Compliance Manager (Banking) jobs in Appleton, WI

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Compliance Manager
  • Volker Legacy Holdings Inc.
  • Fond du Lac, WI FULL_TIME
  • COMPANY BACKGROUND:

    Völker and our affiliated companies are expanding rapidly to support an unwavering commitment to making housing affordable nationwide. Our core focus is clear: bring high-quality, affordable housing to better places and better people. As a developer that is an owner-operator of its properties, we pride ourselves in providing the right solutions to Communities we serve and fostering long-term relationships with our partners.

    POSITION SUMMARY:

    The Compliance Manager is an integral member of the property operations team reporting to the Vice President of Property Management. The overall objective of this position is to ensure all compliance documentation for the portfolio properties is completed timely and accurately. They will need to exhibit a strong organizational and communication skills as they will be responsible for coordinating the completion of reports and responding to inquiries from state agencies, investors, partners, and other parties that monitor affordable and fair housing programs. Success in this position will ultimately be determined by maintain compliance requirements; however, this role will also help to establishing processes and procedures to improve reporting capabilities, participate in our onboarding and continuing education processes and promote open lines of communication with site staff, development professionals and leadership teams. While this role’s primary duties will relate to the portfolio properties that we manage, there will also be a level of interaction and involvement with the external agents responsible for managing other portfolio properties.

    ESSENTIAL JOB DUTIES AND RESPONSIBILITIES:

    Stay Updated on Compliance Requirements:

    • Continuously maintain a comprehensive understanding of compliance requirements for various affordable housing programs, that would include tax credits, HOME, CDBG, HUD Section 8, Rural Development, and other pertinent local, state, and federal housing programs.
    • Research, interpret and communicate ongoing program changes, regulatory updates, and other relevant developments.

    Tenant Selection and Fair Housing:

    • Assist in drafting Tenant Selection Plans for new developments being managed.
    • Conduct annual reviews of current Tenant Selection Plans to identify necessary updates.
    • Draft initial Affirmative Fair Housing Marketing Plans (AFHMPs) for new developments.
    • Develop and maintain a review process for current AFHMPs.

    Income and Rent Limit Management:

    • Coordinate with the Regional property managers to oversee the rollout of annual income/rent limit changes.
    • Manage the annual utility allowance analysis for properties utilizing an average UA.

    Section 8 Contract Management:

    • Oversee and manage the monthly Housing Assistance Payment (HAP) submission for properties with Section 8 contracts.

    Personnel Management and Training:

    • Coordinate compliance training for site and compliance personnel.
    • Plan and monitor continuing education programs and requirements for management personnel.

    Internal and External Audits:

    • Coordinate with the Vice President of Property Management to conduct quarterly internal file audits.
    • Oversee timely submission of reports to investors, owners, state, and federal monitoring agencies.
    • Approve written responses to questions about these reports.
    • Coordinate file audits by state and federal agencies, investors, owners, and their agents.
    • Respond to any other audits and inquiries as necessary.

    Reporting and Research:

    • Agency, Owner and Investor annual reporting.
    • Conduct necessary research to prepare responses to investor and agency inquiries.

    Communication and Relationship Building:

    • Develop and maintain open lines of communication with accounting, development, and property management personnel.
    • Ensure prompt, effective, and efficient responses.
    • Promote and maintain positive working relationships within corporate and regional teams, owners and/or agencies, and with current and potential residents.

    MINIMUM SKILLS AND ABILITIES:

    Computer Skills: Proficiency with Microsoft applications (Teams, OneDrive, OneNote, Outlook, Word, Excel, PowerPoint, etc.), Yardi suite, Adobe, and general comfort with web-based platforms preferred.

    Other Skills: Professionalism, high ethical standards and professional integrity, outstanding organizational skills, strong attention to detail, strong interpersonal skills, ability to multi-task and meet deadlines under pressure, and the desire and ability to work in a fast-paced, team-oriented environment is required.

    Travel: 0-25%, a valid driver’s license and proof of insurance is required

    Accommodations: Reasonable accommodation may be made to enable qualified individuals with disabilities to perform the essential functions.

    PREFERRED QUALIFICATIONS:

    Experience : At least 2-5 years of relevant work experience within a compliance function for a LIHTC property management or development organization.

    Designations: HCCP, COS and/or Real Estate Licenses are a bonus, but not required.

