Compliance Investigator jobs in New York

Compliance Investigator conducts investigations of alleged violations of the corporation's ethical standards or non-compliance with applicable laws, regulations and corporate policy. Ensures that investigations follow the approved process, are lawfully and objectively conducted, are thorough in gathering all material facts and present an accurate accounting of the issues. Being a Compliance Investigator presents clear, concise, and factual reports that enable fair and relevant decisions to be made. Recommends proactive measures that will reduce the risk of similar future incidents. Additionally, Compliance Investigator typically requires a bachelor's degree. Typically reports to a manager or head of a unit/department. May require a Certified Fraud Examiner (CFE) certification. The Compliance Investigator contributes to moderately complex aspects of a project. Work is generally independent and collaborative in nature. To be a Compliance Investigator typically requires 4 to 7 years of related experience. (Copyright 2021

  • Saks Fifth Avenue
  • New York, NY
  • Training of AP personnel regarding Investigative Systems and ensuring continued compliance and usage of the systems * Generating reports and statistics and analyzing data to implement investigative ...
  • 1 hour ago

Detective Investigator
  • New York State Office of the Attorney General
  • White Plains, NY
  • Detective Investigator: Organized Crime Task Force (OCTF) - White Plains The Office of the Attorney General (OAG) is seeking qualified candidates for Detective Investigator positions located in ...
  • 2 hours ago

Compliance AML Execution Officer
  • Citi
  • Palisades, NY
  • The Compliance Officer is responsible for performing AML Investigations of account activity ... Investigations are generated from sources, which include: 1. Cases generated via Case Management ...
  • yesterday

Managing Director Compliance
  • JCW
  • New York, NY
  • This is a fantastic opportunity to develop the Compliance function of a leading independent broker ... Manage regulatory examinations and investigations conducted by FINRA, SEC and state regulators
  • 2 days ago

Professional Liability Investigator
  • Healthcare Risk Advisors
  • New York, NY
  • This position is the primary investigator of occurrences at the institutions insured through HRA's Insurance Program. In addition, this position also participates in committee meetings, risk ...
  • 3 days ago

global financial crimes investigations-Compl AML Intel Sr Analyst
  • Citi
  • Ozone Park, NY
  • Prepare written investigative reports and Suspicious Activity Reports (SARs) where appropriate ... compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical ...
  • 4 days ago

Gaming Operations Inspector
  • NYS Gaming Commission
  • Monticello, NY
  • ... involving investigations and the preparation of information and evidence useable in civil ... Monitor and observe table game dealing procedures, payoffs, and activities to ensure compliance ...
  • 4 days ago

Assistant Vice President- Sanctions Risk Analyst / Investigator
  • BNP Paribas
  • New York, NY
  • In this context, Group Compliance has installed a permanent, robust US-based Sanctions compliance ... Investigator: Aligned with the GFS-US Risk Oversight team's overall objective, the position ...
  • 6 days ago

New York is a state in the Northeastern United States. New York was one of the original thirteen colonies that formed the United States. New York covers 54,555 square miles (141,300 km2) and ranks as the 27th largest state by size.[3] The highest elevation in New York is Mount Marcy in the Adirondacks, at 5,344 feet (1,629 meters) above sea level; while the state's lowest point is at sea level, on the Atlantic Ocean. In contrast with New York City's urban landscape, the vast majority of the state's geographic area is dominated by meadows, forests, rivers, farms, mountains, and lakes. Most of...
Source: Wikipedia (as of 04/17/2019). Read more from Wikipedia
Income Estimation for Compliance Investigator jobs
$79,340 to $129,543

Compliance Investigator in Baton Rouge, LA
Prepares and maintains detailed confidential reports and summaries of investigations/inspections.
April 01, 2021
Checking for required test score - We are making sure you have an active, passing score for the required written test.
March 05, 2021
Reviews and gathers evidence by taking oral, written, or tape-recorded statements from witnesses.
February 25, 2021