Compliance Analyst (Banking), Sr. jobs in Newton, MA

Compliance Analyst (Banking), Sr. monitors customer accounts and researches transactions to identify suspicious activity violating current anti-money laundering (AML) regulations defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses customer data mining and software tools to identify suspicious activity patterns. Being a Compliance Analyst (Banking), Sr. reviews daily Currency Transaction Reports (CTR) and Questionable Activity Reports (QAR), and submits Suspicious Activity Reports (SAR) as appropriate. Ensures adherence to Know your Customer (KYC) protocols. Additionally, Compliance Analyst (Banking), Sr. may lead or participate in investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Keeps abreast with regulatory changes, risk management best practices, and trending methods used by fraud perpetrators. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide a well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a manager. The Compliance Analyst (Banking), Sr. occasionally directed in several aspects of the work. Gaining exposure to some of the complex tasks within the job function. To be a Compliance Analyst (Banking), Sr. typically requires 2 -4 years of related experience. (Copyright 2024 Salary.com)

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Compliance Analyst
  • First Help Financial
  • Needham, MA FULL_TIME
  • First Help Financial (FHF) is a fast growing and culturally diverse company in the U.S. We provide auto loans to the underserved and care for our customers and partners with exceptional service. Through flexible financing options and tri-lingual support, we offer consumers an easier way to finance their first car. We lend to and support our portfolio which has consistently grown 30-40% each year over the last six years.

    Here you will find hard-working colleagues that come from over 20 countries. We hold ourselves to the highest standards of professionalism but also enjoy our work. Our culture and benefits are geared towards making you successful in life and comfortable at work.

    Your Title: Compliance Analyst

    Your Location: Remote within the US

    You Report To: Compliance Director

    Schedule: Monday through Friday 9:00am – 5:30pm EST

    Compensation: $70,000 plus bonus! ­­

    Learn more about our awesome Compliance Department

    About the Opportunity:

    First Help Financial, recently voted Great Place to Work, for three years in a row is seeking a highly motivated Compliance Analyst to join our Compliance team! This is an exciting new opportunity for an individual to join a growing company and compliance team. As our ideal candidate, you will bring strong written and oral communication skills, the excitement to multi-task, and thrive in a fast-paced environment. First Help Financial would love to see your application!

    Your duties include, but are not limited to:

    • Support the Compliance Director in overseeing the Voluntary Protection Products Program, ensuring seamless operation and compliance with all regulatory requirements.

    • Maintain an up-to-date database of Voluntary Protection Products, conducting thorough reviews of agreements to verify compliance with our company's minimum business requirements.

    • Work closely with the Funding and Portfolio Service departments to efficiently manage the Voluntary Protection Products Program, aiming for excellence in program execution and compliance.

    • Forge and nurture strategic relationships with service providers, regulators, and vendors to enhance our knowledge of the Voluntary Protection Products industry

    • Develop and refine program policies and Standard Operating Procedures (SOPs), ensuring they are in line with current regulations and company objectives.

    • Engage in comprehensive research and documentation of regulatory compliance requirements, particularly focusing on preparing the company for expansion into new markets.

    • Conduct regular testing and audits of the Voluntary Protection Products Program to identify areas for improvement and ensure compliance.

    • Serve as the primary point of contact for all matters related to Voluntary Protection Products, staying informed about regulatory changes and industry trends to advise and guide the company effectively.

    • Address inquiries and provide detailed responses regarding Voluntary Protection Products, including conducting research on regulatory issues or questions as needed.

    • Execute additional tasks or projects as assigned by the Compliance Director, contributing to the overall success of the Compliance function.

    What you bring:

    • Bachelor’s degree in business administration, finance, law, or related field

    • Proven experience (5 years) in Compliance, Legal, or a related field, preferably within the auto finance or insurance industries.

    • Strong understanding of regulatory compliance requirements related to voluntary protection products (GAP, extended service contract, anti-theft protection, etc.) or similar financial products.

    • Excellent written, organizational, and analytical skills, with a keen attention to detail.

    • Ability to develop and maintain professional relationships with internal departments, external service providers, and regulatory bodies.

    • Strong research skills and the capacity to synthesize complex information into clear, actionable policies and procedures.

    • A proactive approach to problem-solving and the ability to manage multiple tasks simultaneously.

    FHF Benefits…

    • Great Perks – We offer generous salaries, competitive health and welfare benefits (medical, dental, vision, LTD/STD, Identity theft, paid parental leave and much more), paid vacation, 401(k) match, tuition reimbursement, social activities, monthly lunches, a robust employee recognition and talent development program to enhance your career with us.
    • Culture - We are believers in maintaining a healthy work-life balance. While we work hard and care deeply about our customers and partners, we want you to have room for your family, friends, and yourself.
    • Growth - Company growth provides unprecedented career growth. FHF’s extraordinary year over year growth in revenue and new markets provides opportunity for you to establish and develop your career growth. We engage each employee to build a career plan that benefits everyone, and we have a proven record of investing in you.