  • 2 Days Ago

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VP Compliance Manager
  • Prevail Bank
  • Stevens, WI FULL_TIME
  • Benefits: 401(k) Flexible schedule Health insurance Vision insurance Position Summary: The VP - Compliance Manager is responsible for developing, implementing and monitoring the compliance management ...
  • 18 Days Ago

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VP Compliance Manager
  • Prevail Bank
  • Wausau, WI FULL_TIME
  • Benefits: 401(k) Flexible schedule Health insurance Vision insurance Position Summary: The VP - Compliance Manager is responsible for developing, implementing and monitoring the compliance management ...
  • 18 Days Ago

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VP Compliance Manager
  • Prevail Bank
  • Wisconsin Rapids, WI FULL_TIME
  • Benefits: 401(k) Flexible schedule Health insurance Vision insurance Position Summary: The VP - Compliance Manager is responsible for developing, implementing and monitoring the compliance management ...
  • 18 Days Ago

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Manager, Compliance and SIU-Remote
  • Navitus Health Solutions LLC
  • Appleton, WI FULL_TIME
  • Putting People First in Pharmacy- Navitus was founded as an alternative to traditional pharmacy benefit manager (PBM) models. We are committed to removing cost from the drug supply chain to make medic...
  • 27 Days Ago

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Quality Systems and Regulatory Compliance Manager
  • Impact Solutions Inc
  • Wausau, WI FULL_TIME
  • The Quality Systems Manager and Compliance Manager is incorporated into the foundations of everything we do and through the life cycle of the products we create. This individual manages the design, cr...
  • 22 Days Ago

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0 Compliance Manager (Banking) jobs found in Appleton, WI area

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Fuel Compliance Officer - 12 Month Roster
  • Department Of The Treasury
  • Appleton, WI
  • Duties WHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION DIVISION? A description of the business units can be found at: h...
  • 4/19/2024 12:00:00 AM

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Principal Regulatory Affairs Specialist
  • Philips
  • Reedsville, WI
  • Job Title Principal Regulatory Affairs Specialist Job Description Principal Regulatory Affairs Specialist (U.S. Hub base...
  • 4/19/2024 12:00:00 AM

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HSE Specialist
  • Ahlstrom
  • Kaukauna, WI
  • You have a choice of where you want to work! We invite you along on our journey to Purify and Protect, with Every Fiber,...
  • 4/17/2024 12:00:00 AM

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Quality and Compliance Manager
  • Hiring Now!
  • Green Bay, WI
  • Our client is currently seeking a Quality Manager for a Beverage Manufacturing Facility in Wisconsin.Relocation Assistan...
  • 4/17/2024 12:00:00 AM

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Export Compliance Manager
  • Hiring Now!
  • Green Bay, WI
  • As the Export Compliance Manager, you will be responsible for managing export compliance and function as a professional ...
  • 4/17/2024 12:00:00 AM

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Personal Banker - Roving Northern WI
  • WELLS FARGO BANK
  • Green Bay, WI
  • Why Wells Fargo: Are you ready for the next step in your career? This is where it begins - at a company known for our "W...
  • 4/17/2024 12:00:00 AM

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SAFETY MANAGER
  • Hiring Now!
  • Green Bay, WI
  • Safety Manager Responsibilities:Ensure compliance to safety regulatory requirements as they relate to Permitting, Progra...
  • 4/17/2024 12:00:00 AM

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Compliance Manager
  • Volker Legacy Holdings Inc.
  • Fond du Lac, WI
  • Job Description Job Description COMPANY BACKGROUND: Völker and our affiliated companies are expanding rapidly to support...
  • 4/16/2024 12:00:00 AM

Appleton is a city in Outagamie (mostly), Calumet, and Winnebago counties in the U.S. state of Wisconsin. One of the Fox Cities, it is situated on the Fox River, 30 miles (48 km) southwest of Green Bay and 100 miles (160 km) north of Milwaukee. Appleton is the county seat of Outagamie County. The population was 72,623 at the 2010 census. Of this, 60,045 were in Outagamie County, 11,088 in Calumet County, and 1,490 in Winnebago County. Appleton is the principal city of the Appleton, Wisconsin Metropolitan Statistical Area, which is included in the Appleton-Oshkosh-Neenah, Wisconsin Combined Sta...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$74,442 to $114,376
Appleton, Wisconsin area prices
were up 1.3% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020