Compliance Director (Banking) jobs in Wilmington, DE

Compliance Director (Banking) manages operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Implements oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Director (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Director (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Director (Banking) typically manages through subordinate managers and professionals in larger groups of moderate complexity. Provides input to strategic decisions that affect the functional area of responsibility. May give input into developing the budget. To be a Compliance Director (Banking) typically requires 3+ years of managerial experience. Capable of resolving escalated issues arising from operations and requiring coordination with other departments. (Copyright 2024 Salary.com)

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Director of Compliance
  • Biden for President
  • Wilmington, DE FULL_TIME
  • The Director of Compliance will be responsible for overseeing Biden for President’s fundraising compliance in accordance with Federal Election Commission (FEC) regulations. Candidates should have a positive attitude, an ability to work quickly under pressure, and an aptitude for handling sensitive information and materials with discretion. Attention to detail, time management skills, and strong writing skills are essential requirements for this position. The position will report to the Deputy Chief Operating Officer.

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    Key Responsibilities
    • Process and maintain NGP database of campaign contributions, in-kind donations, disbursements, and refunds
    • Work closely with the Compliance and Vetting teams at the DNC to ensure compliance with internal policies and joint fundraising parameters
    • Assist the FEC reporting team with data integrity and cleanup leading up to FEC reporting deadlines
    • Liaise with the Finance team to accurately process and record Major Donor contributions
    • Monitor donations from organizations such as PACs, partnerships, sole proprietorships, committees, and other entities in keeping with FEC regulations
    • Confirm permissibility of contributions from donors with foreign addresses, unregistered committees, and others
    • Manage compliance related correspondence including best efforts and safe harbor letters
    • Conduct independent research and provide succinct reports
    • Oversee additional projects at the discretion of the Deputy COO
    • Other duties as assigned


    Preferred Skills & Qualifications
    • 5 years of experience working with political or non-profit organizations required
    • Knowledge of campaign finance rules and FEC reporting regulations required
    • Experience with using the compliance database software, NGP, required
    • Excellent data management skills; Google Sheets experience, including proven ability to create functions and reports
    • Ability to organize and manage multiple priorities and deadlines in a detail-oriented manner
    • Strong written and verbal communications skills; excellent interpersonal skills with the ability to work effectively with employees at all levels
    • Ability to handle projects with the appropriate level of discretion and confidentiality
    • A team player that recognizes the importance of working collaboratively
    • Ability to work well under pressure with humor and grace


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    $90,000 - $110,000 a year
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    Biden for President requires all employees to be "up to date" on COVID-19 vaccination status as prescribed by the CDC as a condition of employment, unless otherwise prohibited by applicable law. If you seek a reasonable accommodation in relation to the campaign's COVID-19 policy, you should speak to the HR Department prior to reporting to an office location.


    Biden for President is committed to diversity among its staff, and recognizes that its continued success requires the highest commitment to obtaining and retaining a diverse staff that provides the best quality services to supporters and constituents. The campaign is an equal opportunity employer and it is our policy to recruit, hire, train, promote and administer any and all personnel actions without regard to sex, race, age, color, creed, national origin, religion, economic status, sexual orientation, veteran status, gender identity or expression, ethnic identity or disability, or any other legally protected basis. The campaign is committed to providing reasonable accommodations to individuals with disabilities in the hiring process and on the job, as required by applicable law. The campaign will not tolerate any unlawful discrimination and any such conduct is strictly prohibited.


    All information provided to Biden for President must be accurate and truthful. In the event that any information on your resume or related materials are found to be untruthful, the campaign reserves the right to disregard applications or take immediate disciplinary action, up to and including termination, and also reserves the right to take legal action for related damages.


    Accessibility Note: We invite all interested and qualified candidates to apply for employment opportunities. If you require any accommodation in the application process, you may request a reasonable accommodation.


    Biden for President believes in the importance of privacy for all individuals and is committed to handling personal data responsibly and securely. This means being thoughtful about the data you share with us, how we use it, and how we protect it.


    Due to FEC regulations, only U.S. citizens or U.S. green card holders are eligible to apply for this role.

