Compliance Associate jobs in New Rochelle, NY

S
Compliance Associate
  • Stone Alliance Group
  • New York, NY OTHER
  • Join our client's legal team as a Compliance Associate and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative public-private partnerships to provide their proven evidence-based programs to many more children and families.

    This individual will support the legal team to ensure operational policies, procedures, and contractual work to comply with grant requirements, as well as applicable regulatory and ethical standards. The ideal candidate has excellent organizational skills and attention to detail. The legal team is a growing department, and the Compliance Associate is a newly created position with potential for growth and advancement.

    This position is partially funded pursuant to grants from the State of California and from a private charitable foundation to establish a global center for child and adolescent mental health, and this individual will contribute to their mission and these projects by supporting contract processes and related compliance efforts.

    Reporting to the General Counsel, this is an exempt, full-time, in-office position located in their NYC headquarters office with a potential for hybrid work.

    Responsibilities:
    • Support the internal and external vendor/consultant contract process and workflow, including reviewing contract requests and drafts, implementing changes or revisions as directed by their counsel, and coordinating with internal stakeholders to ensure appropriate review and approval.
    • Support the General Counsel as needed on corporate governance matters and related compliance requirements.
    • Assist with management of business records and electronically stored information, including implementing record retention requirements and preparation of responses to record requests.
    • Support compliance efforts and processes across the organization.
    Qualifications:
    • Bachelor’s degree.
    • Minimum of 2 years of experience either in a regulatory compliance, contract compliance, or paralegal role, preferably in the legal or compliance department of a grant-receiving organization; prior law firm experience will also be considered.
    • Knowledge of records retention, privacy and data protection protocols.
    • Excellent research, written, and verbal communication skills.
    • Highly organized and detail oriented.
    • Ability to take initiative and work independently.
    • Ability to exercise judgment and maintain confidentiality and professionalism.
    • Strong follow-through on delegated tasks and assignments.
    • Proficiency in Microsoft Office 365.
    Special Considerations:

    Please upload your CV and a cover letter during the application process.

    The anticipated salary range for this position is $66,000.00-$82,000.00 annually.

    The salary range for the position is posted. Factors such as candidate's work experience, education/training, job-related skills, internal peer equity, as well as market and business considerations affect the salary offered within this range. In addition, this salary may be subject to a geographic adjustment (according to a specific city and state and depending on the role), if an authorization is granted to work outside of the location listed in this posting.

    Our client is an equal opportunity employer and does not discriminate in employment based on race, religion (including religious dress and grooming practices), color, sex/gender (including pregnancy, childbirth, breastfeeding or related medical conditions), sex stereotype, gender identity/gender expression/transgender (including whether or not you are transitioning or have transitioned) and sexual orientation; national origin (including language use restrictions and possession of a driver's license issued to persons unable to prove their presence in the United States is authorized under federal law [Vehicle Code section 12801.9]); ancestry, physical or mental disability, medical condition, genetic information/characteristics, marital status/registered domestic partner status, age (40 and over), sexual orientation, military or veteran status, or any other basis protected by federal, state or local law or ordinance or regulation.
  • Just Posted

C
Compliance Associate
  • CAIPA MSO LLC
  • New York, NY FULL_TIME
  • DescriptionCAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider’s administrative tasks so ...
  • 3 Days Ago

W
Compliance Associate
  • Wingsoft Consulting LLC
  • New York, NY FULL_TIME
  • The client is a leading direct access trading firm that deals primarily with the trading of domestic equities. A self-clearing broker-dealer, the firm is a member of the FINRA and SIPC. We are looking...
  • 11 Days Ago

T
Compliance Associate
  • The Tandym Group
  • New York, NY FULL_TIME
  • A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group...
  • 26 Days Ago

T
Compliance Associate
  • Third Bridge
  • New York, NY FULL_TIME
  • Company DescriptionCompany Overview Third Bridge was founded on the belief that human insights drive intelligent investment decisions.To make the right investment decisions, our clients require access...
  • 26 Days Ago

P
Compliance Associate
  • Point72
  • New York, NY FULL_TIME
  • A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of professionals that supports global investment and trading activities by establishing and ...
  • 1 Month Ago

Filters

Clear All

  • Filter Jobs by companies
  • More

0 Compliance Associate jobs found in New Rochelle, NY area

C
Compliance Associate
  • Cardea Group
  • New York, NY
  • Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently see...
  • 4/23/2024 12:00:00 AM

P
Compliance Associate
  • Partnership Employment
  • Stamford, CT
  • Asset Manager is looking to hire a Compliance Associate to join their growing team. Candidate will be assisting with the...
  • 4/23/2024 12:00:00 AM

L
Compliance Associate
  • Larson Maddox
  • New York, NY
  • Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significan...
  • 4/23/2024 12:00:00 AM

C
Compliance Associate
  • Cardea Group
  • New York, NY
  • Compliance Associate (New York, NY): Our client, a private investment advisory firm, is in search of a highly motivated ...
  • 4/23/2024 12:00:00 AM

B
Compliance Associate
  • Bank Of China Usa
  • New York, NY
  • The incumbent will assist in monitoring, controlling and reporting the related risks of the Branchs Global Markets and T...
  • 4/22/2024 12:00:00 AM

U
Compliance Associate
  • University Hospital New Jersey
  • Newark, NJ
  • Responsibilities Supports the Compliance, Privacy and Ethics Manager with regard to privacy, compliance and ethics issue...
  • 4/22/2024 12:00:00 AM

T
Compliance Associate
  • Taylor Root
  • Stamford, CT
  • Compliance Associate - Growing Hedge Fund Location: Stamford, CT Our client is a distinguished macro hedge fund, managin...
  • 4/20/2024 12:00:00 AM

L
Compliance Associate
  • Larson Maddox
  • New York, NY
  • Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significan...
  • 4/20/2024 12:00:00 AM

New Rochelle /rəˈʃɛl/ is a city in Westchester County, New York, United States, in the southeastern portion of the state. In 2007, the city had a population of 73,260, making it the seventh-largest in the state of New York. As of the 2010 Census, the city's population had increased to 77,062. In November 2008 Business Week magazine listed New Rochelle as the best city in New York State, and one of the best places nationally, to raise children. In 2014, based on analysis of 550 U.S. cities, New Rochelle was voted the 13th best city to live in. New Rochelle is located at the southeastern point o...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Associate jobs
$60,896 to $102,371
New Rochelle, New York area prices
were up 1.6% from a year ago

Compliance Associate in Berwyn, PA
Stay abreast of changing regulations that impact our business to continuously evolve best-in-class review processes, policies and procedures.
February 03, 2023
Compliance Associate in Chicago, IL
Demonstrated ability to communicate verbally and in writing throughout all levels including C Suite Executives of the organization, while maintaining and further developing strong business relationships.
May 12, 2023
Compliance Associate in Dallas, TX
Design and monitor testing systems to ensure the efficacy of controls and surveillance programs, including the consultation and implementation of relevant technology and technology infrastructure.
April 13, 2023