Compliance Analyst (Banking) jobs in Santa Barbara, CA

Compliance Analyst (Banking) monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking) reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking) may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking) work is closely managed. Works on projects/matters of limited complexity in a support role. To be a Compliance Analyst (Banking) typically requires 0-2 years of related experience. (Copyright 2024 Salary.com)

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Community Banking Operations Manager
  • Montecito Bank & Trust
  • Santa Barbara, CA FULL_TIME
  • Are you a talented professional who excels at personalized service, enjoys getting involved in your communities, and has a desire to work for an award-winning Best Bank? 

    Montecito Bank & Trust is seeking a full-time Community Banking Operations Manager in our Community Banking department. This position will be responsible for all operational and administrative management of the Branch Network to ensure effective and efficient branch operations, associate development and engagement, exceptional client service, and compliance with regulations and policies to ensure satisfactory and above audit ratings while supporting and encouraging the community outreach efforts. The Community Banking Operations Manager will partner with the Sales Manager to ensure that products and services are promoted. This position will serve as a direct liaison between the operations at each branch and other departments within the Bank. This role requires leadership, support, and onsite observational and interactive coaching and mentorship to branch managers throughout all branches. Traveling and visiting branches will be a large part of this position. This is an exempt position reporting to the President & Chief Operating Officer. This position does not have the ability to work hybrid or remote and will be in-person at our MB&T Administrative Offices.


    Minimum Requirements, Activities, & Responsibilities

    Education and Experience: 

    • High school diploma or equivalent required; college degree preferred
    • A minimum of eight to ten years of banking experience, or similar experience, required
    • Five years’ experience in coordinating and/or managing a multi-branch network required
    • Comprehensive knowledge of financial service industry products, operations, and procedures required
    • Knowledge of local, state, and federal laws and regulations as they apply to financial institutions required
    • Fiserv experience and Consumer and Business lending experience preferred
    • The ability to be registered as a Mortgage Loan Originator (MLO)

    Essential Functions:

    • Communicates goals and direction with branch managers to ensure clear understanding of rules, regulations, requirements, and expectations
    • Fosters the development of branch management and associates through training, mentoring, counseling, and motivating
    • Coordinates and monitors all staff in performance of daily activities, including training, hiring, and evaluating
    • Identifies areas for improvement, changes in procedures, or new developments for updates to services or products
    • Focuses on retaining, growing, and increasing profit of existing relationships through excellent customer service and branch experiences
    • Manages, monitors and minimizes the community bank operating losses
    • Other activities and duties as assigned 

    Skills and Capabilities:

    • Must have strong critical thinking skills with the ability to effectively handle simultaneous and changing priorities while meeting deadlines
    • Ability to consistently conduct observational and onsite leadership, mentorship, and coaching 
    • Ability to successfully work with all stakeholders: customers, prospects, regulators, board members, vendors, senior leadership, and subordinates
    • Ability to make timely, independent decisions within authority and assigned responsibilities
    • Ability to be solutions oriented, a problem solver with sense of urgency with excellent time management skills

    Interested in applying? Visit our website at www.montecito.bank/careers 

    Review opening using the “Apply Now” tab on our Careers web page. 

    Once you've selected the desired position, click “Apply" on the top right-hand corner of the web page.

    Create a personal log-in to submit your expression of interest.

    A member of our Human Resources department will reach out to you to let you know whether or not you have been selected to move forward in the interview process.

    Equal Opportunity Employer/Disabled/Veteran

    ** The typical hiring range based on qualifications and pay equity is $140,577.49-$169,370.47

  • 13 Days Ago

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Director of Compliance
  • PayJunction
  • Santa Barbara, CA FULL_TIME
  • We are seeking a Director of Compliance to join our organization to help orchestrate and oversee the various company compliance audits, ensuring all departments adhere to the applicable, respective co...
  • 11 Days Ago

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Compliance Coordinator
  • CenCal Health
  • Santa Barbara, CA FULL_TIME
  • Coordinate with Plan staff and vendors on the tracking, collection and timely submission of reports and ad-hoc requests to regulatory agencies, including, but not limited to, the Department of Health ...
  • 15 Days Ago

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Compliance Nurse
  • CenCal Health
  • Santa Barbara, CA FULL_TIME
  • Using clinical experience and expertise, this position conducts audit activities of varying complexity and supports initiatives of moderate to complex difficulty related to CenCal Health’s audits, mon...
  • 21 Days Ago

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Compliance Nurse Auditor
  • CenCal Health
  • Santa Barbara, CA FULL_TIME
  • California Salary Range: $82,165 - $119,140 Job Summary Under the direction and supervision of the Audit Manager within the Audits, Monitoring, & Oversight Department of the Compliance Division, and t...
  • 17 Days Ago

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EHS Compliance Consultant
  • Stantec
  • Santa Barbara, CA FULL_TIME
  • EHS Compliance Consultant - ( 240000OZ ) Description Grounded in safety, quality, and ethics, our experts lead their fields and guide our work with rigor, a creative spirit, and vision for growth. We ...
  • 5 Days Ago

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0 Compliance Analyst (Banking) jobs found in Santa Barbara, CA area

Santa Barbara (Spanish: Santa Bárbara) is the county seat of Santa Barbara County in the U.S. state of California. Situated on a south-facing section of coastline, the longest such section on the West Coast of the United States, the city lies between the steeply rising Santa Ynez Mountains and the Pacific Ocean. Santa Barbara's climate is often described as Mediterranean, and the city has been promoted as the "American Riviera". As of 2014, the city had an estimated population of 91,196, up from 88,410 in 2010, making it the second most populous city in the county after Santa Maria. The contig...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking) jobs
$53,495 to $75,859
Santa Barbara, California area prices
were up 2.5% from a year ago