Compliance Director (Banking) jobs in Auburn, WA
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Assistant Director for Financial Aid Compliance
- Clover Park Technical College
-
Lakewood, WA
FULL_TIME
-
The Student Aid & Scholarships Assistant Director for Financial Aid Compliance leads campus efforts for Title IV compliance requirements such as federal and state reporting (HEERF, Gainful Employment, College Cost Transparency, Net Price Calculator), consumer information, and disclosures. This position is expected to collaborate across multiple campus departments and develop initiatives, communications, and training to meet Title IV regulatory compliance.
This position will work closely with the Department of Education Systems and the Budget and Finance office to promote sound fiscal management, regulatory compliance, and student access. It reports to the Director of Student Aid & Scholarships and serves as a member of the Student Services leadership team. This position requires excellent customer service in person, by phone, and by email to internal and external customers. This position fulfills the College’s mission by providing access to educating tomorrow’s workforce.
Clover Park Technical College celebrates the many individuals that make up our community and embraces the opportunity to learn from our differences and similarities. CPTC values equity and respect. We seek to create an environment of innovation and excellence that focuses on student success, lifelong learning, and social responsibility.
This position has been designated as a bargaining unit position represented by the Aft Professional Staff, Local 6431. Duty: Serve as the lead for Student Aid & Scholarships on campus efforts for Title VI compliance
Tasks include:- Review and develop internal controls utilizing an effective understanding of college policies and procedures and expert knowledge of federal and state regulations to safeguard the College’s liability risk and promote departmental efficiencies.
- Coordinates with the Student Aid & Scholarship leadership team to update departmental policies and procedures.
- Collaborate across departments and develop initiatives, communications, and training to meet Title IV regulatory compliance.
- Serve as the Student Aid representative on the curriculum committee. Guide campus stakeholders regarding program eligibility requirements and regulations.
- Manage the Student aid webpages to ensure regulatory compliance with consumer information and disclosures.
Duty: Process Income reconsiderations (Professional Judgement) and Requests for additional time
Tasks include:- Meet with students to discuss requests for professional judgement or additional time.
- Contact students as needed for documentation.
- Adjust aid as necessary on all appropriate systems.
- Assist with File review and packaging/awarding during high-volume time periods
Duty: Federal and State Reporting
Tasks include:- Compile data and reconciliation for FISAP, Unit record, State Interim report, and SBCTC surveys.
- Serve as Student Aid lead for HEERF, Gainful Employment, and skip trace reporting.
- This position serves as a backup for processing both federal and state returns of funds (r2t4).
- Assist with departmental program reconciliation and campus reconciliation.
Tasks include:- Maintain knowledge of and adhere to Family Educational Rights and Privacy Act (FERPA) rules/regulations concerning student information while providing information to students, parents, faculty/staff, external agencies, and others when working at the front counter, workshops (on and off campus), appointments, emails, and phone calls.
- Provide excellent customer service to students, faculty, staff, and visitors professionally and courteously.
- Respond to telephone and email inquiries promptly.
- Participate in trainings and other professional development opportunities as directed by supervisor, Associate Dean, Dean, or Vice President of Student Success.
- Provide evening hours coverage as necessary. 6. Lead and assist with training of other student aid & scholarship employees.
- Bachelor’s degree from an accredited institution
- Minimum of three to five years experience administering financial aid or in a Title IV compliance-related position.
- Not in loan default or in overpayment status of any financial aid. (Upon hire, employee will be required to apply and gain approval access to the National Student Loan Database System for the Department of Education).
- Ability to work well with others in a team environment. 17. List any further preferred qualifications which are also desi
- NASFAA National Association of Student Financial Aid Administrators credential.
- Experience in analyzing, controlling, and reconciling budgets.
- Experience with the Washington Community and Technical College CTC link system or Peoplesoft/Oracle products.
- Professional experience in effective communication in English, both verbally and in writing, using proper grammar composing, proofreading, and finalizing grammatically correct documents and business communications for submission to required agencies.
- Experience in time management, completion of critical assignments, and prioritization.
Application Instructions- Complete application
- Upload resume
- Upload cover letter describing your skills and experience and how they relate to the minimum and preferred qualifications
- Complete Supplemental Questions
All offers of employment at Clover Park Technical College are contingent upon successful completion of background checks which include criminal history. Information obtained from the background checks will not necessarily preclude employment but will be considered in determining the applicant's
suitability and competence to perform in the specific position.Should you have any difficulties uploading your documents, please contact NeoGov Technical Support at 1-855-524-5627, Mon-Fri 6:00 AM to 6:00 PM Pacific Time.Supplemental InformationAt this time, Clover Park Technical College is not sponsoring H1-B Visas.Land Acknowledgement StatementWe acknowledge that we are on the traditional land of the Puget Sound Salish peoples belonging to the Puyallup, Steilacoom, Nisqually, and Squaxin Island tribes and bands, and we honor and thank the traditional caretakers of this land. We value the tribes in our community, and the impact that they continue to make on our college to this day. For more information about CPTC's commitment to indigenous tribes, please visit http://www.cptc.edu/diversityWhy we work for Washington State's Community and Technical CollegesThere are a host of reasons why we work at Clover Park Technical College, including the fact that we are part of a network called State Board of Community and Technical Colleges (SBTC). We are proud to be part of an institution that believes in building strong people, families and communities. Community and technical colleges help people grow their skills and talents so they can become global citizens. Faculty and staff make colleges come alive, giving each student a place in which they want to learn. You can participate in college events, clubs and committees which engage you, while college guest speakers enlighten and inspire you.Our HistoryClover Park Technical College is located in Lakewood, Washington. Our college has a rich history of professional and technical education dating back to the 1940s, when Clover Park School District established a War Production program, training civilians as auto mechanics, aircraft-service mechanics, ship-fitters, welders and blueprint readers. Now, CPTC offers more than forty programs in Aerospace, Advanced Manufacturing, Health Sciences, Human Services, Business, Hospitality, Science Technology, Engineering, Transportation and Trades. CPTC has two campuses: Our main campus is located in Lakewood, WA and our South Hill Campus is located in Puyallup, WA. Learn more about Clover Park Technical College by visiting About CPTC.Equal Opportunity EmployerClover Park Technical College is an equal opportunity employer and committed to principles of diversity. We consider applicants for all position without regard to race, color, creed, religion, age, marital status, national origin, sex, sexual orientation, disability, genetic information or status as a disabled veteran or Vietnam-era veteran.Jeanne Clery StatementNotice of Availability of Annual Security Report: Clover Park Technical College's Annual Security Report is available online at http://www.cptc.edu/risk/safety/security
- 4 Days Ago
Facilities Director / Contract Compliance Officer - $1846 p/wk (FT Salaried)
- guestservices
-
Ashford, WA
FULL_TIME
- JOB SUMMARYThe Facilities Director-Contract Compliance Officer oversees all aspects of the maintenance division. The position requires strength in various levels of project management. The position su...
