Compliance Director (Banking) jobs in Boca Raton, FL

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Construction Administrative Assistant
  • Freedom Code Compliance
  • Stuart, FL FULL_TIME
  • Freedom Code Compliance is at the forefront of revolutionizing the construction industry, led by a team of seasoned Building Code professionals, technology innovators, and Marine Corps veterans. Our company offers innovative compliance solutions to streamline interactions with building departments. We specialize in relieving Florida construction businesses of regulatory burdens, enhancing operational efficiencies, and pioneering new methods to transform the industry.

    Role Summary:
    We are seeking a detail-oriented Administrative Assistant to support our compliance department by efficiently collecting and documenting crucial contact and procedural information from various municipal building departments. The role involves meticulous online research, direct communication with building departments, and systematic documentation.

    Responsibilities:

    • Contact Information Collection:
    • Conduct online searches to locate contact details of the Chief Building Official and other relevant departments within municipal building organizations.
    • Record the email addresses and phone numbers for the Chief Building Official and, if applicable, the private provider department contact.
    • Private Provider Registration Requirements:
    • Engage with building departments via phone to understand the registration process for private providers, discussing forms, submission preferences, and registration frequency.
    • Verify specific requirements for submitting notices, affidavits, inspection logs, and Certificate of Occupancy requests, including the preferred format and submission method (portal, email, text).
    • Documentation and Reporting:
    • Ensure accurate and organized documentation of all gathered information in our database system.

    Skills and Qualifications:

    • Proficiency in internet research and navigating various digital platforms.
    • Excellent communication skills for effective interaction with external departments.
    • Strong organizational skills with a keen attention to detail.
    • Familiarity with database management and document handling.

    Education:

    • High school diploma required; further education or certification in administrative support is a plus.
    • Highly Preferred: Worked for a Private Provider in the past, or as a permitting technician.
    • Minimum Preference: Has experience in a construction office or grew up in the construction industry.

    As an Administrative Assistant, you will have the opportunity to contribute to the success of our office by providing efficient administrative support. We offer competitive compensation.

    If you are a motivated individual with excellent organizational skills and a passion for providing exceptional administrative support, we encourage you to apply for this position.

    Job Type: Full-time

    Pay: $20.00 - $25.00 per hour

    Schedule:

    • 8 hour shift
    • Monday to Friday

    Work Location: In person

  • Just Posted

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Banking specialist
  • Newtek Business Services
  • Boca Raton, FL FULL_TIME
  • NewtekOne®, Your Business Solutions Company®, is a financial holding company, which along with its bank and non-bank consolidated subsidiaries, provides a wide range of business and financial solution...
  • Just Posted

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Private Banking Officer
  • City National Bank of Florida
  • Palm Beach Gardens, FL OTHER
  • Overview The Private Banking Officer serves as relationship manager for a portfolio of high net worth individuals, including, but not limited to Attorneys, CPAs, Physicians and entrepreneurs. Meets an...
  • 15 Days Ago

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Private Banking Officer
  • City National Bank of Florida
  • Palm Beach Gardens, FL OTHER
  • Overview The Private Banking Officer serves as relationship manager for a portfolio of high net worth individuals, including, but not limited to Attorneys, CPAs, Physicians and entrepreneurs. Meets an...
  • 15 Days Ago

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Investor Relations & Banking Associate
  • Theorem Fund Services
  • Boca Raton, FL FULL_TIME
  • Our FirmTheorem Fund Services is a multi-service fund administrator that offers a unique turn-key solution to investment managers. Theorem combines institutional-level technology with strong industry ...
  • 15 Days Ago

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President, Open Banking Solutions
  • Black Dragon Capital
  • Boca Raton, FL FULL_TIME
  • TITLE: PRESIDENT, Open Banking Solutions ABOUT US: Black Dragon Capital LLC (BDC) is a unique growth-oriented private equity firm focused on investing in areas where information technology is enabling...
  • 8 Days Ago

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0 Compliance Director (Banking) jobs found in Boca Raton, FL area

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Financial Reporting Manager
  • Veridian National Search
  • Hollywood, FL
  • Financial Reporting Manager $1B Gaming Company - Hollywood, FL - $140K, may stretch, plus 10% discretionary bonus The Si...
  • 4/25/2024 12:00:00 AM

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Financial Administrator
  • Royal Poinciana Chapel
  • Palm Beach, FL
  • Job Description Job Description Royal Poinciana Chapel Part time Financial Administrator Summary of Position The Financi...
  • 4/25/2024 12:00:00 AM

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Director of Treasury
  • Octagon Professional Recruiting | Octagon Financial Consulting | Octagon Executive Search
  • Fort Lauderdale, FL
  • **** NEWLY created Treasury role with this growing, multi-location, PE owned Services company **** LOCAL or currently re...
  • 4/24/2024 12:00:00 AM

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Assistant Coach, Men's Swimming
  • Barry University
  • Miami, FL
  • Summary The Assistant Coach, Men's Swimming is responsible for assisting in the direction of all phases of a nationally ...
  • 4/24/2024 12:00:00 AM

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Senior Internal Revenue Agent-Tax Computation Specialist (12 Month Roster)
  • Department Of The Treasury
  • Fort Lauderdale, FL
  • Duties WHAT IS THE LBI - Large Business and InternationalDIVISION? A description of the business units can be found at: ...
  • 4/24/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • Fort Lauderdale, FL
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 4/24/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER AMENDED
  • Department Of The Treasury
  • West Palm Beach, FL
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at: h...
  • 4/23/2024 12:00:00 AM

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Director of Treasury
  • Octagon Professional Recruiting | Octagon Financial Consulting | Octagon Executive Search
  • Fort Lauderdale, FL
  • **** NEWLY created Treasury role with this growing, multi-location, PE owned Services company **** LOCAL or currently re...
  • 4/21/2024 12:00:00 AM

According to the United States Census Bureau, the city has an area of 29.1 sq mi (75.4 km2), of which 27.2 sq mi (70.4 km2) of this is land and 1.9 sq mi (5.0 km2) of it (6.63%) is water. Boca Raton is a "principal city" (as defined by the Census Bureau) of the Miami metropolitan area. Approximately 1 sq mi is on the barrier island Deerfield Beach Island (DBI), also colloquially known as Deerfield Cay. Like other South Florida cities, Boca Raton has a water table that does not permit building basements, but there are several high points in the city, such as 4th Avenue which is aptly named "Hig...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$111,919 to $160,568
Boca Raton, Florida area prices
were up 1.5% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020