Compliance Analyst (Banking) jobs in Norwich, CT

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • Mashantucket Pequot Gaming Enterprise
  • Mashantucket, CT FULL_TIME
  • Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance with Tribal, State and Federal laws related to Anti-Money Laundering and Bank Secrecy Act Requirements. Associates degree in Accounting, Finance, Business, Law or related field; or Five (5) years of casino operations experience in a cash handling focused department; or three (3) years of anti-money laundering related auditing/analysis experience. Anti-Money Laundering Specialist Certification, Fraud Examiner Certification, and/or Internal Auditor Certification desired. Compliance Audit Experience preferred.

    Experience with Everi Compliance software desired. Working knowledge of Microsoft Word and Excel applications required. Must have thorough knowledge of Internal Controls related to cash and cash equivalent handling processes. Working knowledge of Foxwoods Casino’s management systems (CAMS) and Foxwoods Casino’s gaming systems (SDS, Table Touch, Everi, etc).

    Knowledge of IRS regulations related to anti-money laundering. Ability to maintain confidentiality. Must have proficient data entry skills. Ability to complete forms, documents and written reports.

    Excellent record-keeping and organizational skills. Must be detail-oriented. Ability to interact effectively with team members. Ability to prioritize multiple tasks and assignments.

    Ability to maintain professionalism and composure.
  • 20 Days Ago

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Compliance Analyst
  • Foxwoods Resort Casino
  • Mashantucket, CT FULL_TIME
  • Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance with Tribal, State and Federal laws related to Anti-Money Laundering and Bank Secr...
  • 21 Days Ago

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Retail Banking - Customer Solutions Manager
  • Chelsea Groton Bank
  • Norwich, CT FULL_TIME
  • OVERVIEW:This position is responsible for leading an effective team for the purpose of helping customers achieve their financial goals, small or large, by providing outstanding service in a courteous,...
  • 12 Days Ago

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Call Center Video Banking Specialist
  • Coreplus Federal Credit Union
  • Norwich, CT FULL_TIME
  • DescriptionJob Title: Call Center Video Banking Specialist Department: Call CenterReports To: Call Center ManagerFLSA Status: Non-ExemptPrepared Date: February 9, 2024Grade: 8 ($20.57-$25.72-$30.86)Lo...
  • 1 Month Ago

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Retail Banking- Full Time Customer Solutions Representative
  • Chelsea Groton Bank
  • Norwich, CT FULL_TIME
  • OVERVIEW: This position is responsible for helping customers achieve their financial goals, small or large, by providing outstanding service in a courteous, professional and ethical manner. Whether pr...
  • 19 Days Ago

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Retail Banking- Customer Solutions Assistant Manager
  • Chelsea Groton Bank
  • Norwich, CT FULL_TIME
  • OVERVIEW:This position is responsible for helping customers achieve their financial goals, small or large, by providing outstanding service in a courteous, professional and ethical manner. Whether pro...
  • 23 Days Ago

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0 Compliance Analyst (Banking) jobs found in Norwich, CT area

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IGT - LMS Analyst (14492)
  • The City of Providence
  • Providence, RI
  • IGT (NYSE:IGT) is a global leader in gaming. We deliver entertaining and responsible gaming experiences for players acro...
  • 3/29/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Providence, RI
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

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Financial Analyst
  • Complete Staffing Solutions, Inc.
  • Providence, RI
  • Job Description Job Description HYBRID 37.5 work week! Hybrid Degree REQUIRED 3+ years’ experience REQUIRED Advanced Exc...
  • 3/28/2024 12:00:00 AM

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Commercial Loan Officer
  • Guilford Savings Bank
  • Old Saybrook, CT
  • Job Description Job Description POSITION DESCRIPTION: Responsible for developing and maintaining strong and profitable r...
  • 3/28/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Hartford, CT
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent - Examiner) - 12 MONTH ROSTER
  • Department Of The Treasury
  • Hartford, CT
  • Duties WHAT IS THE SMALL BUSINESS SELF-EMPLOYED (SB/SE)DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

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Financial Analyst - (Hybrid Schedule)
  • Serco North America
  • Newport, RI
  • Position Description : Serco is seeking a Financial Analyst to handle full lifecycle program finances for our Software I...
  • 3/26/2024 12:00:00 AM

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Compliance Analyst
  • Foxwoods Resort Casino
  • Mashantucket, CT
  • Under the direction of the Chief Compliance Officer and the Director BSA Compliance, the incumbent ensures compliance wi...
  • 3/25/2024 12:00:00 AM

Norwich, known as 'The Rose of New England,' is a city in New London County, Connecticut, United States. The population was 40,493 at the 2010 United States Census. Three rivers, the Yantic, the Shetucket, and the Quinebaug, flow into the city and form its harbor, from which the Thames River flows south to Long Island Sound. According to the United States Census Bureau, the city has a total area of 29.5 square miles (76.4 km2), of which 28.3 sq mi (73.4 km2) is land and 1.2 sq mi (3.0 km2) (3.87%) is water....
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$52,841 to $74,926
Norwich, Connecticut area prices
were up 1.7% from a year ago