Compliance Manager (Banking) jobs in California

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Banking & Settlement Compliance Manager
  • County of San Bernardino
  • San Bernardino, CA FULL_TIME
  • Join Our Team And Receive A Recruitment Bonus!
    $1000 upon hire and $1000 upon completion of 2080 service hours. 
    3% Annual Across the Board Salary Increases on February 2025**
    Bi-annual step increases of 2.5% up to Step 16*** 


    The Auditor-Controller/Treasurer/Tax Collector's (ATC) office is recruiting for a Banking and Settlement Compliance Manager to oversee the Treasurer’s division of ATC and manage the daily banking and securities settlement operations of the Treasurer's Division of the Auditor-Controller/Treasurer-Tax Collector's Office and assists in administering the County investment program. Ensures the accuracy of daily cash flow from County, State, other entities, and the investment portfolio using various internal and external sources.

    For more detailed information, refer to the Banking & Settlement Compliance Manager job description.

    **Depends upon selected benefit options 
    ***Salary increases contingent upon assessed values for prior fiscal year.

    As an alternative to the traditional benefits package, you may also be eligible to elect the Modified Benefit Option (MBO) that provides an increased base rate of pay (4% above the base rate of pay) with modified benefits. For more detailed information on the MBO for Exempt Group, refer to the MBO - Exempt (Non-Elected) BbOU - Benefits Summary Guide.

    CONDITIONS OF EMPLOYMENT
     
    1) Applicant must successfully pass a background check prior to appointment. 
    2) Travel throughout the County may be required. A valid California Class C driver license is required at time of appointment; employees in this class may be required to use personal vehicles and show proof of automobile liability insurance. Mileage reimbursement is available.

    Sponsorship: San Bernardino County is not able to consider candidates who will require visa sponsorship at the time of application or in the future.
    REQUIRED:
     
    EXPERIENCE OPTION 1
     
    Must possess four (4) years of (full-time equivalent) experience within a banking environment that includes: payment processing, accounting, audit or securities settlement operations AND two (2) years of full-scope supervisory experience. Supervisory experience may be concurrent.
    EXPERIENCE OPTION 2
    Must possess six (6) years of (full-time equivalent) experience within a banking environment that includes: payment processing, accounting, audit or securities settlement operations AND two (2) years of lead experience.

    EXPERIENCE OPTION 3
    Must possess a competed bachelor’s degree in public/business administration, accounting, finance or other relevant field of study AND two (2) years of experience (as indicated above) AND two (2) years of full-scope supervisory experience. Supervisory experience may be concurrent.
     
    IMPORTANT NOTES:
    All work experience and education information must be clearly detailed and demonstrated on the application AND supplemental questionnaire to ensure qualifications are properly considered (resumes are not reviewed). All information must be current and up to date.

    EDUCATION (OPTION 3)
    Qualifying degrees or coursework must be completed at a college or university accredited by any accrediting association recognized by the United States Department of Education. Degrees or coursework completed outside the U.S. must be accompanied with an evaluation report from a reputable credential evaluation service showing equivalency to degrees or coursework completed at a college or university accredited by any accrediting association recognized by the United States Department of Education. (Must be attached if applicable.) Click here for more information on evaluation services.   
    The ideal candidate will have knowledge and demonstrated experience in the following:
    • Cash flow forecasting.
    • Cash management development and training.
    • Bank monitoring.
    • Strong leadership including staff training and development. 
    • Time management and decision-making.
    • Establish and maintain effective working relationships at all organizational levels, as well as with other agencies and the public.


    Examination Procedure:
    There will be a competitive evaluation of qualifications based on a review of the Application and Supplemental Questionnaire; therefore, it is to your advantage to provide as much relevant and detailed work experience as possible, as resumes will not be reviewed in lieu of the application materials.

    Application Procedure
    Complete and submit the online employment application and supplemental questionnaire as soon as possible as this recruitment may close at any time.  
     
    To ensure timely and successful submission of your online application, please allow ample time to complete and submit your application before the posted filing deadline. Applicants will be automatically logged-out if they have not submitted the application and all required materials prior to the posted deadline. Once your application has been successfully submitted, you will receive an onscreen confirmation and an email. We recommend that you save and/or print these for your records. Please note, if you do not receive an onscreen confirmation and an email acknowledging our receipt of your application, we have not received your application.
      
    If you require technical assistance, please click HERE to review the Government Jobs online application guide or contact their Toll-Free Applicant Support line at (855) 524-5627. Please note that Human Resources is not responsible for any issues or delays caused by the internet connection, computer or browser used to submit the application.

    EEO/ADA: San Bernardino County is an Equal Employment Opportunity (EEO) and Americans with Disabilities Act (ADA) compliant employer, committed to providing equal employment opportunity to all employees and applicants.  
    ADA Accommodation: 
    If you have a disability and require accommodations in the testing process, submit the Special Testing Accommodations Request Form within one week of a recruitment filing deadline.
    Veterans’ Preference: 
    Eligible veterans and their spouse or widow(er) who are not current County employees may be awarded additional Veterans’ Preference points. Click here for information and instructions to request Veteran's Preference points.

