Compliance Analyst (Banking), Sr. jobs in Bridgeport, CT
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
Sr Business Analyst
- Resource1
-
Trumbull, CT
FULL_TIME
-
Our client is seeking a Sr. Business Analyst, Product Systems for a full-time perm position.
Scope:
The Senior Business Analyst provides strategic business analysis services to business partners. The focus of this position is to work closely with the business units to gain in-depth understanding of customer's business strategy, processes, services, roadmap and the context in which the business operates.
Job Summary:
We are looking for a Sr. Business Analysts to support the implementation of new functionality and ongoing technical support of Product Systems (for example PLM, LIMS, eQMS, ERP).
The Sr. BSA is responsible for enabling business readiness by helping End Users understand system capability and relate it to their business processes. Their most critical role is in enabling process documentation and thorough testing of the Product System. The BSA will also support ongoing training and optimization efforts. A background in Medical Device Product related systems is a big plus.
Essential Functions & Accountabilities:· Meet with senior management and internal stakeholders to investigate and accurately document business requirements (end-to-end processes flows, business scenarios, Work Instructions, and SOPs)· Gain approval from stakeholders on business requirements and serve as a point of communication for the business to channel their requests for enhancements and changes, to the business team.
· Lead preparation of demonstrations and system walk-throughs for new releases, change requests, and optimization phase design and build.
· Perform testing on Product System to confirm correct implementation of the requirements and coordinate UAT testing among business users as needed.
· Accurately convey the business requirements to the technical team for implementation
· Clearly document changes for submission to the Change Approvals Board (CAB)
· Hypercare - Be the first point of contact for issues, triage any reported issues, handle whatever can be addressed through training and leveraging existing system functionality etc. or escalate them to the appropriate team member for resolution.
· Provide 1:1 or small group support for users who need assistance in using Product Systems
· Setup monthly feedback sessions with users to gather feedback and provide previews of upcoming changes.
· Ensure that changes are documented in user guides and collaborate with Training leads to updated training materials.
Travel:
Travel up to 25% may be required.
Qualifications
Knowledge, Skills and Abilities:· 7 years’ experience managing cloud-based Product System implementations. Experience with RA/QA, Operations, and Customer Service, is desirable.
· Must have experience working on large scale projects as well as handling day-to-day operational requests from the business.- Lead or participate in multiple projects by completing and updating project documentation.
- Identify, create and facilitate process design changes by conducting business and systems process analysis and design at a complex level.
- Focusing on quality improvement and data management while ensuring data is reliable and valid
- Develop process improvements by re-engineering and/or integrating new systems and processes with existing ones.
- partnering with internal and external customers to ensure systems provided meet the long-term business strategies.
· Demonstrated ability to learn new systems and applications quickly.
· Ability to lead requirements gathering meetings and gain feedback and input from all participants, and report on the outcome of meetings.- Provide project level analysis – producing required project analysis documentation (business requirements, scope matrix, use cases, sequence diagrams, future state proposals, UAT plan)
- Collaborate closely with developers to implement the requirements, provide necessary guidance to testers during QA process.
· Excellent written and verbal communication skills in English.
· Software proficiency including:- Ability to use standard Microsoft Office apps to document changes, create business presentations.
- Expert using data analytic tools – proficient in SQL, advanced excel (VLOOKUP, Pivot tables, Graphing functions)
- Knowledge of Reporting tools (ex. Power BI) and hands-on experience using dashboards, reports, and data imports and exports for business use
· Able to understand business processes and document these processes using Visio or other flow-chart tools.
· Strong project management, ability to successfully manage multiple tasks at any given point, strong relationship building skills & communication skills. PMP certification is a plus.
Experience:· 7 years’ experience managing cloud-based Product System implementations.- Experience with RA/QA, Operations, and Customer Service, is preferred.
- Experience in MasterControl, Windchill, Compliance Wire, and Microsoft Dynamics a strong plus
· Extensive experience in designing and implementing Product Related solutions for global Medical Device or Pharmaceutical organizations.Education:
· Experience gathering business, technical, and functional requirements.· BA (or equivalent) in Engineering, Computer Science or Business Administration preferred.