    Diversity and Inclusion

    FHF is committed to building a culture that respects and embraces all walks of life, inclusive of all genders, race, culture, age, sexual orientation, and other identities. We will make accommodations when interviewing anyone with special needs.

  • 25 Days Ago

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Compliance Analyst
  • Boston Partners
  • Boston, MA FULL_TIME
  • Position: Compliance AnalystDepartment: ComplianceReport to: Sr. Compliance ManagerLocation: BostonCompany Summary:Boston Partners is a global investment advisor with $95 billion in AUM and a longstan...
  • 2 Days Ago

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Compliance Analyst
  • Opportunities
  • Boston, MA FULL_TIME
  • Position: Compliance AnalystDepartment: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: Boston Partners is a global investment advisor with $95 billion in AUM and a long...
  • 16 Days Ago

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Compliance Analyst
  • Allspring Global Investments
  • Boston, MA FULL_TIME
  • DescriptionElevate Your Career Work where your ideas have impact COMPANY Allspring Global Investments is a leading independent asset management firm that offers a broad range of investment products an...
  • 1 Month Ago

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Technology Banking Analyst
  • Progress Partners IB Inc
  • Boston, MA FULL_TIME
  • We are not currently in an active recruiting cycle, but are happy talk to all qualified candidates for future consideration. POSITION OVERVIEW This Analyst role requires an ability to multi-task in a ...
  • 18 Days Ago

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Sr Regulatory Compliance Auditor
  • Central Admixture Pharmacy Services, Inc.
  • Boston, MA FULL_TIME
  • Central Admixture Pharmacy Services, Inc.Sr Regulatory Compliance AuditorUS--Job ID: 2023-23279Type: Regular Full-Time# of Openings: 1Category: RegulatoryAll CAPS locationsOverviewCAPS®, the nation's ...
  • 23 Days Ago

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0 Compliance Analyst (Banking), Sr. jobs found in Newton, MA area

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Compliance Analyst
  • Mitchell Martin Inc.
  • Andover, MA
  • Job Title: Compliance Analyst Position Type: Contract (W2) Duration: 8+ Months Locations :Andover MA Responsibilities: R...
  • 3/28/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Boston, MA
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

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Remote Regulatory Compliance Analyst (Insurance Industry)
  • National General Insurance
  • Providence, RI
  • Job Description Position/Title: Remote Regulatory Compliance Analyst (Insurance Industry) ** NOTES: Ideal candidate will...
  • 3/28/2024 12:00:00 AM

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Financial Analyst
  • Peacock Properties LLC
  • Charlestown, MA
  • Job Description Job Description The Financial Analyst position is an opportunity to join a young, fast growing property ...
  • 3/28/2024 12:00:00 AM

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Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Boston, MA
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/27/2024 12:00:00 AM

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Trade Compliance Analyst
  • MACOM Technology Solutions Holdings
  • Lowell, MA
  • MACOM designs and manufactures semiconductor products for Data Center, Telecommunication and Industrial and Defense appl...
  • 3/25/2024 12:00:00 AM

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Senior Manager, Pharmacy Analytics and Contract Compliance
  • CVS Health
  • Woonsocket, RI
  • Bring your heart to CVS Health. Every one of us at CVS Health shares a single, clear purpose: Bringing our heart to ever...
  • 3/25/2024 12:00:00 AM

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Compliance Analyst
  • Boston Partners Global Investors, Inc.
  • Boston, MA
  • Position: Compliance Analyst Department: Compliance Report to: Sr. Compliance Manager Location: Boston Company Summary: ...
  • 3/24/2024 12:00:00 AM

Newton is a suburban city in Middlesex County, Massachusetts, United States. It is approximately 7 miles (11 km) west of downtown Boston and is bordered by Boston's Brighton and West Roxbury neighborhoods to the east and south, respectively, and by the suburb of Brookline to the east, the suburbs of Watertown and Waltham to the north, and Weston, Wellesley and Needham to the west. Rather than having a single city center, Newton resembles a patchwork of thirteen villages. According to the 2010 U.S. Census, the population of Newton was 85,146, making it the eleventh largest city in the state. Ne...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Analyst (Banking), Sr. jobs
$75,191 to $100,479
Newton, Massachusetts area prices
were up 2.5% from a year ago

Compliance Analyst (Banking), Sr. in Syracuse, NY
The role will report into the Director of Compliance.
December 20, 2019
Compliance Analyst (Banking), Sr. in Utica, NY
IBD covers a wide variety of clients and industry sectors and advises these clients on an array of investment banking activities, including equity, debt and convertible financings, bank loan financings and M&A and other strategic transactions.
December 19, 2019
Compliance Analyst (Banking), Sr. in Abilene, TX
The candidate will be an integral part of the IBD Compliance team, which is responsible for addressing a diverse array of regulatory, legal and business issues encountered by Goldman Sachs bankers.
February 10, 2020