Compliance Director (Banking) jobs in Waco, TX

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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SIU Investigator
  • Allied Universal® Compliance and Investigations
  • Waco, TX FULL_TIME
  • SIU Investigator

    Overview

    Allied Universal® Compliance and Investigations, North America's leading expert insurance claim investigations, compliance and corporate governance company, provides rewarding careers that give you a sense of purpose. While working in a dynamic, diverse and inclusive workplace, you will be part of a team that fuels a culture that will reflect in our communities and customers we serve. We offer medical, dental and vision coverage, life insurance, retirement plan, employee assistance programs, company discounts, perks and more for most full-time compliance and investigation jobs!

    Job Description

    ACCELERATE YOUR CAREER WITH THE GLOBAL LEADER IN INVESTIGATIVE SOLUTIONS!

    If you are looking for growth in your career, look no further! Allied Universal is hiring, and we offer competitive hourly rates, excellent benefits, career growth, and advancement opportunities. Apply now and find your perfect job today!

    Allied Universal® is hiring an SIU Investigator. The Investigator's primary focus is to independently conduct expert investigations, handle complex fraud referrals and complete fraud reviews. The assigned cases involve high exposure and complex claim assignments. This individual must have investigative skills to independently conduct all aspects of fraud review, anti-fraud compliance audits as well as other insurance related investigations.

    WHY WORK FOR US

    • Medical, dental, vision, disability, life, etc. offered to all full-time staff
    • 401K
    • Allied Universal Education Assistance Partners offers discounted tuition and free classes
    • Auto allowances provided to investigators
    • Company credit card for all fuel and travel
    • Job flexibility offering both field and remote work
    • Investigations related educational opportunities and paid training
    • Career paths built for advancement for every investigator
    • Dedicated Field Leadership department for maximum communication, teamwork, and mentoring
    • Excellent technology designed to improve your work life balance
    • Opportunity for maximum OT earnings
    • Job Stability working for one of the largest employers in the world
    • With CNI having investigative operations in the U. K, Ireland, Australia and every state in the US, opportunities for relocation are prevalent

    ESSENTIAL JOB DUTIES AND RESPONSIBILITIES:

    • Review complex CI & SIU investigations independently
    • Perform complex CI, SIU, and corporate investigations in the field in a professional manner
    • Develop and document information on any investigation, file review, audit, training assignment, consulting engagement, or other project as directed by writing clear, concise, and grammatically correct reports, memos, and letters
    • Have working knowledge and understanding of anti-fraud laws, insurance regulations, and compliance rules and standards in your home state and within your designated region of the country
    • Independently outline a game plan for assignment objectives and appropriately document and communicate to clients and the SIU Supervisor
    • Offer expert advice to clients regarding SIU investigations
    • Conduct CEU level courses and Fraud Awareness training for our clients and others
    • Travel required

    BASIC QUALIFICATIONS:

    • Ability to be properly licensed as required by the state in which you currently reside
    • Private Investigator's license required in the following states prior to applying: Alabama, Florida, Louisiana, Tennessee, Utah, Montana, Nebraska, Oklahoma, North Carolina, Maine, and Virginia
    • Georgia applicants must independently complete the 70-hour course necessary to receive a Private Investigator's license prior to applying
    • Formal Education, Licenses, and Certifications Required:
    • Must possess one or more of the following:
    • A Bachelor's Degree in criminal justice or related field and 4 years demonstrated experience conducting complex insurance investigations or adjusting complex claims.
    • Or a minimum of two (5) years of experience in law enforcement, military law enforcement, or government/private investigations
    • 5 years SIU experience in the areas of General Liability, Auto Liability, PIP, Homeowner, Small Commercial, and Workers' Compensation areas (preferred)
    • Experience in identifying and validating red flags within a claim, fraud schemes, and legal indicators of fraud within a claim during file review or field investigation.
    • Understanding of insurance policies to include terms, conditions, exclusions, limits of liability, and subrogation
    • Experience discussing investigative findings and making recommendations to clients, defense attorneys, departments of insurance fraud divisions, etc...
    • Strong interpersonal skills, including significant interviewing experience with emphasis on taking detailed recorded or written statements;
    • Strong computer skills using Word, Excel, Power Point and Google Suite. Ability to learn new software operating systems.
    • Must be able to successfully complete the Allied Universal Investigations PI Training/orientation course
    • Must possess a current and valid driver's license

    Closing

    Allied Universal® is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race/ethnicity, age, color, religion, sex, sexual orientation, gender identity, national origin, genetic information, disability, protected veteran status or relationship/association with a protected veteran, or any other basis or characteristic protected by law. For more information: www.aus.com

    If you have any questions regarding Equal Employment Opportunity, Affirmative Action, Diversity and Inclusion, have difficulty using the online system and require an alternate method to apply, or require an accommodation at any time during the recruitment and/or employment process, please contact our local Human Resources department. To find an office near you, please visit: www.aus.com/offices.

