Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
Position Purpose:
Direct platform and teller activity to provide efficient, high quality customer service, achieve retail sales targets, and deliver that service profitably through a well-trained and motivated staff. Responsible for the performance of, but not limited to, the below listed duties:
Essential Functions and Basic Duties:
Management.
training needs and performance.
quality.
weekly, monthly and per program cycle basis to communicate progress to the
goals.
and goals. Receives team member’s input to improve office performance so that high
quality information flows in both directions.
Verification Checklist. Specifically reviewing functions related to team member
performance, risk and security.
demands.
service and transaction processing.
Deposit Holds, Check Cashing guidelines, proper account review.
bank.
policies and procedures regarding the Bank Secrecy Act.
to BSA training within required time frames assigned.
High School diploma or equivalent
Job Competencies:
Work Environment:
Ethics and Confidentiality
Each employee should conduct himself or herself, at all times on and off the job, with honesty, good ethics, and integrity.
Equal Opportunity Employer / Minorities / Females / Disabled / Veterans / Drug Free Workplace
0 Compliance Director (Banking) jobs found in Macon, GA area