Compliance Investigator jobs in Arizona

Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2021

FINRA Series 24 Compliance Job - AZ
  • Householder Group Estate and Retirement Specialist LLC
  • Scottsdale, AZ
  • ... investigations. * Create and analyze departmental metrics to assist to boost overall efficiency and productivity. * Assist in overseeing all books & records requirements as described in SEC 17a-3 and ...
  • 3 days ago

AML Investigator I
  • MUFG
  • Tempe, AZ
  • We're seeking an AML Investigator who is responsible for performing independent reviews and analysis of possible suspicious activity to ensure compliance with the Bank Secrecy Act and the USA Patriot ...
  • 3 days ago

Compliance Analyst
  • TEKsystems
  • Tempe, AZ
  • This team is handling external fraud investigations for financial money laundering, cyber fraud ... File appropriate compliance reports with regulatory agencies. Conduct or direct the internal ...
  • 3 days ago

Supervisory Wage and Hour Investigator (ADD)
  • Wage and Hour Division
  • Phoenix, AZ
  • ... reviews investigations involving complex issues of laws, facts, violations and compliance in ... The ADD oversees the operation, enforcement, compliance, education and information programs ...
  • 3 days ago

Program Compliance Director
  • Chicanos Por La Causa, Inc
  • Phoenix, AZ
  • Monitors and responds to the compliance hotline activities and investigations. Discuss emerging compliance issues to ensure that management and employees are informed about compliance reporting ...
  • 4 days ago

Audit Manager - Compliance (100% remote work available)
  • USAA
  • El Mirage, AZ
  • We are currently seeking a talented Audit Manager - Compliance in San Antonio, TX, Plano, TX, ... Leads continuous monitoring and advisory activities, special reviews and investigations
  • 5 days ago

Investigative Support Specialist
  • Office of Inspector General
  • Phoenix, AZ
  • ... investigations, compliance inspections and other law enforcement activities. The position requires knowledge of laws, regulations, policies and procedures associated with federal law enforcement ...
  • 6 days ago

Compliance Monitoring & Testing Analyst II
  • Great Western Bank
  • Scottsdale, AZ
  • Responsible for executing risk-based compliance testing under the direction of the Compliance ... Strong investigative and problem solving skills and ability to provide workable recommendations and ...
  • 6 days ago

Arizona (/ˌærɪˈzoʊnə/ (listen); Navajo: Hoozdo Hahoodzo Navajo pronunciation: [xòːztò xɑ̀xòːtsò]; O'odham: Alĭ ṣonak Uto-Aztecan pronunciation: [ˡaɺi ˡʂonak]) is a state in the southwestern region of the United States. It is also part of the Western and the Mountain states. It is the sixth largest and the 14th most populous of the 50 states. Its capital and largest city is Phoenix. Arizona shares the Four Corners region with Utah, Colorado, and New Mexico; its other neighboring states are Nevada and California to the west and the Mexican states of Sonora and Baja California to the south and so...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigator jobs
$73,104 to $119,362

Compliance Investigator in Baton Rouge, LA
Prepares and maintains detailed confidential reports and summaries of investigations/inspections.
April 01, 2021
Checking for required test score - We are making sure you have an active, passing score for the required written test.
March 05, 2021
Reviews and gathers evidence by taking oral, written, or tape-recorded statements from witnesses.
February 25, 2021