    Requisition ID

    2023-1142576
  • 7 Days Ago

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Banking specialist
  • Extraco Banks
  • Waco, TX FULL_TIME
  • Extraco Banks is seeking a Part Time Banking Specialist to join our team. This position is located on site in Waco, Texas. Individuals in this position must be able to work a flexible schedule. Schedu...
  • Just Posted

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Compliance Analyst
  • McLennan Community College
  • Waco, TX FULL_TIME
  • LOOKING FOR INDIVIDUALS WHO EXEMPLIFY OUR COLLEGE VALUES: Communications: We will be open and courageous in our communication with students and with one another. We will communicate decisions and the ...
  • 7 Days Ago

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Compliance Supervisor
  • Diversified Energy Company
  • Teague, TX FULL_TIME
  • COMPLIANCE SUPERVISOR JOB ID: 552 COMPANY PROFILE: Diversified Gas & Oil Corporation (DGOC) is an established owner and operator of producing conventional and unconventional natural gas & oil wells an...
  • 10 Days Ago

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Peak Time Banking Specialist - Waco
  • Extraco Banks, N.A.
  • Waco, TX FULL_TIME
  • Job Description: Peak Time Banking Specialist - Waco Location: Waco, TX Extraco Banks is seeking a Part Time Banking Specialist to join our team. This position is located on site in Waco, Texas. Indiv...
  • 4 Days Ago

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Privacy Compliance Manager
  • Baylor Careers
  • Waco, TX FULL_TIME
  • What We’re Looking For Baylor University is seeking a Privacy Compliance Manager who will support the mission of the university by providing University Compliance support in privacy efforts. The Priva...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Waco, TX area

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Admin Assistant- HES Facilities -Waco
  • HES Facilities Management
  • Waco, TX
  • Job Description Admin Assistant- HES Facilities -Waco (Operations) Waco, TX, United States of America Apply Now Apply No...
  • 3/29/2024 12:00:00 AM

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Case Manager Foster Care
  • Arrow Child and Family Ministries
  • Waco, TX
  • Overview: The Case Manager is responsible for the treatment and coordination of services to foster/adopt children and th...
  • 3/29/2024 12:00:00 AM

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Supervisory Psychiatrist (Inpatient and Residential Psychiatry Sections )
  • Department of Veterans Affairs
  • Waco, TX
  • Summary The Incumbent serves as a first line supervising authority for Psychiatry staff in several programs within the M...
  • 3/28/2024 12:00:00 AM

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staff - Registered Nurse (RN) - Hospice
  • PRN Healthcare
  • Waco, TX
  • Baylor Scott & White Health is seeking a Registered Nurse (RN) Hospice for a nursing job in Waco, Texas. Job Description...
  • 3/28/2024 12:00:00 AM

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Member Services Representative Weekend
  • Planet Fitness
  • Waco, TX
  • Grow with us! We're Excel Fitness, a Planet Fitness franchise group based out of Austin, TX with 130+ clubs and growing!...
  • 3/27/2024 12:00:00 AM

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Health, Safety and Environmental Specialist
  • IKO Industries, Ltd.
  • Hillsboro, TX
  • IKO Industries Ltd. is a market leader in the manufacturing of roofing and building materials. IKO is a Canadian owned a...
  • 3/27/2024 12:00:00 AM

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Human Resources Manager
  • Clayton
  • Waco, TX
  • Position Summary: Oversees all Team Member Experience (TMX) programs and processes in order to help the organization ach...
  • 3/25/2024 12:00:00 AM

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Sr. Director, Technology Risk & Analysis - Card Technology
  • Capital One
  • Waco, TX
  • Plano 3 (31063), United States of America, Plano, Texas Sr. Director, Technology Risk & Analysis - Card Technology The S...
  • 3/25/2024 12:00:00 AM

Waco (/ˈweɪkoʊ/ WAY-koh) is a city in central Texas and is the county seat of McLennan County, Texas, United States. It is situated along the Brazos River and I-35, halfway between Dallas and Austin. The city had a 2010 population of 124,805, making it the 22nd-most populous city in the state. The 2017 US Census population estimate is 136,436 The Waco Metropolitan Statistical Area consists of McLennan and Falls Counties, which had a 2010 population of 234,906. Falls County was added to the Waco MSA in 2013. The 2017 US Census population estimate for the Waco MSA is 268,696. Waco is located at ...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$103,458 to $148,441
Waco, Texas area prices
were up 1.2% from a year ago

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