Compliance Investigator jobs in California

Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2021

Surveillance Investigator
  • APEX
  • San Jose, CA
  • All surveillance vehicles must have approved window tinting that is in compliance with state law. The vehicles must be safe and in a good working condition. It is the Investigator's responsibility to ...
  • 11 hours ago

Area Human Resource Generalist
  • CRH
  • Stockton, CA
  • Manage corrective action process as well as compliance investigations. * Impacts projects, processes and procedures in own field. The role operates with some autonomy but is focused on execution of ...
  • yesterday

AML Investigator
  • LPL Financial
  • San Diego, CA
  • ... Investigator - AML Investigations (Financial Intelligence Unit), reporting to the AML ... Firm's compliance with the Bank Secrecy Act (BSA), the USA PATRIOT Act, and other guidance as ...
  • 2 days ago

Financial Crimes Investigator
  • SF Fire Credit Union
  • Concord, CA
  • Case investigation will also include coordination with other investigators, victims, and law ... Also includes account and report reviews to ensure compliance with all applicable state and federal ...
  • 2 days ago

Investigation Specialist Liability Non-Injury Telephone Claims Representative Trainee, I, II, Sr
  • National General Insurance
  • Ontario, CA
  • Evaluate settlement alternatives by reviewing regulatory compliance and fair claims practices; make ... Receive claim assignments and verify/investigate coverage and document all appropriate information ...
  • 2 days ago

Asset Protection Investigator
  • Rite Aid
  • Long Beach, CA
  • Observe, investigate, and attempt to deter criminal acts in assigned store location(s). Case build ... Big 10 Binder Compliance, Product Protection, Replenishment, Backroom Disciplines and monitoring DC ...
  • 5 days ago

Executive Assistant - Investigation /Compliance - Aliso Viejo
  • Randi Carlson
  • Aliso Viejo, CA
  • Compliance Director * Pharma experience desired or experienced in quality, compliance, legal or Investigation. * College degree with BS/BA is required. * Create/maintain I drive (soon to be ...
  • 5 days ago

Employment Counsel
  • Wish
  • San Francisco, CA
  • Advise our HRBPs on workplace investigations and employee relations concerns * Drive global employment law compliance through creation and maintenance of procedures, policies, and templates
  • 6 days ago

California is a state in the Pacific Region of the United States. With 39.6 million residents, California is the most populous U.S. state and the third-largest by area. The state capital is Sacramento. The Greater Los Angeles Area and the San Francisco Bay Area are the nation's second and fifth most populous urban regions, with 18.7 million and 9.7 million residents respectively. Los Angeles is California's most populous city, and the country's second most populous, after New York City. California also has the nation's most populous county, Los Angeles County, and its largest county by area, S...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Investigator jobs
$82,472 to $134,646

Compliance Investigator in Baton Rouge, LA
Prepares and maintains detailed confidential reports and summaries of investigations/inspections.
April 01, 2021
Checking for required test score - We are making sure you have an active, passing score for the required written test.
March 05, 2021
Reviews and gathers evidence by taking oral, written, or tape-recorded statements from witnesses.
February 25, 2021