support business development initiatives.

    BANK TRANSFORMATION :

    • Adhere to expectations defined for banking centers as defined by management.
    • Responsible for adhering to no personal space guidelines and that the banking center is clean and free of clutter.
    • For Transformed Banking Centers : Responsible and able to utilize all elements within a transformed banking center : Welcoming Zone, Comfort Zone, Discovery Zone, Advisor Connect, Service Spots, Teller Tower, etc.
    • Learn and encourage usage of all digital components in the banking center by banking center guests.
    • May be the Digital Advocate for the banking centers. Responsibilities include being an expert on the Bank’s Online Banking (personal and business) and Mobile Banking channels to be able to assist customers and promote their sale and usage.

    Responsible for educating other team members on digital channels.

    • Adhere to and participate in lobby management standards including acting in the Greeter role. Greet customers / prospects in the lobby in accordance with banking center defined standards.
    • Adhered to defined career wear standards.

    OTHER :

    • Live the Bank values every day.
    • Complete mandatory training and required responsibilities to have knowledge of complete lines of products and services.
    • May have approval authority.
    • May be asked to train and aid less experience banking center team members.
    • Cooperates with superiors, peers to accomplish team and Bank goals.
    • Ability to work in different assigned banking centers within the region.
    • Other duties as required.

    Minimum Education and / or Certifications Requirements :

    High School or GED required. AA or Bachelor’s Degree preferred.

    Applicant must be NMLS registered and provide the company with their NMLS number or be willing to register in NMLS upon accepting an employment offer.

    Additionally, FBI Criminal Background and credit checks must be successfully passed.

    Minimum Work Experience Requirements :

    Banking Specialist IV requires over 5 years of experience in Bank sales / service environment or equivalent experience including proven sales results.

    Technical and / or Other Essential Knowledge :

    Basic report writing ability, organizational skills, telephone skills. Previous experience with Outlook, Internet and MS Office Skills, including MS Word Advanced, MS Excel Advanced and MS PowerPoint Level II required.

    Applicant must be NMLS registered and provide the company with their NMLS number or be willing to register in NMLS upon accepting an employment offer.

    Additionally, FBI Criminal Background and credit checks must be successfully passed within the first 30 days of employment, or 30 days from the date of the upload (whichever occurs first).

    Functional Skills & Knowledge Requirements :

    Must be a team player, can work under pressure, have a professional image and be able to resolve problems and conflicts.

    Must be able to prioritize work and effectively manage time.

    Must possess basic business communications skills such as advanced writing, listening and have basic office and mathematics skills, and customer service skills.

    Possession of professional skills such as report writing, basic statistics, effective presentation skills and creative skills are required.

    Must possess sales and negotiation skills.

    Bilingual (English / Spanish) preferred

    Last updated : 2024-03-03

  • 25 Days Ago

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Banking Specialist IV-Floater
  • Amerantbank
  • Hialeah, FL FULL_TIME
  • As a Banking Specialist, you help create the energy and excitement around Amerant Bank products, providing the right solutions and getting products into customers’ hands. You understand that Amerant B...
  • 10 Days Ago

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COMPLIANCE DIRECTOR
  • Catholic Hospice, Inc.
  • Miami, FL FULL_TIME
  • DescriptionCATHOLIC HOSPICE INC.COMPLIANCE DIRECTORFULL TIME - MONDAY TO FRIDAY MIAMI LAKES, FL.Summary & ObjectiveThe Director of Compliance is responsible for designing and implementing policies, pr...
  • 16 Days Ago

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State Compliance Officer
  • CES, LLC
  • Hialeah, FL PART_TIME
  • CES is looking for reliable, detail-oriented individuals to assist Underage Purchasers in performing non- confrontational compliance checks on local tobacco retailers to ensure the sale of tobacco pro...
  • 1 Day Ago

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Director of Accreditation & Compliance
  • Florida National Univer
  • Hialeah, FL FULL_TIME
  • Major Responsibilities: The major responsibility ofthe Director of Accreditation and Compliance is to assist the President in theproper completion and coordination of all accreditation activities in t...
  • 1 Day Ago

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Underage Purchaser (Undercover) - Tobacco Compliance
  • CES, LLC
  • Key West, FL PART_TIME,CONTRACTOR
  • Job Title: Underage PurchaserFLSA: 1099(unless otherwise required by state law.)Job Description Summary: FloridaGreat part time opportunity for high school and college students! CES is looking for rel...
  • 2 Days Ago

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0 Compliance Analyst (Banking) jobs found in Hialeah, FL area

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Jr. Regulatory Compliance Analyst
  • Dimension Capital Management
  • Coral Gables, FL
  • Junior Compliance Analyst In this role you will work closely with the Senior Compliance Analysts and Director of Complia...
  • 3/28/2024 12:00:00 AM

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Regulatory Compliance Analyst (On-Site)
  • Educational Federal Credit Union
  • Miami, FL
  • Job Description Job Description Job Summary: The Compliance Analyst's primary function is to ensure Educational Federal ...
  • 3/28/2024 12:00:00 AM

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COMPLIANCE ANALYST
  • Bayview Asset Management
  • Miami, FL
  • Overview: Bayview Asset Management, LLC is a private fund manager focused on mortgage and consumer credit, including who...
  • 3/28/2024 12:00:00 AM

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Senior AML Compliance Analyst
  • Santander Bank
  • Miami, FL
  • Senior AML Compliance Analyst Miami, United States of America Position Summary: The Anti-Money Laundering ("AML") Senior...
  • 3/28/2024 12:00:00 AM

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AML Compliance Associate
  • Santander
  • Miami, FL
  • AML Compliance Associate Country: United States of America Position Summary: The Anti-Money Laundering ("AML") Senior An...
  • 3/28/2024 12:00:00 AM

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Privacy Compliance Analyst
  • StevenDouglas
  • Miami, FL
  • Summary of Position: The Role will collaborate closely with cross-functional teams, including customer relationship mana...
  • 3/27/2024 12:00:00 AM

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Compliance Officer
  • Larson Maddox
  • Miami, FL
  • We are currently partnered with a growing Investment Management firm looking to add a Compliance Officer to their team. ...
  • 3/27/2024 12:00:00 AM

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Global Ethics and Compliance Analyst
  • Carnival Cruise Line
  • Miami, FL
  • **Job Description** This Analyst will assist in developing, designing, and providing business intelligence that will hel...
  • 3/26/2024 12:00:00 AM

Hialeah ( /ˌhaɪəˈliːə/) is a city in Miami-Dade County, Florida, United States. With the population of 239,673 at the 2018 United States Census, Hialeah is the sixth-largest city in Florida. It is a principal city of the Miami metropolitan area, which was home to an estimated 6,012,331 people at the 2015 census. It is located west-northwest of Miami, and is the only place in the county, other than Homestead, Florida, to have its own street grid numbered separately from the rest of the county (which is otherwise based on Miami Avenue at Flagler Street in downtown Miami, the county seat). Hialea...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$47,781 to $67,751
Hialeah, Florida area prices
were up 2.9% from a year ago