Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)
REIA66962 – Head of Retail Banking – Ames, Ankeny, Council Bluffs or Sioux City, IAnWe are working with a large growing community bank that is over $1 billion in assets and looking to fill a Head of Retail Banking position. This individual is responsible for managing and directing the retail sales and delivery functions for all bank locations. Lead product development, product pricing and making recommendations for feature/function and technology changes to help the bank remain competitive and profitable. Our client is requesting 7 years of experience working in a community bank setting. If you would like to be considered for this or other positions we have available, please call, Ann Leise, 402-934-3339 or email resumes to: aleise@adams-inc.com.
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0 Compliance Director (Banking) jobs found in Sioux City, IA area