Compliance Director (Banking) jobs in Iowa
Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Recently Added Compliance Director (Banking) jobs
Compliance Director
- The Elevance Health Companies, Inc.
-
W DES MOINES, IA
FULL_TIME
- Anticipated End Date: 2024-04-19 Position Title: Compliance Director Job Description: Compliance Director Location: West Des Moines, Iowa. This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per week. Elevance Health supports a hybrid workplace model with pulse point sites used for collaboration, community, and connection. The Compliance Director is responsible for directing foundational and strategic compliance responsibilities with consistent excellence that support the team and management. How You Will Make an Impact Primary duties with expert skill level and tasks with the most advanced complexity and broad/enterprise scale may include, but are not limited to: Directs projects, initiatives, regulatory sanctions, executive-sponsored initiatives, regulatory audits or exams, internal audits, accreditations, on-site reviews, risk assessments; audit planning, conducting mock audits, conducting audit training, managing audit evidence preparation, assessing audit preparedness. Leads compliance monitoring to identify process gaps, validate compliance levels, map processes, draft corrective actions/remediation plans, oversee implementation of corrective actions, prepare reports/presentations. Leads complex investigations and documents findings. Develops strategic plans, makes recommendations to leadership; designs/implements annual compliance plan. Develop strong relationships with key leaders to identify and address compliance risks and failures and manage action plans designed to fully mitigate risk(s). Travels to worksite and other locations as necessary. Minimum Requirements: Requires a BA/BS and minimum of 8 years health care, regulatory, ethics, compliance or privacy experience; or any combination of education and experience, which would provide an equivalent background. Preferred Skills, Capabilities, and Experiences: Strong leadership/managerial skills and ability to motivate/coach other staff strongly preferred. MS/MBA/JD or professional designation preferred. Job Level: Director Equivalent Workshift: Job Family: FRD > Compliance Please be advised that Elevance Health only accepts resumes for compensation from agencies that have a signed agreement with Elevance Health. Any unsolicited resumes, including those submitted to hiring managers, are deemed to be the property of Elevance Health. Who We Are Elevance Health is a health company dedicated to improving lives and communities – and making healthcare simpler. We are a Fortune 25 company with a longstanding history in the healthcare industry, looking for leaders at all levels of the organization who are passionate about making an impact on our members and the communities we serve. How We Work At Elevance Health, we are creating a culture that is designed to advance our strategy but will also lead to personal and professional growth for our associates. Our values and behaviors are the root of our culture. They are how we achieve our strategy, power our business outcomes and drive our shared success - for our consumers, our associates, our communities and our business. We offer a range of market-competitive total rewards that include merit increases, paid holidays, Paid Time Off, and incentive bonus programs (unless covered by a collective bargaining agreement), medical, dental, vision, short and long term disability benefits, 401(k) match, stock purchase plan, life insurance, wellness programs and financial education resources, to name a few. Elevance Health operates in a Hybrid Workforce Strategy. Unless specified as primarily virtual by the hiring manager, associates are required to work at an Elevance Health location at least once per week, and potentially several times per week. Specific requirements and expectations for time onsite will be discussed as part of the hiring process. Candidates must reside within 50 miles or 1-hour commute each way of a relevant Elevance Health location. The health of our associates and communities is a top priority for Elevance Health. We require all new candidates in certain patient/member-facing roles to become vaccinated against COVID-19. If you are not vaccinated, your offer will be rescinded unless you provide an acceptable explanation. Elevance Health will also follow all relevant federal, state and local laws. Elevance Health is an Equal Employment Opportunity employer, and all qualified applicants will receive consideration for employment without regard to age, citizenship status, color, creed, disability, ethnicity, genetic information, gender (including gender identity and gender expression), marital status, national origin, race, religion, sex, sexual orientation, veteran status or any other status or condition protected by applicable federal, state, or local laws. Applicants who require accommodation to participate in the job application process may contact elevancehealthjobssupport@elevancehealth.com for assistance. Elevance Health is a health company dedicated to improving lives and communities – and making healthcare simpler. Previously known as Anthem, Inc., we have evolved into a company focused on whole health and updated our name to better reflect the direction the company is heading.
- 12 Days Ago
Compliance Director
- Elevance Health
-
IA, IA
FULL_TIME
- Description Compliance Director Location: West Des Moines, Iowa. This position will take part in Elevance Health's hybrid workforce strategy which includes virtual work and 1-2 days in office per week...
