Compliance Director (Banking) jobs in Flagstaff, AZ

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Banking Teller
  • Wells Fargo
  • Kayenta, AZ PART_TIME

  • Why Wells Fargo:

    This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health.

    We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the U.We're especially proud of our tangible, meaningful commitment to diversity, equity, and inclusion in the workplace.

    When it comes to employees' financial health, we offer competitive salaries and generous benefits package.

    Wells Fargo is seeking a Teller in our Consumer, Small & Business Banking division, as a part of our National Branch Network.

    You are part of the fabric of the local community, helping provide the financial service backbone for its residents, employees and local businesses.

    If you enjoy working with people, then this is a great role for you with tremendous opportunity to establish your career here at Wells Fargo for years to come.

    Find out why we're the #1 financial services company to grow YOUR career. Support customer engagement by processing teller transactions, sharing digital solutions, and making appropriate introductions to bankers
    Complete operational activities while minimizing risks under established policies
    Perform routine transactional, operational, and customer support tasks efficiently through knowledge of bank procedures and products, as well as partners across the organization
    Receive direction from managers and exercises judgment within defined policies and procedures
    Identify information and services to meet customers financial needs
    1 year of experience interacting with customers, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

    Ability to educate and connect customers to technology and share the value of mobile banking options
    ~ Cash handling experience
    ~ Ability to follow policies, procedures, and regulations
    ~ Ability to identify potential fraud/risky accounts and take appropriate action to prevent loss
    ~ Ability to exercise judgment, raise questions to management, and adhere to policy guidelines
    ~ Relevant military experience including working in personnel benefits management, processing military personnel orders or transitions, wartime readiness operations, human resources or military recruiting
    ~ Proficient with proactively sourcing, acquiring, building, and maintaining relationships with customers and colleagues

    Ability to work weekends and holidays as needed or scheduled
    Highway 160 PO Box 587 Kayenta, AZ 86033

    @We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

    They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

    There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities.

    Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
    Applicants with Disabilities
    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
    Drug and Alcohol Policy
    Please see our Drug and Alcohol Policy to learn more.
  • 20 Days Ago

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Assistant branch banking
  • New York Community Bank
  • Sedona, AZ FULL_TIME
  • Job Summary The Branch Banking Assistant Leader drives branch revenue growth, operational integrity, and client experience excellence, with a focus on reputational success in the community. Job Respon...
  • 11 Days Ago

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Wellness Director
  • Solterra Team Services Llc
  • Lakeside, AZ FULL_TIME
  • In this position, The Wellness Director will assess resident problems and needs, develop and implement care and service plans, and maintain medical records and administer nursing care to residents. In...
  • 11 Days Ago

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Director of Catechesis
  • Sacred Heart Roman Catholic Parish
  • Prescott, AZ FULL_TIME
  • DescriptionSACRED HEART PARISH PRESCOTTJOB DESCRIPTIONTitle: Director of CatechesisGrade: Grade 5, ExemptDepartment: CatechesisSupervisor: Parish Manager & PastorDate: July 2023 (Note: Job is not avai...
  • 13 Days Ago

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Director of Gaming
  • Cliff Castle Casino
  • Camp Verde, AZ FULL_TIME
  • Position: Director of Gaming POSITION SUMMARY: Responsible for the proper administration of all facets of gaming operations (table games, event wagering, and slots operations). Ensures the highest lev...
  • 13 Days Ago

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Executive Director
  • Five Star Senior Living
  • Prescott, AZ FULL_TIME
  • The Opportunity We are actively seeking an Executive Director to add to our team. The Executive Director is responsible for providing comprehensive leadership for a senior living community in operatio...
  • 14 Days Ago

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0 Compliance Director (Banking) jobs found in Flagstaff, AZ area

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Community Manager - University West - Flagstaff, AZ
  • Bryten Real Estate Partners
  • Flagstaff, AZ
  • Job Details Job Location 009-University West - Flagstaff, AZ Salary Range $65,000.00 - $66,500.00 Base+Commission/year D...
  • 4/18/2024 12:00:00 AM

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Dental Operations Manager
  • North Country HealthCare AZ
  • Flagstaff, AZ
  • General Description Under the direction of the Operations Manager - Special Programs, oversee the dental clinic operatio...
  • 4/18/2024 12:00:00 AM

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Restaurant General Manager
  • Dahl Restaurants
  • Sedona, AZ
  • SUMMARY Dahl Restaurants in Sedona, AZ, is seeking an experienced Restaurant General Manager with extensive experience a...
  • 4/18/2024 12:00:00 AM

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Human Resources Director
  • The Keller Group
  • Flagstaff, AZ
  • The Keller Group is proud to partner with a growing organization in their search for a Human Resources and Risk Manageme...
  • 4/17/2024 12:00:00 AM

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Restaurant General Manager
  • Dahl Restaurants
  • Sedona, AZ
  • SUMMARY Dahl Restaurants in Sedona, AZ, is seeking an experienced Restaurant General Manager with extensive experience a...
  • 4/16/2024 12:00:00 AM

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General Maintenance Worker-$19.10/hour plus $4.57 health & welfare
  • WORKING ALTERNATIVES INC
  • Flagstaff, AZ
  • Failure to submit a fully completed application and current resume may result in your removal from the process Departmen...
  • 4/15/2024 12:00:00 AM

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Head Start Center Director I, Flagstaff, AZ
  • Northern Arizona Council of Governments
  • Flagstaff, AZ
  • $26.92/hr, 40 hrs/wk, 41 wks/yr NACOG now offers a NEW Employee Hiring incentive of $1,000 for this position. SUMMARY In...
  • 4/15/2024 12:00:00 AM

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Lead Server - Mormon Lake Properties
  • Aramark
  • Mormon Lake, AZ
  • Job Description The Wait Staff Lead position is vital to achieving excellent guest service and executing catering events...
  • 3/5/2024 12:00:00 AM

Flagstaff is a city in and the county seat of Coconino County in northern Arizona, in the southwestern United States. In 2015, the city's estimated population was 70,320. Flagstaff's combined metropolitan area has an estimated population of 139,097. The city is named after a ponderosa pine flagpole made by a scouting party from Boston (known as the "Second Boston Party") to celebrate the United States Centennial on July 4, 1876. Flagstaff lies near the southwestern edge of the Colorado Plateau, along the western side of the largest contiguous ponderosa pine forest in the continental United Sta...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$109,290 to $156,796
Flagstaff, Arizona area prices
were up 2.5% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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