Compliance Director (Banking) jobs in Ogden, UT

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Community Banking Relationship Manager
  • Zions Bank Careers
  • Logan, UT FULL_TIME
  • Zions Bank recognizes that its success comes from the dedication, experience and talents of its diverse employee base. As we build upon our 150-year legacy and usher in the next generation of banking, we’re committed to being the premier employer of choice. We’re proud to have ranked among American Banker magazine’s “Best Banks to Work For” almost every year since 2013, as Best Employer from Utah’s Best of State, among the Best Places to Work in Idaho, and “among the Salt Lake Tribune’s Top Workplaces. Make the leap into a new era of banking. Let us transform your career.

    If you thrive in knowing you can close on multiple types of opportunities in different aspects of commercial and consumer lending and can prioritize goals to fit both your personal and professional career growth, then take the opportunity to be a part of a growing high performing team in Community Banking!

    The ideal candidate for this position will have the skills and experience necessary to:

    • Spend 50%-70% of their time focusing on generating, discovering, and developing new client acquisition through outside sales opportunities.
    • Deepen and expand existing customer relationships.
    • Involve business partners to generate, retain, and expand lending, investment, treasury, and deposit relationships.
    • Co-manage with designated portfolio manager to increase client profitability
    • Maintain a high level of client satisfaction
    • Solid understanding or experience with personal and business financials
    • Know and understand bank lending products, policies, and procedures
    • Ability to produce and manage both business and consumer credit requests. *Client base may include commercial, private, consumer and business banking customers.
    • Be familiar with and comply with applicable company policies and all banking regulations including, but not limited to BSA, USA Patriot/CIP requirements, AML, and other regulations.

    Qualifications:

    • Bachelor’s degree preferred
    • Considerable knowledge of credit associated lending, loan structuring, financial strategy, and customer development.
    • A combination of education and experience may meet requirements.
    • Strong sales and networking acumen.
    • Ability to work effectively with designated Portfolio Manager, other individuals, and groups across the company to manage customer relationships
    • Working knowledge of applicable lending policies, procedures, laws, and regulations.
    • Knowledge of software applications, including word processing and spreadsheets.

    Benefits:

    • Medical, Dental and Vision Insurance - START DAY ONE! 
    • Life and Disability Insurance, Paid Parental Leave and Adoption Assistance 
    • Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts
    • Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays
    • 401(k) plan with company match, Profit Sharing, competitive compensation in line with work experience 
    • Mental health benefits including coaching and therapy sessions
    • Tuition Reimbursement for qualifying employees 
    • Employee Ambassador preferred banking products
  • 1 Month Ago

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Compliance Specialist
  • Weber Human Services
  • Ogden, UT FULL_TIME
  • Job Description: WHS is looking for a Compliance Specialist to specialize in the area of Credentialing. The primary responsibilities of this individual will be to process initial credentialing and re-...
  • 16 Days Ago

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Compliance Coordinator
  • Malouf Companies
  • Logan, UT FULL_TIME
  • Malouf is looking for a Compliance Coordinator. This position will be responsible for ensuring all Malouf products comply with regulatory requirements as well as our own strict standards. This positio...
  • 9 Days Ago

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Quality Control Compliance Leader
  • Ya Ya Foods USA LLC
  • Ogden, UT FULL_TIME
  • Reports to: Quality Control Leader ResponsibilitiesEnsure QC Technicians monitor and conduct prescribed checks, and conduct analysis on raw materials and finished goods for conformance to established ...
  • 14 Days Ago

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Regulatory Compliance Manager
  • UST MFG LLC
  • Layton, UT FULL_TIME
  • Essential Tasks and Responsibilities: · Review raw material documentation and make disposition decisions · Assist with training and oversee risk management activities ISO 14971, HACCP, etc. · Assist w...
  • 14 Days Ago

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HOA Compliance Coordinator
  • SMHG Management LLC
  • Eden, UT FULL_TIME
  • DescriptionPowder is a year-round resort and real estate development project nestled throughout 10,000 acres in the Wasatch Mountains of Northern Utah. Recently acquired by Reed Hastings, the Founder ...
  • 1 Day Ago

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0 Compliance Director (Banking) jobs found in Ogden, UT area

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Associate General Counsel - Director of Compliance
  • Textron
  • Salt Lake City, UT
  • Textron Associate General Counsel - Director of Compliance Augusta , Georgia Apply Now Associate General Counsel - Direc...
  • 4/19/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Salt Lake City, UT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/19/2024 12:00:00 AM

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Director of Finance SAD9539
  • Capstone Search Group
  • Salt Lake City, UT
  • Job Description Job Description About the Role Opportunity to join well respected property/casualty insurance company th...
  • 4/19/2024 12:00:00 AM

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Financial Reporting Manager
  • BioFire Diagnostics, LLC.
  • Salt Lake City, UT
  • Position Summary: As a key team member working alongside the Senior Director, Accounting, this role focuses on assisting...
  • 4/18/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • Ogden, UT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 4/17/2024 12:00:00 AM

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National Tax Senior Manager/Director - Mergers & Acquisitions - Remote Eligible
  • Eide Bailly LLP
  • Salt Lake City, UT
  • Overview: Who We Are Eide Bailly is one of the top 25 CPA and business advisory firms in the nation. We have over 41 off...
  • 4/17/2024 12:00:00 AM

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Internal Revenue Agent/ Senior Revenue Agent (Examiner)- (6 Month Roster) - Amended
  • Department Of The Treasury
  • Ogden, UT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LBI) DIVISION? A description of the business units can be found at:...
  • 4/16/2024 12:00:00 AM

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Internal Revenue Agent- Senior Revenue Agent (Examiner), 12-month Roster
  • Department Of The Treasury
  • Ogden, UT
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL (LB&I)DIVISION? A description of the business units can be found at:...
  • 4/15/2024 12:00:00 AM

Ogden /ˈɒɡdən/ is a city and the county seat of Weber County, Utah, United States, approximately 10 miles (16 km) east of the Great Salt Lake and 40 miles (64 km) north of Salt Lake City. The population was 84,316 in 2014, according to the US Census Bureau, making it Utah's 7th largest city. The city served as a major railway hub through much of its history, and still handles a great deal of freight rail traffic which makes it a convenient location for manufacturing and commerce. Ogden is also known for its many historic buildings, proximity to the Wasatch Mountains, and as the location of Web...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$107,347 to $154,008
Ogden, Utah area prices
were up 2.3% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
December 23, 2019
Compliance Director (Banking) in Johnstown, PA
Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
December 07, 2019
Compliance Director (Banking) in Gulfport, MS
That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
January 20, 2020