Compliance Director (Banking) jobs in New Brunswick, NJ

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Compliance
  • APluscare LLC
  • East Brunswick, NJ FULL_TIME
  • The Director of Compliance is responsible for establishing and implementing an effective

    compliance program to promote legal, ethical and proper conduct throughout APluscare

    operations. The Director of Compliance ensures that the Agency has robust compliance policies,

    compliance education programs, reporting channels, monitoring mechanisms and processes for

    remediating non-compliance and provides guidance to the senior management team and Board as

    needed to appropriately address areas of risk.

    Job Duties:

    • Oversee and monitor the implementation and operation of an effective compliance program covering all elements of the system, including but not limited to residential programs, day habilitation programs, wellness programs, and behavioral health
    • Conduct weekly supervision with Program leaders to ensure overall agencies compliance are met.
    • Facilities completion of all required items or duties for the department heads of the agency.
    • Perform an annual organizational risk assessment and develops a compliance work plan that includes the compliance and internal audit plan and educational curriculum.
    • Provide a formal report on an at least a quarterly basis to the CEO, to the leadership team, and to the Board as requested by the CEO, regarding compliance work plan progress, audit results/trends and significant internal and external compliance developments.
    • Develop and implement periodical reviews/updates compliance policies and compliance procedures to ensure that they appropriately addressed.
    • Develop and oversee the implementation of an annual compliance education curriculum that includes mandatory general compliance education for all employees.
    • Ensure that the Agency has an effective mechanism for promptly logging, triaging, investigating and remediating reports of suspected non-compliance that includes a root cause analysis and corrective action plan when reported concerns are substantiated.
    • Ensure that there are mechanisms for reporting identified compliance violations to Government authorities in accordance with applicable law.
    • Serve as a resource to executives and management for compliance guidance and assistance in establishing and implementing compliance risk minimization strategies that reduce the Agency's vulnerability to fraud and abuse.
    • Monitor changes in laws, regulations, rules, enforcement agency guidance/initiatives and case law developments.
    • Oversee the Agency's privacy function to ensure the development, implementation, maintenance of, and adherence to the system's policies and procedures covering privacy of, and access to, protected health information in compliance with laws and the Agency's privacy practices.
    • Oversees the internal audit function, including developing and implementing an annual work plan.
    • Responsible for reading, knowing, and complying with all appropriate governing documents in the administration of Agency programs be it contracts, agency policies and procedures, State or Federal standards, specific program operations manuals and circulars both internal and external, and the like.
    • Completes and/or reviews all reports, forms, schedules and other documentation as required by the agency.
    • Tracks all QA reporting and forms, ensuring all necessary follow-ups are completed that were noted.
    • Responsible for ensuring the complete training and onboarding and completion of Orientation for all new hire employees.
    • Completes and conducts new hire probationary logs and employee evaluations.
    • Responsible for ensuring all staff training for the department are in compliance as it pertains to the DDD and the College of Direct Support (CDS)
    • Works flexible hours when needed for the benefit of the programs.
    • Interview and participates in hiring qualified personnel to maintain appropriate staffing levels.
    • Monitors quality assurance and improvement activities and recommends action at all levels of services.
    • Represent APluscare to other groups, organizations and the general public, ensuring the accuracy of public information materials.
    • Assure that skilled nursing and other therapeutic services furnished are under the supervision and direction of a physician or a registered nurse.
    • Ensure and supports appropriate staff supervision during all operating hours.
    • Support and maintain all corporate policies, procedures, and quality and confidentiality Standards.
    • Perform all other duties as assigned by the Executive Director or his/her designee.

    Qualifications

    • A bachelor's degree is behavioral health, Health Care Administration or related field with a minimum of 2 years of experience working with individuals with developmental disabilities is preferred
    • Must possess thorough knowledge of laws, rules and regulations pertaining to DDD and provider operations (including Stark, antikickback and other fraud and abuse laws), and principles, practices and techniques of compliance management, including program planning and implementation, fiscal/financial analysis and basic accounting.
    • Employee must cooperate with the licensee and department staff in any inspection or investigation
    • Employee must successfully complete and demonstrate proficiency in all areas of required training.
    • Valid Driver's License
    • Must be at least 18 years of age
    • Push, pull, and lift up to 50lbs
  • 1 Day Ago

