Compliance Director (Banking) jobs in Portland, ME

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Monitoring / Comparative File Review Manager - Fair Banking Compliance
  • TD Bank
  • Falmouth, ME FULL_TIME
  • Monitoring / Comparative File Review Manager - Fair Banking Compliance

    433040BR

    Job Category - Primary

    Anti-Money Laundering / Compliance & Regulatory Relations

    Work Location

    70 Gray Road West Falmouth Crossing, Greenville Campus Building A - 200 Carolina Point Parkway, Mt Laurel - Operations Center Bldg 1 - 9000 Atrium Way

    Employment Type

    Regular

    City

    Falmouth, Greenville, Mount Laurel

    Time Type

    Full Time

    State

    Maine, New Jersey, South Carolina

    Hours

    Standard

    Pay Range

    $86,840 - $139,360 annually

    Hours/Availability Detail

    Standard

    Department Overview

    The TD Bank Fair Banking team is seeking a skilled professional to facilitate completion of regularly scheduled monitoring activities for consumer and small business lending portfolios designed to detect potential non-compliance with Federal Fair Lending Laws and UDAAP issues. You will leverage your combined credit acumen and fair lending compliance expertise to; identify and organize key attributes used to render credit, pricing, and line assignment decisions from business line policies and procedures; provide guidance for the structure and scope of monitoring projects; conduct comparative/matched-pair file reviews; escalate issues for further analysis; and prepare reporting to demonstrate results and conclusions. In this role, you will have close interaction with key personnel, including senior management from our core lending business lines, and other pillars in the fair banking compliance organization including the data analytics, specialists, and complaints teams. Join a great team of dynamic and supportive Fair Lending Aficionados who have fun while ensuring Fair Lending for our Communities, Customers and Colleagues.

    Job Details

    The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction.

    Job Requirements

    • Works independently and is accountable for managing a specialized Compliance function or area
    • Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
    • Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise
    • Provides guidance and support to analysts on matters related to portfolio and specialty
    • Typically a subject matter expert for a key functional Compliance area and business
    • Contact for business management, dealing with non-routine information
    • Manages/assists with regulatory reviews including inquiries, audits, and exams
    • Identifies and leads problem resolution for project/program complex requirements related issues at all levels
    • Must be eligible for employment under regulatory standards applicable to the position.

    Qualifications

    Education & Experience Requirements:
    • Undergraduate degree preferred or equivalent work experience
    • 7 years relevant experience
    • Relevant professional designations and/or certifications as required
    • Advanced knowledge of a variety of products and services, systems, and compliance advisory standards, procedures, laws, rules and regulations
    • Knowledge of risk management environment, standards and regulations
    • Knowledge of current and emerging trends
    • Ability to lead, plan, implement and evaluate program/project activities to ensure completion of initiatives
    • Ability to contribute to strategic direction of the Compliance advisory function and provide advice to senior leadership
    • Skill in mentoring and coaching
    • Skill in using advanced analytical software tools, data analysis methods and specialized reporting techniques
    • Skill in using computer applications including MS Office
    • Ability to communicate effectively in both oral and written form
    • Ability to work collaboratively and build relationships across teams and functions
    • Ability to work successfully as a member of a team and independently
    • Ability to exercise sound judgement in making decisions
    • Ability to analyze, organize and prioritize work while meeting multiple deadlines
    • Ability to handle confidential information with discretion

    Additional preferred experience would include:
    • Previous experience originating and/or underwriting residential mortgage and/or other consumer credit products (i.e. indirect auto, cards, small business, unsecured, etc.)
    • Previous experience writing/reviewing credit policy/guidelines
    • Previous experience in credit data modeling/regression analysis
    • Previous experience organizing and reporting compliance/fair lending results
    #Hybrid

    Company Overview

    Our Values
    At TD, we're guided by our purpose to enrich the lives of our customers, communities and colleagues, and share a set of values that shape our culture and behaviors. In exchange for how our colleagues show up to help TD succeed, we are committed to delivering a colleague experience grounded in Impact, Growth and a Culture of Care. No matter where you work across TD, we empower you to make an impact at work and in your community, explore and grow your career, and be part of our caring and inclusive culture.

    Making Your Well-being a Priority
    A caring and supportive culture that promotes colleague well-being is core to who we are. At TD, we focus on total well-being with extensive programs to help colleagues assess, manage, and improve their well-being across four core pillars — physical, financial, social and mental/emotional. In addition, we champion a safe and inclusive work environment, so colleagues feel a sense of belonging and feel supported in their personal and professional growth. Through our focus on well-being, we know that we can help our colleagues thrive, contribute to our culture of care, and support better business outcomes, because when colleagues feel their best, they're more likely to do their best.

    Our Total Rewards Package
    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition.

    How We Work
    At TD, we believe in-person connections fuel collaboration and collective creativity. Our workplace experience empowers colleagues to do great work side-by-side at TD locations, while offering flexibility to work remotely where it makes sense for the work and team. Our teams work in one of three workplace models: hybrid, onsite and primarily remote. Wherever our colleagues are working, they’ll always have access to the TD community to experience our culture of care.

