Compliance Analyst (Banking), Sr. jobs in Indianapolis, IN
Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)
Recently Added Compliance Analyst (Banking), Sr. jobs
Project Compliance Analyst
- City of Indianapolis and Marion County
-
City County Building, IN
FULL_TIME
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Position is responsible to provide expertise in infrastructure plan review and permit issuance, ensuring compliance with applicable federal, state, local laws and ordinances, and applicable engineering codes, specifications and practices. Duties include conducting infrastructure plan review relative to permit issuance, procedures, inter/intra departmental coordination and communication, processing and resolving violations, and accurate documentation. Attend meetings and provide preliminary permit review. Answer/interpret permit, code, ordinance and procedure related questions received from the general public via the internet, phone, and written correspondence. This position is also responsible for the management, oversight and control of engineering practices and functions that relate to critical infrastructure development and/or improvement, for private development within the City of Indianapolis. This position plans, organizes, evaluates and ultimately brings to completion major projects in the environmental, transportation, and construction engineering disciplines. The possession and utilization of independent judgment, initiative, and resourcefulness are essential. Position utilizes computer software such as Arc View, ArcInfo, and Pictometry, to update and maintain the Geographic Information System in the Bureau of License and Permits.•Review and issue permits for commercial, industrial, and residential projects (sanitary, stormwater, driveway, transportation, floodplain development and Right of Way) to ensure compliance with all applicable laws, codes, ordinances, and procedures.
•Resolves code, ordinance, and procedure interpretations relative to applicable requirements.
•Update and maintain records on permits.
•Demonstrates continuous effort to improve operations, decrease turnaround times, streamline work processes and work cooperatively and jointly to provide quality seamless customer service.
•Research, and revoke when necessary, permits that have been issued in error or issued based on inaccurate information provided.
•Act as witness in court proceedings and/or provide legal testimony related to issued or revoked permits
•Assist customers with interpretation and application of permit procedures, codes, and ordinances.
•Assist in the training of new Project Compliance Analysts.
•Receive and answer inquiries received via the internet, phone, and written correspondence regarding our department, codes, ordinances and permit procedures.
•Receive, review and direct forms necessary in submitting and receiving submittals and approvals for development within designated Wellfield districts.
•Communicate with Inspections, Current Planning, Information Services, Township Administrators, Supervisors, Managers, and other Departments regarding issues, problems and procedures with cases under review, issued permits, and revoked permits.
•Investigate questions, complaints and potential violations regarding problems with permits and coordinate resolution.
•Create and maintain SOPs related to permit reviews, issuance, and procedures.
•Attend regular training to develop and strengthen skills needed to perform job
•Develop and implement reports.
•Contract management.
•Coordinate with adjacent and impacted counties.
•Coordinate with State and Federal agencies.
•Attend meetings regarding complex and sensitive economic development.
•Participate at various development and planning meetings, inform and assist developers in required standards and processes.
•Initiate and process all enforcement actions.
•Work with Civicnet maintaining current web related applications and the development of new web related applications.
•Review all recorded plat documents received from Current Planning, to ensure compliance with all infrastructure requirements.
•Review and coordinate plans and legal documents necessary in submitting and receiving approval for infrastructure development.
•Provide ordinance analysis and recommend revisions.
•Attend meetings as part of the Accela Review Team and review and approve proposed changes and improvements to be implements.
•Establish and implement policies and procedures to improve the process through coordination with other internal and external agencies.
•Evaluate and recommend changes to integrated computer applications.
•Provide engineering expertise in the areas of drainage, floodplain development, right of way, sanitary sewer construction and street construction to various other staff, Departments, and customers.
•Collect delinquent fees for residential and commercial infrastructure reviews.
•Review petitions for encroachment of regulated drains as to conformity to ordinances, standards and completeness prior to submittal to Board of Public Works for approval/denial. Provide recommendations and required documentation to Board of Public Works for approval/denial of petitions for encroachment of regulated drains.
•Receive inquiries and provide accurate responses regarding floodway/floodplain information relative to specific property and its application to the Federal Flood Insurance Program.
•Coordinate public and private infrastructure improvements.
•Public speaking
•Oversee single family inspection and infrastructure process.
•Maintain all records (legal documents, as-built plans, etc.) associated with the construction of public and private infrastructure.
•Participate in selection and analysis of reviewing and inspection consultants. Manage consultant reviews and inspections.
•Performs other related duties as assigned.Bachelor's degree in related field of study. (One year of related experience may be substituted for each year of formal education.) The ability to obtain a working knowledge of all applicable building codes, ordinances, and procedures. Ability to prioritize and handle varied assignments and heavy workload. Ability to review plans, specifications and determine necessary permits required. Ability to read and interpret blueprints, plans, and specifications. Ability to understand and interpret applicable ordinances, codes, and procedures. Ability to communicate effectively, both orally and in writing on technical, complex, or controversial matters with inspectors, engineers, contractors, and public. Ability to operate a computer and learn various related applications. Possession of a valid drivers license.
Incumbent must certify in the appropriate, approved discipline as prescribed by the Director of Code Enforcement, to maintain employment.
