Compliance Analyst (Banking) jobs in Maine

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

S
Compliance Analyst
  • SHP Management Corp
  • Cumberland, ME FULL_TIME

  • POSITION SUMMARY

    The Compliance Analyst is responsible for assisting the Director in the direction and oversight of all compliance activities of the corporation.  The Compliance Analyst reports to the Compliance Director.

     

     ESSENTIAL FUNCTIONS

    • Duties may include, but are not limited to assisting the Compliance Director in the following areas:
    • Review of monthly voucher submissions for HAP requests assist staff with reconciliation.
    • Conduct file reviews for compliance with the applicable subsidy type (S. 8, LIHTC, S. 236) 
    • Manage staff access to the SAVE (Systematic Alien Verification for Entitlement’s Program) Program
    • Prepare report summarizing items of non-compliance; work with site staff to correct deficiencies
    • Review EIV reports and assist property staff with resolving discrepancies
    • Prepare LIHTC reports as required by state monitors and syndicators
    • Review asset verification process for certifications that involve real estate and/or investment income
    • Assist site staff with TRACS error resolution
    • Any other projects for Compliance Director as requested.

     

    QUALIFICATIONS: SKILLS & ABILITIES

    • Associate’s or Bachelor's degree required
    • 3- 5 years of property management or project based Section 8 experience
    • Deep knowledge of affordable housing programs to include Section 8/236, LIHTC, EIV and HUD Secure Systems, Fair Housing and Section 504 compliance
    • Industry-specific certification required (COS, AHM)
    • Demonstrated competency with Microsoft Office required; Experience with One Site, Yardi or Boston Post a plus
    • Ability to communicate both orally and in writing with a wide range of people
    • Ability to accept responsibility and account for his/her action
    • Trait of being dependable and trustworthy
    • Ability to utilize available time to organize and complete work within given deadlines
    • Ability to work at a sustained pace and produce quality work


    PHYSICAL ABILITIES

    Lift/Carry, Push/Pull

    Stand 12 lbs. or less (F)

    Walk 11-20 lbs. (F)

    Sit 21-50 lbs. (O) 26-40 lbs. (O)

    Handling/Fingering 51-100 lbs. (F) over 40 lbs. (N)

    Reach Outward/Above Shoulder (F) over 100 lbs.(N)

    Climb (N/A)

    Crawl (O) up to 33% of time

    Squat/Kneel (F) up to 66% of time

    Bend (C) more than 66% of time


  • 6 Days Ago

B
Regulatory Compliance Analyst
  • Bangor Savings Bank
  • Bangor, ME FULL_TIME
  • Position Overview: Responsible for performing independent, secondary reviews of processes/activities pertaining to various areas of the Bank (primarily relating to lending), while aiding in the ongoin...
  • 11 Days Ago

A
Corporate Compliance Support Analyst
  • AVANGRID MANAGEMENT COMPA
  • Augusta, ME FULL_TIME
  • Long Description About AVANGRID: AVANGRID, Inc. (NYSE: AGR) aspires to be the leading sustainable energy company in the United States. Headquartered in Orange, CT with approximately $39 billion in ass...
  • 1 Month Ago

S
Technology Compliance Analyst
  • Systems Engineering Inc
  • Portland, ME OTHER
  • Description: At Systems Engineering, our mission is to enable the exceptional with our clients, employees, and the community. As a result, we continue to invest heavily in being the premier technology...
  • 21 Days Ago

T
Banking associate
  • TD Bank
  • Gray, ME FULL_TIME
  • Banking Associate - Gray, Maine page is loaded Banking Associate - Gray, Maine Apply remote type On Site locations Gray, Maine time type Full time posted on Posted 3 Days Ago job requisition id R 1341...
  • 7 Days Ago

F
Banking Specialist
  • Franklin Savings Bank
  • Ellsworth, ME FULL_TIME
  • Franklin Savings Bank is looking to add to our amazing team! We have an opening for a Banking Specialist in our newest location in Ellsworth. This position supports the Commercial and Business Solutio...
  • 20 Days Ago

B
Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 4/18/2024 12:00:00 AM

P
Compliance Analyst
  • Phaxis LLC
  • New York, NY
  • COMPLIANCE ANALYST AT GLOBAL FINTECH FIRM Base Salary is $100K to $120K (based upon candidate and experience) Year-end B...
  • 4/18/2024 12:00:00 AM

L
Compliance Analyst
  • Lakeshore Talent
  • Denver, CO
  • Lakeshore Talent is seeking a Compliance Analyst for a remote position who will be responsible for internal and client-f...
  • 4/18/2024 12:00:00 AM

E
Compliance Analyst
  • Eteam
  • Baltimore, MD
  • Duration :: 12 Months (possible extension/ FTE) Hybrid: 3 days on site per week Department Profile Professionals within ...
  • 4/18/2024 12:00:00 AM

M
Compliance Analyst
  • Madison-Davis, LLC
  • Stamford, CT
  • Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
  • 4/17/2024 12:00:00 AM

T
Compliance Analyst
  • Techworkers
  • Austin, TX
  • The role: The Anti-Money Laundering (AML) Compliance Analyst performs various investigation assignments related to regul...
  • 4/17/2024 12:00:00 AM

A
IT Compliance Analyst
  • ASSA ABLOY Group
  • Lake Forest, CA
  • We are seeking a highly motivated and detail-oriented IT Compliance Analyst to join our dynamic team at ASSA ABLOY Ameri...
  • 4/17/2024 12:00:00 AM

U
Compliance Analyst Sr
  • UCHealth
  • COLORADO SPRINGS, CO
  • Description Position can be held in Colorado Springs or Denver Summary: Assists with administration of the organization'...
  • 4/5/2024 12:00:00 AM

To the south and east is the Atlantic Ocean and to the north and northeast is New Brunswick, a province of Canada. The Canadian province of Quebec is to the northwest. Maine is both the northernmost state in New England and the largest, accounting for almost half of the region's entire land area. Maine is the only state in the continental US to border only one other American state (New Hampshire to the South and West). Maine is the easternmost state in the United States in both its extreme points and its geographic center. The town of Lubec is the easternmost organized settlement in the United...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$48,195 to $68,343