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Director Compliance
  • Crozer Health
  • Chester, PA FULL_TIME
  • The Director, Compliance implements, maintains, and communicates an effective healthcare compliance and privacy program at Crozer Health. Provides ongoing support, coaching, education and participates...
  • 3 Days Ago

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Director of Research Compliance (hybrid)
  • NemoursCareerSite
  • Wilmington, DE FULL_TIME
  • Nemours is seeking a Director of Research Compliance to join our Nemours Children’s Health team in DE or FL. The Director of Research Compliance implements, directs, and leads the Nemours research com...
  • 18 Days Ago

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PACE Director of Quality, Compliance, & Education
  • Nationwide Healthcare Services
  • Milford, DE FULL_TIME
  • Job Summary: The PACE Director of Quality, Compliance, & Education develops, organizes and monitors a Quality Assurance and Performance Improvement Plan (QI) for PACE Your LIFE. The Director of Qualit...
  • 6 Days Ago

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Director/Senior Director, Compliance Monitoring, Risk & Investigations
  • Incyte Corporation
  • Wilmington, DE FULL_TIME
  • Incyte is a biopharmaceutical company focused on the discovery, development, and commercialization of novel medicines to meet serious unmet medical needs in oncology and inflammation and autoimmunity....
  • 1 Day Ago

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Director Aquatic Operations- Western Location
  • Director Aquatic Operations - Western Location
  • Newark, DE FULL_TIME
  • Our Promise: Ensure every child is on a pathway to success Improve individual & community wellness Build bridges to connect our community Demand equity for all Support family & economic stability Bene...
  • 1 Month Ago

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0 Compliance Director (Banking) jobs found in Wilmington, DE area

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Operational Risk Management Analyst
  • Wsfs Bank
  • Wilmington, DE
  • Job Description At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their finan...
  • 4/18/2024 12:00:00 AM

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Director of Enterprise Fraud Risk Management
  • Wsfs Bank
  • Wilmington, DE
  • Job Description At WSFS Bank, we empower our Associates to grow their careers, guide our customers to secure their finan...
  • 4/18/2024 12:00:00 AM

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Director Compliance - HYBRID
  • AmeriHealth Caritas
  • Philadelphia, PA
  • Job Brief This position is a HYBRID position located in our Airport Business Center - Philadelphia, PA. Your career star...
  • 4/17/2024 12:00:00 AM

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Examination Technician (12 Month Roster)
  • Department Of The Treasury
  • Newark, DE
  • Duties WHAT IS THE LARGE BUSINESS AND INTERNALTIONAL DIVISION? A description of the business units can be found at: http...
  • 4/17/2024 12:00:00 AM

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Lead, Investments Coordinator
  • Board of Pensions of the Presbyterian Church (U.S.A.)
  • Philadelphia, PA
  • The role: The Lead, Investments Coordinator, reports to the Director, Operations & Compliance, and Executive Vice Presid...
  • 4/16/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER (AMENDED)
  • Department Of The Treasury
  • Media, PA
  • Duties WHAT IS THE LARGE BUSINESS & INTERNATIONAL (LB&I) DIVISION? A description of the business units can be found at: ...
  • 4/16/2024 12:00:00 AM

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Product Stewardship and Regulatory Compliance Director
  • Axalta Coating Systems
  • Philadelphia, PA
  • Job Description: The Global Product Stewardship and Regulatory Compliance Director works closely with commercial and tec...
  • 4/15/2024 12:00:00 AM

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Director, Enterprise Risk Management
  • Sallie Mae
  • Newark, DE
  • When you join Sallie Mae, you become a champion for all students. We're on a mission to power confidence as students beg...
  • 4/14/2024 12:00:00 AM

According to the United States Census Bureau, the city has a total area of 17.0 square miles (44 km2). Of that, 10.9 square miles (28 km2) is land and 6.2 square miles (16 km2) is water. The total area is 36.25% water. The city sits at the confluence of the Christina River and the Delaware River, about 33 miles (53 km) southwest of Philadelphia. Wilmington Train Station, one of the southernmost stops on Philadelphia's SEPTA rail transportation system, is also served by Northeast Corridor Amtrak passenger trains. Wilmington is served by I-95 and I-495 within city limits. In addition, the twin-s...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Director (Banking) jobs
$119,236 to $171,065
Wilmington, Delaware area prices
were up 1.0% from a year ago

Compliance Director (Banking) in Lake Charles, LA
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
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Be first to read the latest tech news, Industry Leader's Insights, and CIO interviews of medium and large enterprises exclusively from Banking CIO Outlook.
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That turnover is largely a function of the way the role has evolved within the changing regulatory environment, said Cynthia Dow, a Russell Reynolds consultant who leads its legal, regulatory and compliance officers practice.
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