Compliance Director (Banking) jobs in Hartford, CT

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Contract Compliance
  • VIABILITY, INC
  • Bloomfield, CT FULL_TIME
  • Welcome!  Thank you for exploring a career with us!  Our team of 500 dedicated employees share the desire to do meaningful work and make a difference in the lives of individuals with disabilities in Massachusetts, Connecticut, New York, Rhode Island, and Oklahoma. 

     

     Position: Director of Contract Compliance

    Location: Hybrid; Based out of Springfield, MA

    Salary: $72,000- $75,000 per year

    Hours: 40 Hours per week; Monday-Friday 8:00am-5:00pm with flexibility to work alternate days or hours as needed

    Summary: 

    • The Director of Contract Compliance Supports program services quality and program and agency compliance in service to our mission by managing all aspects of contract and amendment intake, contract modifications,   processing, execution, tracking, communication, file maintenance and storage.

    Responsibilities:

    • Ability to work 60% remote, with availability to travel between programs regularly. 
    • Manage intake of all proposed contracts and amendments.
    • Receive and enter all contracts and amendments into the tracking system.  Notify the appropriate individuals of receipt. 
    • Manage the execution and updating of new or existing contracts and amendments within the required timeframes. 
    • Initiate communication with the contractor/vendor entity as needed to clarify any changes. 
    • Thoroughly read and review all new executed contracts and amendments and emails or other notices of changes to existing contracts. Catalogue and forward the requirements to the implementation task owners for their areas. 

    Requirements:

    • Associates Degree in a relevant field with experience in a compliance/related role; or several years of directly relevant experience with administrative aspects of compliance.
    • Reads at the college level with the ability to break-down complex documents into easy to follow formats. 
    • Experience reading and following requirements of legal documents preferred.
    • Unwavering attention to detail, follow-through, and the curiosity and diligence to investigate and resolve discrepancies.
    • Proficient in Microsoft – Excel, Word, Outlook, PowerPoint, Teams - and in Zoom.
    • Strong communication, problem-solving, adaptability to change, and logical, sequential thinking.
    • Adept at conducting research to find answers.
    • Demonstrated ability to work effectively offsite with independence – integrity, goals driven, uses resources effectively, takes initiative.
    • Demonstrates alignment with our mission and values. Relevant lived experience is a plus.
    • Demonstrates satisfaction and capability to work effectively in this role as defined.
    • Willingness and means for occasional travel within our service areas.

     

    “Viability values our employees and the talents that they bring with them every day. Last year 30 staff members were promoted within the agency to roles that supported their professional growth.”

    EXCELLENT BENEFITS FOR ELIGIBLE EMPLOYEES INCLUDE: 

    • Competitive Pay with Promotional Opportunities
    • Strong focus on work/life balance
    • Medical, Dental, & Vision Insurance
    • Health Savings Account
    • 11 Paid Holidays Per Year
    • Health Care and Dependent Care Reimbursement Accounts
    • 403(b) Retirement plan with employer match of 100% (up to 4% of employee contribution)
    • Company-paid disability insurance, life insurance, and AD&D insurance
    • Generous Paid Time Off & Sick Time
    • Tuition Scholarship Program
    • Professional and personal growth opportunities
    • Employee Assistance Program for employees and loved ones
    • Preferred ratings for home, renters’, pet, and auto insurance
    • Fitness and Weight Loss program support 

     

    Who We Are

    Our team of 480 dedicated employees share the desire to do meaningful work and make a difference in the lives of individuals with disabilities in Massachusetts, Connecticut, New York, Rhode Island, and Oklahoma.

    Our Mission

    Our mission is to build a world in which individuals with disabilities and other disadvantages realize acceptance, inclusion, and access.

     Our Vision

    Be a community of program participants and staff making inclusion and access of individuals with disabilities or disadvantages a way for people, businesses, and communities to succeed together.

