Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Job Title: Compliance Coordinator
Reporting Structure: Athletic Director or designee
Division: Intercollegiate Athletics
Job Summary:
This position is a staff member of the Compliance office and helps the entire department in the areas of NCAA, SWAC and University rules interpretations, current and prospective student-athlete eligibility. Responsible for contributing to the areas of Name, Image and Likeness (NIL), National Letter of Intent (NLI), monitoring of student athlete social media, student athlete housing assignments and issues, and monitoring student athlete financial aid to help ensure adequate institutional control and informs athletic department leaders to take appropriate corrective measures to mitigate risk to the department and University’s eligibility status.
Duties/Responsibilities:
OTHER DUTIES
Represent the compliance and athletics department on various institutional and conference committees and meetings. and other duties as assigned.
Education and Experience:
Preferred Skills, Experience and Education:
Master’s degree. Three or more years of working in an NCAA intercollegiate environment. Knowledge of Division I athletic programs. Possess effective communication skills, both orally and in writing, to various constituents. Possess high level of computer skills, including, but limited to: Microsoft Word, Excel, Google Suite and PowerPoint and Jenzabar. Possess commitment to high ethical standards. Possess strong organizational, interpersonal, and leadership skills with the ability to take initiative, complete time-sensitive matters, and multi-task under minimal supervision.
The University does not discriminate on the basis of race, color, national and ethnic origin, sex, retaliation, marital status, religion or disability, or any other applicable local, state or federal regulation. Inquiries regarding provisions for persons with disabilities, equal employment opportunity and Title IX matters should be directed to the Office of Human Resources at 386-481-2049.
The university reserves the right to modify job descriptions at any time in its' attempts to improve the operations of the university
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