    For important information on employment processes and submitting job applications, see links below:
    Guide to Completing a County Job Application
    Applicant Information and the County Employment Process
  • 3 Days Ago

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Risk Program Credit Card Oversight Manager (Remote)
  • Sumitomo Mitsui Banking Corporation
  • UNKNOWN, CA FULL_TIME
  • Join us on our mission to create a completely new, 100% digital bank that truly serves customers' best interests. We are a close-knit and fun-loving team of seasoned financial services professionals w...
  • 3 Days Ago

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Construction Safety Manager
  • Compliance Systems Management
  • San Ramon, CA FULL_TIME
  • Job Title: Construction Safety ManagerLocation: San Diego, CACompensation: $120k - $150k depending on qualifications. Benefits package as well. Our client is seeking a highly qualified Construction Sa...
  • 21 Days Ago

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Project Safety Manager
  • Compliance Systems Management
  • Los Angeles, CA FULL_TIME
  • Job Title: Project Safety Manager (CHST) for LA Metro Tunnel ProjectCompensation: $60-70/hr (negotiable)Duration: 1 year ASAP start(Must be willing to work nights if needed)Overview:We are seeking an ...
  • 22 Days Ago

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Site Safety Manager
  • Compliance Systems Management
  • San Ramon, CA FULL_TIME
  • Job Title: Site Safety Manager (Various Projects in Bay Area)Compensation: $50-65/hr (negotiable)Overview:We are seeking an experienced and qualified Site Safety Manager to oversee safety operations o...
  • 24 Days Ago

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Construction Safety Manager
  • Compliance Systems Management
  • San Diego, CA FULL_TIME
  • Job Title: Construction Safety ManagerLocation: San Diego, CACompensation: $140k salary package including benefits, car and gas allowanceOur client is seeking a highly qualified Construction Safety Ma...
  • 24 Days Ago

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Manager, Regulatory Compliance
  • Frontier Airlines, Inc.
  • Denver, CO
  • What Will You Be Doing? The Regulatory Compliance Manager is responsible for written communication between Frontier Airl...
  • 3/29/2024 12:00:00 AM

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Compliance Manager
  • Fremont Bank
  • Livermore, CA
  • Title: Compliance Manager Job Location: Livermore, CA Hiring salary range: $124,196.60 - $158,322.61 annual Fremont Bank...
  • 3/29/2024 12:00:00 AM

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Compliance Manager
  • Renewable Energy Systems
  • Denver, CO
  • Description We are committed to building a workplace where everyone feels heard and respected, and extending our culture...
  • 3/28/2024 12:00:00 AM

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IT Compliance Manager
  • Kharon
  • Los Angeles, CA
  • TL;DR Kharon is seeking a full-time, GRC Program Manager. Responsibilities: Lead and manage Kharon's InfoSec GRC program...
  • 3/28/2024 12:00:00 AM

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Compliance Manager
  • Apartment Management Consultants, LLC
  • West Palm Beach, FL
  • We are currently seeking a Compliance Manager! The Compliance Manager is responsible for ensuring compliance in Low-Inco...
  • 3/25/2024 12:00:00 AM

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Compliance Manager
  • City of Santa Clara, CA
  • Santa Clara, CA
  • Salary : $140,528.04 - $181,849.68 Annually Location : Santa Clara, CA Job Type: Full-Time Job Number: 90-23-181 Departm...
  • 3/25/2024 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Mc Lean, VA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

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Compliance Management Officer
  • NTT DATA
  • Req ID: 261638 NTT DATA Services strives to hire exceptional, innovative and passionate individuals who want to grow wit...
  • 11/27/2023 12:00:00 AM

California is a state in the Pacific Region of the United States. With 39.6 million residents, California is the most populous U.S. state and the third-largest by area. The state capital is Sacramento. The Greater Los Angeles Area and the San Francisco Bay Area are the nation's second and fifth most populous urban regions, with 18.7 million and 9.7 million residents respectively. Los Angeles is California's most populous city, and the country's second most populous, after New York City. California also has the nation's most populous county, Los Angeles County, and its largest county by area, S...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$84,645 to $130,071

Compliance Manager (Banking) in Springfield, OH
Finally, another benefit of obtaining a compliance officer certification is that regulatory compliance certifications can be utilized for career advancement.  Certifications are often a requirement for certain job postings, help to bring in a higher salary, and put a candidate above the competition.
January 09, 2020
Compliance Manager (Banking) in Chicago, IL
The compliance team may also design and implement solutions to address any identified risks, develop compliance programs for new regulations, and oversee employee training programs.
February 16, 2020
Compliance Manager (Banking) in Louisville, KY
Perhaps the most attractive part of working with the Genesis document imaging system is that it has been specially designed in modules, helping banks to prepare bank audit reports and compliance documents.
December 21, 2019