Compliance Associate jobs in Weirton, WV

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Compliance Associate, Investment Management
  • BNY Mellon
  • Pittsburgh, PA FULL_TIME
  • Bring your ideas. Make history. 
    BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital. 

    With over 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what #LifeAtBNYMellon is all about. 

    Mellon Investments Corporation (MIC) is one of BNY Mellon Investment Management’s largest investment firms.  MIC is composed of two divisions: Mellon, which specializes in index management, and Dreyfus, which specializes in cash management and ultra short strategies.  Mellon is a global leader in index management. Our dedication to precision and partnership goes beyond the benchmark. Dreyfus is one of the largest, most trusted cash and liquidity managers in the industry. Our strategies span all major asset classes, including prime, Treasury, US government, municipals and short duration fixed income. Our capabilities are designed to meet clients’ operating, core and strategic cash needs, with several vehicle types including domestic and offshore money market funds, separately managed accounts and a sub-advised ultra short exchange-traded fund (ETF). With nearly 50 years of history building innovative liquidity solutions, we are committed to building powerful, lasting solutions designed to meet the financial goals of our clients.

    We’re seeking a future team member for the role of Compliance Officer to join our Compliance team. This role is located in Pittsburgh, PA.  The role is a hybrid role, with 3 days in the office. 

    In this role, you’ll make an impact in the following ways: 

    • Assist with preparation and completion of reports filed with regulatory agencies such as the SEC and NFA..
    • Assist the Anti-Money Laundering Officer in all aspects of the Anti-Money Laundering program such as onboarding, ongoing monitoring, training, reporting and other items required under the program.  
    • Assist in the review of the firm’s marketing collateral in accordance with SEC, NFA, OCC and other regulatory requirements
    • Review and maintain existing desk procedures and assist in developing new procedures as necessary.
    • Ad hoc projects on an as needed basis.

    To be successful in this role, we’re seeking the following: 

    • Bachelor’s degree or the equivalent combination of education and experience is required.
    • A minimum 3 years of relevant Compliance experience, preferably at an asset management, or experience with financial services or audit experience
    • AML/KYC related experience
    • Knowledge of the federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940 and ERISA.
    • Experience in regulatory filings, such as SEC and NFA. 
    • The ability to demonstrate strong analytical and problem-solving skills and possess excellent attention to detail.
    • Able to work independently and in a team environment.

    At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards: 

    • Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion 
    • Bloomberg’s Gender Equality Index (GEI)
    • Best Places to Work for Disability Inclusion, Disability: IN – 100% score 
    • 100 Best Workplaces for Innovators, Fast Company
    • Human Rights Campaign Foundation, 100% score Corporate Equality Index
    • CDP’s Climate Change ‘A List’

     Our Benefits: 

    BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. 

    BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.


    BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.

    Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

  • 14 Days Ago

B
Compliance Associate, Investment Management
  • BNYM External Career Site
  • Pittsburgh, PA FULL_TIME
  • Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management a...
  • 14 Days Ago

B
Senior Associate, SOX Control & Compliance
  • BNYM External Career Site
  • Pittsburgh, PA FULL_TIME
  • Senior Associate, SOX Control & Compliance Bring your ideas. Make history.BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are...
  • 1 Day Ago

B
Associate, Tax Reporting & Compliance II
  • BNY Mellon
  • Pittsburgh, PA FULL_TIME
  • Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management a...
  • 6 Days Ago

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Associate, Tax Reporting & Compliance II
  • BNYM External Career Site
  • Pittsburgh, PA FULL_TIME
  • Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management a...
  • 6 Days Ago

A
Private Investigator
  • Allied Universal® Compliance and Investigations
  • Butler, PA FULL_TIME
  • Private Investigator Overview Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewa...
  • Just Posted

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0 Compliance Associate jobs found in Weirton, WV area

I
Associate Financial Representative
  • Illumination Financial Group LLC
  • Steubenville, OH
  • Associate Financial Services Representative – Individual Group Financial Specialist We are a local, well established Fin...
  • 3/28/2024 12:00:00 AM

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Vice President of Finance
  • Boys & Girls Clubs of Western Pennsylvania
  • Pittsburgh, PA
  • Vice President of Finance Who We Are For over 135 years, the Boys & Girls Clubs of Western Pennsylvania (BGCWPA) has bee...
  • 3/28/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Wheeling, WV
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/27/2024 12:00:00 AM

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Internal Revenue Agent (Special Enforcement Program - Examiner) 12 MONTH ROSTER (Amended)
  • Department Of The Treasury
  • Pittsburgh, PA
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

D
Internal Revenue Agent (Reviewer - Examiner) 12 MONTH ROSTER - AMENDED
  • Department Of The Treasury
  • Pittsburgh, PA
  • Duties WHAT IS THE WHISTLEBLOWER OFFICE (WBO) DIVISION? A description of the business units can be found at: https://www...
  • 3/27/2024 12:00:00 AM

D
Internal Revenue Agent (Examiner) 12 MONTH ROSTER 'AMENDED'
  • Department Of The Treasury
  • Pittsburgh, PA
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 3/27/2024 12:00:00 AM

A
Sales Director, Financial Services - Northeast
  • Accenture
  • Pittsburgh, PA
  • Accenture is a leading global professional services company that helps the worlds leading businesses, governments and ot...
  • 3/26/2024 12:00:00 AM

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MIPS Registry Compliance Specialist III (Product Quality Compliance Specialist III) - Remote
  • Net Health
  • Pittsburgh, PA
  • About Net Health Belong. Thrive. Make a Difference. Are you looking for a meaningful and satisfying career where you hav...
  • 3/24/2024 12:00:00 AM

The city of Weirton is located at 40°25′N 80°35′W / 40.417°N 80.583°W / 40.417; -80.583 (40.41, −80.58). It extends from the Ohio border on the west to the Pennsylvania border on the east at a point where the northern extension of West Virginia is five miles across. Therefore, it is one of only three cities in the United States that borders two other states on two sides, and its own state on the other two sides, the others being Hancock, Maryland and Pittsburg, New Hampshire. Weirton is across the Ohio River from Steubenville, Ohio, and about 35 miles west of Pittsburgh, Pennsylvania, along...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Associate jobs
$52,121 to $87,611
Weirton, West Virginia area prices
were up 1.9% from a year ago

Compliance Associate in Berwyn, PA
Stay abreast of changing regulations that impact our business to continuously evolve best-in-class review processes, policies and procedures.
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Compliance Associate in Chicago, IL
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