Compliance Director (Banking) jobs in the United States

Compliance Director (Banking) has overall responsibility for ensuring organizational compliance with the Bank Secrecy Act (BSA), USA Patriot Act, and other Anti-Money Laundering (AML) regulations. Develops and implements strategies, policies, and procedures for minimizing loss and reducing risk from fraud and other illegal acts. Being a Compliance Director (Banking) makes modifications to loss reduction strategy based on changing fraud patterns. Prepares reports for top management on loss incidents and resulting corrective actions. Additionally, Compliance Director (Banking) requires a bachelor's degree. Typically reports to top management. The Compliance Director (Banking) manages a departmental sub-function within a broader departmental function. Creates functional strategies and specific objectives for the sub-function and develops budgets/policies/procedures to support the functional infrastructure. Deep knowledge of the managed sub-function and solid knowledge of the overall departmental function. To be a Compliance Director (Banking) typically requires 5+ years of managerial experience. (Copyright 2022 Salary.com)

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Finance Director
  • Town of Hudson Colorado
  • Hudson, CO
  • Responsible for various financial compliance reporting including IRS, federal regulations, state ... bank records, etc. in accordance with the regulations of State Archives * Coordinate activities ...
  • 10 hours ago

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Transportation Administrative Coordinator
  • Food Bank of the Rockies
  • Denver, CO
  • About Food Bank of the Rockies Founded in 1978, Food Bank of the Rockies was originally known as ... In 2021, through our direct service programs and partners, we have distributed over 66 million ...
  • 16 hours ago

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BSA Officer
  • Commonwealth Business Bank
  • Los Angeles, CA
  • This person is also charged with managing all aspects of the BSA/AML compliance program and with ... A preferred minimum of ten years' experience in community banking with at least five years in a BSA ...
  • 16 hours ago

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Bank Teller Operations - Supervisor
  • USAA
  • San Antonio, TX
  • Follows written risk and compliance policies, standards, and procedures for business activities ... retail banking or teller experience required. * 1 year of direct team lead or supervisory ...
  • yesterday

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Director of Compliance
  • Acorns
  • Los Angeles, CA
  • Director of Compliance | Acorns Acorns is how everyday consumers save & invest for the long term. ... Banking that invests with every swipe, allows you to invest from each paycheck, and helps customers ...
  • yesterday

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Compliance & Systems Analytics Director
  • Western Union
  • Denver, CO
  • Compliance & Systems Analytics Director - Denver, Colorado Do you want to lead the team that makes ... banking and wallet product offerings in addition to money transfer solutions. You will also be ...
  • 3 days ago

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Director of Finance and Operations
  • Crestview Preparatory School
  • La Cañada Flintridge, CA
  • ... investments, cash flow, banking, billing, purchasing and collections. * Preparation and ... Compliance with necessary business liability insurance coverage requirements and risk management
  • 3 days ago

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Compliance Officer
  • GBC International Bank
  • Monterey Park, CA
  • Takes direct responsibility for selected compliance regulations as necessary. * Evaluates the ... Minimum 3 years of regulatory compliance experience with respect to commercial banking products and ...
  • 4 days ago

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Regulatory Compliance Officer - Director
  • Sumitomo Mitsui Banking Corporation
  • New York, NY FULL_TIME
  • Overview: The Compliance group within Nikko Securities America, Inc. serves as a regulatory advisory function and is res...
  • 1 Month Ago

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Associate/Analyst – Banking Compliance
  • Sumitomo Mitsui Banking Corporation
  • Toronto, ON FULL_TIME
  • Overview Reporting to the Executive Director & Head of Compliance (Canada), the Banking Compliance Associate works close...
  • 1 Month Ago

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Regulatory Compliance Officer - Director
  • Sumitomo Mitsui Banking Corporation
  • New York, NY FULL_TIME
  • Overview: The Compliance group within Nikko Securities America, Inc. serves as a regulatory advisory function and is res...
  • 1 Month Ago

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Associate/Analyst – Banking Compliance
  • Sumitomo Mitsui Banking Corporation
  • Toronto, ON FULL_TIME
  • Overview Reporting to the Executive Director & Head of Compliance (Canada), the Banking Compliance Associate works close...
  • 1 Month Ago

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Director of EEO Compliance
  • Office of the Director of National Intelligence
  • Bethesda, MD FULL_TIME
  • The Office of Equal Employment Opportunity (OEEO) works to proactively identify and prevent discrimination. OEEO maintai...
  • 1 Month Ago

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Director - Investment Banking Compliance
  • elpo/CX_1001
  • New York, NY FULL_TIME
  • Position Purpose: The Director of Investment Banking Compliance will possess a comprehensive understanding of the regula...
  • 1 Month Ago

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Director of EEO Compliance
  • US Office of the Director of National Intelligence
  • Bethesda, MD FULL_TIME
  • Duties Oversee, manage, and improve the EEO complaints process, alternative dispute resolution, reasonable accommodation...
  • 1 Month Ago

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Investment Banking Managing Director
  • Bridgepoint Investment Banking
  • Chicago, IL FULL_TIME
  • Who we are Bridgepoint Investment Banking is not an old school, antiquated investment bank. We're next gen – impact-focu...
  • 23 Days Ago

Income Estimation for Compliance Director (Banking) jobs
$105,644 to $153,243