Compliance Director (Banking) jobs in Little Rock, AR

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Compliance Director
  • Little Rock Housing Authority D/B/A Metropolitan Housing Alliance
  • Little Rock, AR FULL_TIME
  • Under the direction of the MHA Executive Director, the Compliance Director is responsible for all aspects of housing compliance including ensuring that agency operations, programs, files, and record keeping comply with organizational policies and procedures, HUD regulations, as well as with federal, state, local, and fair housing laws. The Compliance Manager will conduct reviews, lead training sessions, investigate allegations of non-compliance, develop reports, and make recommendations for corrective actions as needed. The individual must work collaboratively as a part of a team and commit to high-performance and high-quality customer service.

    The below statements are intended to describe the general nature and scope of work performed by this position. This is not a complete listing of all responsibilities, duties and/or skills required. Other duties may be assigned.

    Essential Duties and Responsibilities:

    · Conduct reviews of agency operations, programs, policy & procedures, tenant files, and other

    pertinent records to ensure compliance with LRHA and federal requirements.

    · Ensures quality control programs and procedures are completed and maintained as requires.

    · Assures the satisfaction of customers in quality and responsiveness of services

    · Utilize a tracking system for all files reviewed and assess overall process to identify systemic areas of concern.

    · Uses systems in place to help provide a framework for managing records.

    · Assist in performing regular reviews and updates to the ACOP, Agency/policies/procedures, and forms to ensure compliance with regulations.

    · Interpret and apply statues, rules, and ordinances.

    · Updates and monitors web-based HUD reports.

    · Monitor PIC reports monthly; Review and maintain a tracking system to address all PIC errors. Provide solutions to improve reporting rates and minimize errors.

    · Possess knowledge of organization, operations, policies and procedures.

    · Serve as Hearing Officer for Public Housing evictions and complaints

    · Comprehensive understanding and knowledge of HUD regulations governing occupancy and administration of public housing and applicable Federal, state, and local laws.

    · Identify and apply the principals of Property Management.

    · May function as a team leader on various projects and assignments.

    · Establish cooperative working relationships with employees and the general public.

    · Interact with culturally, socially, and economically diverse community and stakeholders.

    · Assess and prioritize multiple tasks and demands.

    · Perform other duties as assigned.

    · Bachelor’s Degree in Business Administration, public administration, housing management, or similar field; and a minimum of 3 years experience in housing management; or equivalent combination of education and experience.

    · Must be professional, highly-analytically, and possess excellent written and verbal communication skills.

    · Must possess proficient computer skills i.e., MS Word, MS Excel

    · Must demonstrate time management and problem-solving skills with strong attention to detail.

    · Must have the ability to process critical documents without direct supervision.

    · Experience with HUD and other affordable housing programs preferred.

    · Ability to interact with a multi-cultured, socially, and economically diverse group of individuals is a MUST.

    Little Rock Housing Authority d/b/a Metropolitan Housing Alliance is an equal opportunity employer, and all qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

    Job Type: Full-time

    Pay: From $60,000.00 per year

    Benefits:

    • 401(k) matching
    • Dental insurance
    • Employee assistance program
    • Health insurance
    • Life insurance
    • Paid time off
    • Retirement plan
    • Tuition reimbursement
    • Vision insurance

    Schedule:

    • 8 hour shift
    • Monday to Friday

    People with a criminal record are encouraged to apply

    Work Location: In person

  • 11 Days Ago

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E-Banking Services
  • Malvern National Bank
  • Malvern, AR FULL_TIME
  • E-Banking Services Apply Now Description/Job Summary Position Title: E-Banking ServicesLocation: Malvern, ARDepartment: E-BankingReports To: SVP/Information Systems Team MgrFLSA Status: Non-exemptHour...
  • 23 Days Ago

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Compliance Specialist
  • Stephens Default
  • Little Rock, AR FULL_TIME
  • ESSENTIAL DUTIES AND RESPONSIBILITIES Ongoing management training regarding Registration and New Accounts. Maintain current knowledge of investment industry practices and regulations through regular r...
  • 1 Month Ago