· PMP or equivalent certification a plus. - 1 Day Ago
System Administrator-Compliance
- Ashcroft Brand
-
Stratford, CT
FULL_TIME
- We are seeking a highly skilled and experienced System Administrator with a strong background in compliance and document writing. As a System Administrator, you will be responsible for ensuring the se...
- 6 Days Ago
HR Compliance Manager
- Caring People Home Healthcare
-
Fairfield, CT
FULL_TIME
- Caring People has been providing services for over 20 years. Our team of health care professionals listen, understand, and aim to deliver the unique care that each of our clients deserves. We are a we...
- 22 Days Ago
Compliance Specialist Affordable Housing
- The Related Companies, L.P.
-
Bridgeport, CT
FULL_TIME
- ResponsibilitiesAs a 70% Remote Affordable Housing Compliance Specialist you understand that it all comes down to getting the process right. You're a change maker - executing specialized projects acro...
- 1 Month Ago
Assistant or Associate Director of Title IX Compliance
- Sacred Heart University
-
Fairfield, CT
FULL_TIME
- Position Summary *The official title of either Assistant or Associate Director of Title IX Compliance will be determined by the incumbent's level of experience. Under the leadership of the Executive D...
- 5 Days Ago
Enterprise Sr Associate
- Unisys Corporation
-
Bridgeport, CT
FULL_TIME
- We Believe in Better! We are a global information technology company that builds high-performance, security-centric solutions that can help change the world. Enhancing people's lives through secure, r...
- 11 Days Ago
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0 Compliance Analyst (Banking), Sr. jobs found in Bridgeport, CT area
Senior Analyst Security Compliance
- Montefiore Health System
-
Yonkers, NY
- Montefiore is ranked among the top hospitals nationally and regionally by U.S. News & World Report. For more than 100 ye...
- 4/18/2024 12:00:00 AM
Senior Analyst Security Compliance
- Montefiore Health System
-
Yonkers, NY
- Montefiore is ranked among the top hospitals nationally and regionally by U.S. News & World Report. For more than 100 ye...
- 4/18/2024 12:00:00 AM
Financial Data Analyst (Hybrid - Flexible Options)
- Broadridge Financial Solutions
-
Brentwood, NY
- At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate...
- 4/18/2024 12:00:00 AM
Compliance Analyst
- Madison-Davis, LLC
-
Stamford, CT
- Asset management company located in Stamford Connecticut looking to bring on board a "Compliance Analyst” to join their ...
- 4/17/2024 12:00:00 AM
Senior Financial Analyst
- Randstad USA
-
Westport, CT
- A Westport company is seeking an experienced Senior Financial Analyst with a strong background in forecasting and analyt...
- 4/17/2024 12:00:00 AM
Assistant Branch Manager
- Island Federal Credit Union
-
Sayville, NY
- If you are unable to complete this application due to a disability, contact this employer to ask for an accommodation or...
- 4/17/2024 12:00:00 AM
Supervisory Internal Revenue Agent (12 month roster) AMENDED
- Department Of The Treasury
-
Norwalk, CT
- Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
- 4/16/2024 12:00:00 AM
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
- Department Of The Treasury
-
Bridgeport, CT
- Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
- 4/14/2024 12:00:00 AM
About Bridgeport, Connecticut
Bridgeport is a historic seaport city in the U.S. state of Connecticut. It is in Fairfield County, at the mouth of the Pequonnock River on Long Island Sound, 60 miles from Manhattan and 40 miles from The Bronx. It is bordered by the towns of Trumbull to the north, Fairfield to the west, and Stratford to the east.
As of 2017, Bridgeport had an estimated population of 146,579, which made it the largest city in Connecticut and the fifth-most populous in New England. The Greater Bridgeport area is the 48th-largest urban area in the United States.
The showman P. T. Barnum was a resident of the cit...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$75,826 to $101,324
Bridgeport, Connecticut area prices
were up 1.7% from a year ago
were up 1.7% from a year ago
What does a Compliance Analyst (Banking), Sr. do?
Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020