     

    To apply, please see the Careers section of our website at VIABILITY.org. If accommodations are needed for the application process, please call or text us at (413) 461-9486, and we will be happy to assist.

  • 14 Days Ago

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Health and Safety Officer for Highway Construction
  • Safety Consulting & Compliance Corp.
  • Norfolk, CT FULL_TIME
  • Scope of Work:Five-year project replacing highway retaining walls. There will likely be winter shutdowns throughout this project from December to March. Responsibilities:In addition to being able to f...
  • 8 Days Ago

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Executive Director, Equal Opportunity Programs and Title IX Compliance
  • University of Hartford
  • West Hartford, CT FULL_TIME
  • University of Hartford Executive Director, Equal Opportunity Programs and Title IX Compliance Job Description Assumes responsibility for serving as the University's primary equity compliance officer w...
  • 11 Days Ago

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Business Banking Credit Analyst
  • Citizens
  • Hartford, CT OTHER
  • Description Citizens Private Bank is looking for a Credit Analyst to support the underwriting needs of the Private Bank’s business loan products. The Credit Analyst will focus on processing, evaluatin...
  • 24 Days Ago

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Compliance Manager
  • Launch Potato
  • Hartford, CT FULL_TIME
  • YOUR ROLE You will have the opportunity to make an immediate and significant impact on Launch Potato's FinanceBuzz business by managing compliance for some of our biggest partnerships and verticals. T...
  • 22 Days Ago

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Compliance Officer
  • American School for the Deaf
  • Hartford, CT FULL_TIME
  • THE AMERICAN SCHOOL FOR THE DEAF ANNOUNCES AN OPENING FOR COMPLIANCE OFFICER CLOSING DATE: Until filled REV: 01/25/2024 POST: 01/25/2024 The American School for the Deaf (ASD) is the oldest school for...
  • 22 Days Ago

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0 Compliance Director (Banking) jobs found in Hartford, CT area

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Revenue Cycle Director
  • Tandym Group
  • Hartford, CT
  • A health services organization in Connecticut is currently seeking an experienced professional to join their staff as th...
  • 4/19/2024 12:00:00 AM

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Plant Finance Manager
  • Creative Financial Staffing
  • Groton, CT
  • Plant Finance Manager Needed with Growing Manufacturing Company! What makes this a great opportunity: Exciting chance to...
  • 4/19/2024 12:00:00 AM

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Assistant Director of Financial Aid
  • Wesleyan University
  • Middletown, CT
  • Position Information Position Information Job Posting Number S01296 Position Title Assistant Director of Financial Aid D...
  • 4/18/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Springfield, MA
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/18/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • New Haven, CT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/18/2024 12:00:00 AM

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Program Manager - Innovation - Ext Funding
  • Iberdrola
  • Orange, CT
  • The base salary range for this position is dependent upon experience and location, ranging from $111,544 - $139,431 Job ...
  • 4/18/2024 12:00:00 AM

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Plant Finance Manager
  • Creative Financial Staffing
  • Groton, CT
  • Plant Finance Manager Needed with Growing Manufacturing Company! What makes this a great opportunity: Exciting chance to...
  • 4/17/2024 12:00:00 AM

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Quality and Compliance Manager - Lab
  • Waterbury Hospital
  • Waterbury, CT
  • SCOPE OF POSITION: The position is responsible for the overall quality and compliance requirements of laboratory service...
  • 4/16/2024 12:00:00 AM

Hartford is the capital city of Connecticut. It was the seat of Hartford County until Connecticut disbanded county government in 1960. The city is nicknamed the "Insurance Capital of the World", as it hosts many insurance company headquarters and is the region's major industry. It is the core city in the Greater Hartford area of Connecticut. Census estimates since the 2010 United States Census have indicated that Hartford is the fourth-largest city in Connecticut, behind the coastal cities of Bridgeport, New Haven, and Stamford. Hartford was founded in 1635 and is among the oldest cities in th...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$122,894 to $176,314
Hartford, Connecticut area prices
were up 1.7% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020