- 2 Days Ago
VP of Business Banking
- TS Banking Group
-
Ames, IA
FULL_TIME
- Job Description: TS Bank is seeking to hire a VP of Business Banking for the Ames market area. This position is responsible for the promotion and selling of products offered by the Commercial Lending ...
- 19 Days Ago
Compliance Inspector
- 7G Environmental Compliance Management
-
Rapids, IA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 1 Month Ago
Compliance Inspector
- 7G Environmental Compliance Management
-
Des Moines, IA
FULL_TIME
- Our CompanyAt 7G, we're the go-to partner for petroleum tank owners across the country. We tackle environmental challenges while consistently keeping things compliant. Our values are simple: excellenc...
- 2 Months Ago
Director - Compliance (Private Funds)
- Principal Financial Group
-
Des Moines, IA
FULL_TIME
- What You'll DoAs a Director of Compliance within Principal Global Investors you’ll support Private Funds. This person will primarily support the private funds compliance program with both broker deale...
- 1 Day Ago
Compliance Director (Banking) jobs at Popular Companies
COMPLIANCE DIRECTOR
- Catholic Health Services
-
Hialeah, FL
- CATHOLIC HOSPICE INC. COMPLIANCE DIRECTOR FULL TIME - MONDAY TO FRIDAY MIAMI LAKES, FL. Summary & Objective The Director...
- 4/16/2024 12:00:00 AM
Director, Tax Compliance
- Fidelity TalentSource LLC
-
Jersey City, NJ
- Job Description: The Tax Compliance Director supports a dynamic environment where collaboration with Operations, Legal, ...
- 4/15/2024 12:00:00 AM
Global Compliance Director
- AIT Worldwide Logistics, Inc.
-
Itasca, IL
- Introduction: Come move the world with us! Wake up each day to be part of a? global movement.?A movement to?make an impa...
- 4/15/2024 12:00:00 AM
Director of Compliance
- BlueGene Search
-
Pittsburgh, PA
- Overview We are seeking a Director of Compliance to spearhead our clients compliance initiatives, ensuring our operation...
- 4/14/2024 12:00:00 AM
Compliance Director
- Newton Baby, Inc.
-
New York, NY
- Job Description Job Description At Newton, we’re passionate about providing new parents with safe, healthy, sustainable ...
- 4/14/2024 12:00:00 AM
Broker Dealer Compliance Director
- Larson Maddox
-
Chicago, IL
- Our client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the...
- 4/13/2024 12:00:00 AM
Director, Safety & Compliance
- REMPREX, LLC
-
Lisle, IL
- What You'll Do The Director of Safety & Compliance is responsible for leading and managing safety and risk management pr...
- 4/13/2024 12:00:00 AM
Director of Compliance
- Taylor Root
-
- Our client is a healthcare company looking for a Director of Compliance. The ideal person would come from a management s...
- 4/12/2024 12:00:00 AM
About Iowa
Iowa (/ˈaɪəwə/ (listen)) is a state in the Midwestern United States, bordered by the Mississippi River to the east and the Missouri River and Big Sioux River to the west. It is bordered by six states; Wisconsin to the northeast, Illinois to the east, Missouri to the south, Nebraska to the west, South Dakota to the northwest and Minnesota to the north.
In colonial times, Iowa was a part of French Louisiana and Spanish Louisiana; its state flag is patterned after the flag of France. After the Louisiana Purchase, people laid the foundation for an agriculture-based economy in the heart of the Corn...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$109,404 to $156,960
Most Popular Cities in Iowa for Compliance Director (Banking) Jobs
What does a Compliance Director (Banking) do?
Compliance Director (Banking) in Fort Wayne, IN
It administers the SGUS Employee Investment Policy, arranges for the registration of broker–dealer personnel, and conducts compliance training.
November 27, 2019
The CCO plays a leading role in the governance of the bank; establishing control frameworks and service offerings, and is responsible for companies compliance with the Regulatory system, relevant local regulatory requirements, and standards as applicable to the companies branch network.
November 27, 2019
Compliance Director (Banking) in Cheyenne, WY
Compliance officers ensure banks meet industry regulations that have mushroomed since the financial crisis a decade ago, and most global financial hubs have been through a hiring boom.
December 04, 2019
Compliance Director (Banking) in Honolulu, HI
But how much can you earn working in compliance? Will you still be able to pay the mortgage? The school fees? It depends which of the following compliance salary surveys from compliance recruitment firms you trust.
December 15, 2019