    Who We Are
    TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues. TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

    Inclusiveness

    Our Commitment to Diversity, Equity, and Inclusion
    At TD, we’re committed to fostering an environment where all colleagues are encouraged to bring their authentic selves to work, experience equitable opportunities, and feel respected and supported. We’re dedicated to building an inclusive workforce that reflects the diversity of the customers and the communities in which we live and serve.

    EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.

    Accommodation
    If you are a candidate with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com. Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

    How We're Helping Make an Impact in Communities
    TD has a long-standing commitment to help drive progress towards a more inclusive and sustainable future. That’s why we launched the TD Ready Commitment in 2018, now a multi-year North American initiative. Under the TD Ready Commitment, we are targeting a total of $1 billion by 2030 in community giving across four key, interconnected drivers of change: Financial Security, Vibrant Planet, Connected Communities, and Better Health. It’s our goal to help support change, nurture progress, and contribute to making the world a better, more inclusive place for our customers, colleagues, and communities.

    We look forward to hearing from you!

    Business Line

    TD Bank AMCB

    Job Category(s)

    Anti-Money Laundering / Compliance & Regulatory Relations

    Country

    United States

    State (Primary)

    New Jersey

    City (Primary)

    Mount Laurel

    State #2

    Maine

    City #2

    Falmouth

    State #3

    South Carolina

    City #3

    Greenville

    Job Expires

    28-Apr-2024
  • 15 Days Ago

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Director of Research Ethics & Compliance – MaineHealth Institute for Research
  • MaineHealth
  • Westbrook, ME FULL_TIME
  • Summary Position Summary The MaineHealth Institute for Research is seeking a Director of Research Ethics & Compliance to join our executive leadership team. Under the direction of the Vice President f...
  • Just Posted

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Seasonal Retail Banking Trainee
  • Norway Savings Bank
  • Norway, ME OTHER
  • For The Life You Choose, A Career to Match…. Here at Norway Savings Bank, we strive to create a positive, team-based culture that leverages each person’s unique gifts and strengths and offers the supp...
  • 4 Days Ago

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Seasonal Retail Banking Trainee
  • Norway Savings Bank
  • Freeport, ME OTHER
  • For The Life You Choose, A Career to Match…. Here at Norway Savings Bank, we strive to create a positive, team-based culture that leverages each person’s unique gifts and strengths and offers the supp...
  • 4 Days Ago

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Seasonal Retail Banking Trainee
  • Norway Savings Bank
  • Naples, ME OTHER
  • For The Life You Choose, A Career to Match…. Here at Norway Savings Bank, we strive to create a positive, team-based culture that leverages each person’s unique gifts and strengths and offers the supp...
  • 4 Days Ago

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Seasonal Retail Banking Trainee
  • Norway Savings Bank
  • Brunswick, ME OTHER
  • For The Life You Choose, A Career to Match…. Here at Norway Savings Bank, we strive to create a positive, team-based culture that leverages each person’s unique gifts and strengths and offers the supp...
  • 4 Days Ago

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0 Compliance Director (Banking) jobs found in Portland, ME area

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Director - Patient Financial Services - Hospital Billing
  • Maine Health
  • Portland, ME
  • Full Time 110 Free St. Management/Leadership Day Shift This position can be Hybrid or 100% Remote Position Summary Respo...
  • 3/29/2024 12:00:00 AM

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Internal Revenue Agent / Senior Revenue Agent (Examiner)-12 Month Roster AMENDED
  • Department Of The Treasury
  • South Portland, ME
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
  • 3/29/2024 12:00:00 AM

H
General Manager
  • HMSHOST
  • Portland, ME
  • With a career at HMSHost, you really benefit! We offer: Health, dental and vision insurance Generous paid time off (vaca...
  • 3/29/2024 12:00:00 AM

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Financial Service Associate
  • Five County Credit Union
  • Scarborough, ME
  • Title Financial Service Associate EOE Statement We are an equal employment opportunity employer. All qualified applicant...
  • 3/28/2024 12:00:00 AM

S
Spa Front Desk/ Greeter (Part-Time) [ 3006 ]
  • Spa Tech Institute
  • Portland, ME
  • Job Details [ Learn more about this opportunity! ] prev next Listing ID: 3006 Job Title: Spa Front Desk/ Greeter (Part-T...
  • 3/26/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • South Portland, ME
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 3/25/2024 12:00:00 AM

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Area Director Clinical Operations
  • Curo Health Services
  • Portland, ME
  • Our Company Gentiva Hospice is a member of the Gentiva family - an industry leader in hospice, palliative, home health, ...
  • 3/25/2024 12:00:00 AM

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Director, Software Engineering (Risk Tech)
  • Capital One
  • Portland, ME
  • 314 Main Street (21020), United States of America, Cambridge, Massachusetts Director, Software Engineering (Risk Tech) I...
  • 3/25/2024 12:00:00 AM

Portland is a city in the U.S. state of Maine, with a population of 67,067 as of 2017. The Greater Portland metropolitan area is home to over half a million people, more than one-third of Maine's total population, making it the most populous metro in northern New England (an area comprising the states of Maine, New Hampshire, and Vermont). Portland is Maine's economic center, with an economy that relies on the service sector and tourism. The Old Port district is known for its 19th-century architecture and nightlife. Marine industry still plays an important role in the city's economy, with an a...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$112,543 to $161,477
Portland, Maine area prices
were up 1.6% from a year ago

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