- 1 Month Ago
Assistant Manager - Branch Banking
- Heritage Bank
-
Federal Way, WA
FULL_TIME
- Base Salary Range Tier II $67,724.80 - $75,680.00 annual At Heritage Bank, we work hard, but also know how important it is to take time off to stay healthy, relax, and spend time doing what makes your...
- 6 Days Ago
Compliance Officer
- SOS International LLC
-
Tacoma, WA
FULL_TIME
- Overview *** This position is contingent upon contract award *** SOSi is seeking a highly qualified Compliance Officer to join our team supporting Health Services operations in Tacoma, WA. Responsibil...
- 20 Days Ago
Compliance Coordinator
- Toray CMA
-
Tacoma, WA
FULL_TIME
- Summary The Compliance Coordinator will the primary point of contact for compliance matters affecting operational activities and is pivotal in managing the relationship with our internal clients. The ...
- 1 Month Ago
Court Compliance Officer
- City of Lakewood (WA)
-
Lakewood, WA
FULL_TIME
- Participation in testing is limited to the first 50 qualified applicants.Timeline for Hiring Process:-First review of applicants on 4/8/24-Written & Physical Ability Test on 4/20/24-Interviews on 4/24...
- 19 Days Ago
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0 Compliance Director (Banking) jobs found in Auburn, WA area
Multi-Family Housing Compliance Specialist
- Indigo Real Estate
-
Seattle, WA
- Job Description Job Description Compliance Specialist The Compliance Specialist works in a team under the Compliance Dir...
- 4/23/2024 12:00:00 AM
Tax-Credit Housing Compliance Specialist
- Indigo Real Estate
-
Seattle, WA
- Job Description Job Description Tax-Credit Compliance Specialist The Compliance Specialist works in a team under the Com...
- 4/23/2024 12:00:00 AM
Director of Finance
- LHH
-
Federal Way, WA
- Email your word document resume to Courtney.Fenner@LHH.com and reference the subject as Director of Finance Title: Direc...
- 4/23/2024 12:00:00 AM
Unit Specific Posting-Research QI & Compliance Director (Cancer Center)
- University Of Maryland Baltimore
-
Seattle, WA
- University of Maryland, Baltimore Unit Specific Posting-Research QI & Compliance Director (Cancer Center) Baltimore , Ma...
- 4/22/2024 12:00:00 AM
Affordable Field Compliance Specialist - Onsite
- FPI Management, Inc.
-
Seattle, WA
- Company Description Multifamily Property Management Job Description The Field Compliance Specialist (FCS) will be assign...
- 4/22/2024 12:00:00 AM
Facilities Director / Contract Compliance Officer - $1846 p/wk (FT Salaried)
- Guest Services
-
Ashford, WA
- Great People! Great Benefits! Join Our All-Star Team. Facilities Director / Contract Compliance Officer - $1846 p/wk (FT...
- 4/20/2024 12:00:00 AM
Director of Finance
- Lhh
-
Federal Way, WA
- Email your word document resume to Courtney.Fenner@LHH.com and reference the subject as Director of Finance Title: Direc...
- 4/20/2024 12:00:00 AM
Land Acquisition Manager
- Lennar Homes
-
Federal Way, WA
- Overview Welcome Home! Build your career with Lennar: As one of the nation’s largest builders, Lennar has built over one...
- 4/19/2024 12:00:00 AM
About Auburn, Washington
Auburn is a city in King County, with a small portion in Pierce County, Washington, United States. The population was 70,180 at the 2010 United States Census. Auburn is a suburb in the Seattle metropolitan area, currently ranked the fifteenth largest city in the state of Washington.
Auburn is bordered by the cities of Federal Way, Pacific, and Algona to the west, Sumner to the south, Kent to the north, and unincorporated King County to the east. The Muckleshoot Indian Reservation is in or near the southern city limits.
Auburn is located at 47°18′8″N 122°12′53″W / 47.30222°N 122.21472°W / 47...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$122,894 to $176,314
Auburn, Washington area prices
were up 2.8% from a year ago
were up 2.8% from a year ago
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement. Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020