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COMPLIANCE SPECIALIST
  • RIVERSIDE TRANSPORT GROUP
  • North Little Rock, AR OTHER
  • Job Details Job Location: AR North Little Rock TLI - North Little Rock, AR Salary Range: Undisclosed Job Category: Transportation DescriptionThe responsibility of this position is to be available and ...
  • 1 Month Ago

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Market Executive - Global Commercial Banking
  • Bank of America
  • Oklahoma, OK FULL_TIME
  • Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we...
  • 15 Days Ago

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Senior Counsel (Consumer/Retail Banking)
  • Simmons Bank
  • Little Rock, AR FULL_TIME
  • It's fun to work in a company where people truly BELIEVE in what they're doing!We're committed to bringing passion and customer focus to the business.The Senior Counsel (Consumer/Retail Banking) is a ...
  • 9 Days Ago

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0 Compliance Director (Banking) jobs found in Little Rock, AR area

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Primary Therapist - Full-Time
  • Birch Tree Communities, Inc
  • Benton, AR
  • Job Type Full-time Description Benefits: Health insurance PPO Plan High Deductible Health Plan (HDHP) employee only cove...
  • 4/19/2024 12:00:00 AM

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School Based Site Coordinator - Earle
  • Arkansas Foundation for Medical Care
  • Little Rock, AR
  • Job Title School Based Site Coordinator - Earle Job Type Full-Time Category Outreach Services Location Offsite Location ...
  • 4/18/2024 12:00:00 AM

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Construction Superintendent
  • Scott Humphrey Corporation
  • Little Rock, AR
  • Our client is a reputable local Arkansas General Contractor with a heavy focus on small to mid-sized commercial construc...
  • 4/18/2024 12:00:00 AM

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Vice President of Marketing & Community Engagement
  • Little Rock Convention And Visitors Bureau
  • Little Rock, AR
  • JOB OBJECTIVE:To plan and direct all activities and operations of the Marketing and Community Engagement Division of the...
  • 4/18/2024 12:00:00 AM

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Clinical Manager, Home Health Full Time
  • CenterWell Home Health
  • Little Rock, AR
  • Become a part of our caring community and help us put health first Develops, plans, implements, analyzes, and organizes ...
  • 4/17/2024 12:00:00 AM

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Director of Sales
  • Little Rock Convention And Visitors Bureau
  • Little Rock, AR
  • JOB OBJECTIVE:To promote and sell Little Rock as a destination for conventions, meetings, and events under direction of ...
  • 4/16/2024 12:00:00 AM

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Assistant Director of Nursing RN (ADON) at The Blossoms at Cumberland
  • The Blossoms at Cumberland
  • Little Rock, AR
  • The Blossoms at Cumberland - Job Summary: The Assistant Director of Nursing (ADON) plays a critical support role to the ...
  • 4/15/2024 12:00:00 AM

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School Based Site Coordinator - Marion
  • Arkansas Foundation for Medical Care
  • Little Rock, AR
  • Job Title School Based Site Coordinator - Marion Job Type Full-Time Category Outreach Services Location Offsite Location...
  • 4/15/2024 12:00:00 AM

Little Rock is located at 34°44′10″N 92°19′52″W / 34.73611°N 92.33111°W / 34.73611; -92.33111 (34.736009, −92.331122). According to the United States Census Bureau, the city has a total area of 116.8 square miles (303 km2), of which 116.2 square miles (301 km2) is land and 0.6 square miles (1.6 km2) (0.52%) is water. Little Rock is located on the south bank of the Arkansas River in Central Arkansas. Fourche Creek and Rock Creek run through the city, and flow into the river. The western part of the city is located in the foothills of the Ouachita Mountains. Northwest of the city limits are P...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$105,060 to $150,728
Little Rock, Arkansas area prices
were up 1.2% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020