Compliance Manager (Banking) jobs in Fort Smith, AR

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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COMPLIANCE SPECIALIST
  • AREA AGENCY ON AGING OF WESTERN ARKANSAS, INC.
  • Fort Smith, AR FULL_TIME
  • Description

    Responsible for ensuring regulatory compliance within all departments, including training employees on industry standards, developing compliance regulations and policies, and evaluating compliance. 

    • Responsible for keeping Agency's various licensures up to date and valid. 
    • Research and stay up to date on industry compliance regulations and policies, as well as federal and state laws applicable to the Agency. 
    • Evaluate internal operational and procedural compliance. 
    • Analyze and update existing compliance policies and related documentation.
    • Communicate compliance policies and guidelines to Management and designated departments, providing training as needed.
    • Develop and execute new compliance policies and procedures as required.
    • Develop and maintain compliance certification recordkeeping system.
    • Track weekly progress of strategic goals for organization and individual departments. 
    • Perform and assist departments in various audits. 
    • Create compliance resource library for staff members to reference when they have questions.
    • Other duties as assigned. 

     Area Agency on Aging of Western Arkansas, Inc. provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. 

    Requirements

    • Bachelor’s degree in business administration, law, or finance preferred or equivalent combination of education and experience.
    • Demonstrable experience in compliance and risk management. 
    • Excellent verbal and written communication skills.
    • Excellent organizational skills.
    • Proficient computer skills including experience with MS Excel and Word.
    • Ability to work closely and effectively with all employees and management staff. 


  • 19 Days Ago

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Compliance Officer
  • District 16 Specialty Court
  • Poteau, OK FULL_TIME
  • Compliance OfficerDistrict 16 Specialty Court – Poteau, OK 74953Apply Now Job Overview: District 16 Specialty Court is seeking a highly skilled and detail-oriented Compliance Officer to join our team....
  • 13 Days Ago

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Director of Compliance and Quality Assurance
  • Comprehensive Juvenile Services, Inc.
  • Fort Smith, AR FULL_TIME
  • Job Responsibilities:1. To uphold and comply with the Mission Statement in the Job Description.2. To assist the Executive Director in carrying out the fiscal and programmatic policies of the agency.3....
  • Just Posted

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Compliance and Housing Processor
  • Restore Hope, Inc.
  • Fort Smith, AR FULL_TIME
  • Compliance and Housing Program Processor Job Description In 2015, Governor Asa Hutchinson asked Restore Hope Arkansas to bridge the recognized gap between government services and communities strugglin...
  • Just Posted

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Student Compliance Coordinator
  • Arkansas Colleges of Health Education (ACHE)
  • Fort Smith, AR FULL_TIME
  • Student Compliance Coordinator The Student Compliance Coordinator will focus on ensuring compliance of off-cycle clinical students with their altered academic plans as well providing regular updates t...
  • 1 Day Ago

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EHS Compliance Specialist
  • OK Foods
  • Fort Smith, AR FULL_TIME
  • Bachoco OK Foods is seeking an EHS Compliance Specialist for our Fort Smith, AR plant operations.Summary: The Compliance Specialist is responsible for providing management, oversight, and direction of...
  • 10 Days Ago

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0 Compliance Manager (Banking) jobs found in Fort Smith, AR area

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Construction Project Engineer Recent Graduates Welcome
  • JLM Strategic Talent Partners
  • Fort Smith, AR
  • WHO IS JLM STRATEGIC TALENT PARTNERS & WHAT IS OUR ROLE We partner with National & International prime contractors to pr...
  • 4/25/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Fort Smith, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Greenwood, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Stilwell, OK
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Assistant Branch Manager & Management Hire
  • Under Armour
  • Prairie Grove, AR
  • Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
  • 4/24/2024 12:00:00 AM

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Fuel Compliance Officer - 12 Month Register
  • Department Of The Treasury
  • Fort Smith, AR
  • DutiesWHAT IS THE SMALL BUSINESS SELF EMPLOYEDDIVISION?A description of the business units can be found at: https://www....
  • 4/23/2024 12:00:00 AM

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Internal Revenue Agent (Senior Revenue Agent (Examiner) -12 MONTH ROSTER
  • Department Of The Treasury
  • Fort Smith, AR
  • Duties WHAT IS THE SBSE - SMALL BUSINESS SELF EMPLOYED DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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Construction Superintendent
  • Doyon Government Group
  • Fort Smith, MT
  • Job Description Job Description Doyon Technical Services (DTS) is a wholly owned subsidiary of Doyon Government Group (D...
  • 4/22/2024 12:00:00 AM

Fort Smith is the second-largest city in Arkansas and one of the two county seats of Sebastian County. As of the 2010 Census, the population was 86,209. With an estimated population of 88,037 in 2017, it is the principal city of the Fort Smith, Arkansas-Oklahoma Metropolitan Statistical Area, a region of 298,592 residents that encompasses the Arkansas counties of Crawford, Franklin, and Sebastian, and the Oklahoma counties of Le Flore and Sequoyah. Fort Smith has a sister city relationship with Cisterna, Italy, site of the World War II Battle of Cisterna, fought by United States Army Rangers c...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$67,067 to $103,044
Fort Smith, Arkansas area prices
were up 1.2% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020