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Administrative Assistant to the Compliance Director
  • APluscare LLC
  • East Brunswick, NJ FULL_TIME
  • Job Title: Administrative Assistant to the Compliance Director Reporting Supervisor: Compliance Director Position Summary: The Administrative Assistant to the Compliance Director provides high-level a...
  • 23 Days Ago

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Director, Regulatory Compliance
  • U S Pharma Lab Inc
  • North Brunswick, NJ FULL_TIME
  • Job Description Date 08/2023 Location 1300 Airport Road, North Brunswick NJ Title Director, Regulatory Compliance for Dietary Supplements & Vitamins Department Research & Development Reports to Execut...
  • 2 Days Ago

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Director, Regulatory Compliance
  • US Pharma Lab
  • North Brunswick, NJ FULL_TIME
  • Job Description Date 08/2023 Location 1300 Airport Road, North Brunswick NJ Title Director, Regulatory Compliance for Dietary Supplements & Vitamins Department Research & Development Reports to Execut...
  • 10 Days Ago

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Associate Director, Global Customs & Trade Export Compliance Lead
  • Bristol Myers Squibb
  • Brunswick, NJ FULL_TIME
  • Working with UsChallenging. Meaningful. Life-changing. Those aren’t words that are usually associated with a job. But working at Bristol Myers Squibb is anything but usual. Here, uniquely interesting ...
  • 13 Days Ago

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Senior Director, Information Technology - Business Systems, Architecture & Compliance
  • Rocket Pharmaceuticals
  • Cranbury, NJ FULL_TIME
  • Overview Work at ROCKET PHARMA and help cure rare diseases! Rocket Pharma is a fully integrated, clinical-stage company advancing gene therapies with curative potential for multiple rare childhood dis...
  • Just Posted

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0 Compliance Director (Banking) jobs found in New Brunswick, NJ area

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Director of Compliance Monitoring & Testing
  • BitGo
  • New York, NY
  • BitGo - Director of Compliance Monitoring & Testing BitGo is the leader in digital asset financial services, providing i...
  • 3/29/2024 12:00:00 AM

S
Associate Athletic Director for Compliance
  • St. John's College-Department of Nursing, IL
  • Jamaica, NY
  • St. John's established in 1870, has three New York City campuses; international locations in Rome, Italy; Limerick, Irel...
  • 3/28/2024 12:00:00 AM

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Associate Director, Global Customs & Trade Export Compliance Lead
  • Bristol Myers Squibb
  • New Brunswick, NJ
  • **Working with Us** Challenging. Meaningful. Life-changing. Those arent words that are usually associated with a job. Bu...
  • 3/28/2024 12:00:00 AM

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Director of Finance
  • Tandym Group
  • Highland Park, NJ
  • About the Opportunity: A reputable healthcare organization in New Jersey is seeking an experienced Finance Leader to tak...
  • 3/28/2024 12:00:00 AM

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AMENDED - Internal Revenue Agent (Tax Computation Specialist - Examiner) 12 MONTH ROSTER
  • Department Of The Treasury
  • Brooklyn, NY
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/27/2024 12:00:00 AM

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AMENDED - Internal Revenue Agent (Tax Computation Specialist - Examiner) 12 MONTH ROSTER
  • Department Of The Treasury
  • Bronx, NY
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/27/2024 12:00:00 AM

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Security Supervisor, Global Corporate Security & Investigations - 3rd Shift
  • Amneal Pharmaceuticals
  • Piscataway, NJ
  • Description: Oversee the day-to-day administrative supervision of the assigned facilities for the Corporate Security dep...
  • 3/26/2024 12:00:00 AM

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Senior Director Construction Compliance
  • Metropolitan Transportation Authority
  • New York, NY
  • Description Position at MTA Construction & Development This position is eligible for telework which is currently one day...
  • 3/25/2024 12:00:00 AM

According to the United States Census Bureau, the city had a total area of 5.789 square miles (14.995 km2), including 5.227 square miles (13.539 km2) of land and 0.562 square miles (1.456 km2) of water (9.71%). New Brunswick is in Raritan Valley (a line of cities in central New Jersey). New Brunswick is on the south side of Raritan Valley along with Piscataway Township, Highland Park, Edison Township, and Franklin Township (Somerset County). New Brunswick lies southwest of Newark and New York City and northeast of Trenton and Philadelphia. New Brunswick is bordered by Piscataway, Highland Park...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$129,008 to $185,101
New Brunswick, New Jersey area prices
were up 1.5% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020