*These are the minimum requirements for this position.Actions are guided by established City policies and procedures, and federal, state and municipal codes. Independent judgment will be exercised in determining workload assignments and priorities, evaluating complex situations, interpretation and application of codes and planning methods to ensure proper review and issuance of all permits, evaluating complaints and recommending proper courses of action for resolutions and /or litigation, and handling of all inquiries. Errors in judgment could cause significant code/life safety issues, as well as embarrassment and/or liability for the City of Indianapolis.
Incumbent would interact with section, divisions, departments and City employees, as well as with developers, engineers, contractors, other governmental agencies and members of the general public - 23 Days Ago
Contracts Compliance Analyst II
- Medxcel
-
Indianapolis, IN
FULL_TIME
- Overview: Medxcel is here to lead the transformation of healthcare facilities management by incorporating a new approach to providing services. Created by healthcare, for healthcare, we have a dedicat...
- 26 Days Ago
Reporting and Compliance Analyst
- Indianapolis Public Schools
-
Indianapolis, IN
FULL_TIME
- TITLE: Reporting and Compliance Analyst WHO WE ARE: Indianapolis Public Schools (IPS) is a student-focused, innovative educational organization committed to academic excellence. Our mission is to empo...
- 28 Days Ago
Remote Retirement Plan Compliance Analyst
- Ascensus
-
Indianapolis, IN
FULL_TIME
- FuturePlan is the nation’s largest third-party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds: high-touch personalized ...
- 4 Days Ago
Implementation Analyst, Transaction Tax Compliance
- DMA
-
Indianapolis, IN
FULL_TIME
- Position Summary The Implementation Analyst supports the Transaction Tax Compliance function by assisting on new client implementations and data processing. Essential Duties and Responsibilities Analy...
- 2 Months Ago
Sr. Field Technician - Pittsburgh, PA/WV (Remote)
- Signode -Sr. Field Technician
-
Indianapolis, IN
FULL_TIME
- Sr. Field Technician - Pittsburgh, PA/WV (Remote) Apply Now Description/Job Summary Compensation:$35.50 - $42.75/hourly based on experience and backgroundBenefits:Signode offers a comprehensive benefi...
- 2 Months Ago
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0 Compliance Analyst (Banking), Sr. jobs found in Indianapolis, IN area
Board Certified Behavior Analyst (Bcba) Center-Based
- Centria Autism
-
Speedway, IN
- Centria Autism is the largest provider of Applied Behavior Analysis (ABA) for children with Autism Spectrum Disorder (AS...
- 4/15/2024 12:00:00 AM
Board Certified Behavior Analyst (Bcba) - Center Based IN Lawrence, IN
- Centria Autism
-
Indianapolis, IN
- Centria Autism is the largest provider of Applied Behavior Analysis (ABA) for children with Autism Spectrum Disorder (AS...
- 4/14/2024 12:00:00 AM
Board Certified Behavior Analyst (Bcba) - Early Intervention Center Indianapolis
- Centria Autism
-
Indianapolis, IN
- Life Skills Autism Academy is a center-based therapy program focusing on children ages 2-6 who need Early Intensive Beha...
- 4/14/2024 12:00:00 AM
ACCOUNTANT
- Defense Finance and Accounting Service
-
Indianapolis, IN
- Summary Who may apply: Current, permanent DFAS employees in the competitive service, eligible DoD PPP Military Spouse pr...
- 4/13/2024 12:00:00 AM
Board Certified Behavior Analyst (Bcba) - Early Intervention Center Indianapolis
- Centria Autism
-
Indianapolis, IN
- Life Skills Autism Academy is a center-based therapy program focusing on children ages 2-6 who need Early Intensive Beha...
- 4/12/2024 12:00:00 AM
Corporate Programs Project Analyst
- TALENT Software Services
-
Fishers, IN
- Are you an experienced Corporate Programs Project Analyst with a desire to excel? If so, then Talent Software Services m...
- 4/12/2024 12:00:00 AM
Supervisory Internal Revenue Agent (12 month roster) AMENDED
- Department Of The Treasury
-
Indianapolis, IN
- Duties WHAT IS THE LBI - LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at:...
- 4/11/2024 12:00:00 AM
Delivery Engineer (Sr Business Analyst) Remote
- Broadridge Financial Solutions
-
Indianapolis, IN
- At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If youre passionate...
- 4/11/2024 12:00:00 AM
About Indianapolis, Indiana
Indianapolis is in the East North Central region of the Midwestern United States, in central Indiana. According to the U.S. Census Bureau, the Indianapolis (balance) encompasses a total area of 368.2 square miles (954 km2), of which 361.5 square miles (936 km2) is land and 6.7 square miles (17 km2) is water. The consolidated city boundaries are coterminous with Marion County, with the exception of the autonomous municipalities of Beech Grove, Lawrence, Southport, and Speedway. Indianapolis is the 16th largest city by land area in the U.S.
Indianapolis is within the Tipton Till Plain, a flat to...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$65,118 to $87,016
Indianapolis, Indiana area prices
were up 1.3% from a year ago
were up 1.3% from a year ago
What does a Compliance Analyst (Banking), Sr. do?
Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020