Compliance Manager (Banking) jobs in Juneau, AK

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Personal Banker, Retail Banking
  • Wells Fargo
  • Craig, AK FULL_TIME

  • Why Wells Fargo:

    This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health.

    We ranked #2 on the 2023 LinkedIn Top Companies list - and #1 among financial services companies - as the best workplace "to grow your career" in the U.We're especially proud of our tangible, meaningful commitment to diversity, equity, and inclusion in the workplace.

    When it comes to employees' financial health, we offer competitive salaries and generous benefits package.

    Wells Fargo is seeking an Associate Personal Banker (SAFE) for our National Branch Network as part of the Consumer, Small & Business Banking division.

    Participate in delivery of exceptional customer experience by building relationships through proactive outreach as well as proposing appropriate products, services, and digital solutions to help customers succeed financially
    Assist customers with basic requests related to opening new accounts, completing service requests, and submitting credit applications
    Receive direction from managers and exercise judgement within defined policies and procedures
    Develop understanding of bank products and services to connect to customers' needs
    Provide appropriate options for bank products and services to customer
    Refer customers' financial needs to other bankers and partners as needed

    This SAFE position has customer contact and job duties which may include the offering/negotiating of terms and/or taking an application for a dwelling secured transaction.

    Mortgage Licensing Act of 2008 and all related regulations.

    6 months of interacting with customers experience, or equivalent demonstrated through one or a combination of the following:
    work experience, training, military experience, education

    Experience proactively engaging with customers through outreach via phone or email
    Ability to educate and connect customer to technology and share the value of mobile banking options
    Ability to help customers succeed financially by offering introductions to additional team members as appropriate
    Ability to follow policies, procedures, and regulations
    Ability to identify potential fraud/risky accounts and take appropriate action to prevent loss
    Relevant military experience including working in personnel benefits management, processing military personnel orders or transitions, wartime readiness operations, human resources or military recruiting
    Proficient with proactively sourcing, acquiring, building, and maintaining relationships with customers and colleagues
    Support customers and employees in resolving or escalating concerns or complaints
    Ability to work weekends and holidays as needed or scheduled
    Maintains cash drawer, cash handling and balancing and spends time completing service-related tasks as needed
    Wells Fargo will initiate the SAFE registration process immediately after your employment start date.

    The Nationwide Mortgage Licensing System (NMLS) website () provides the MU4R questions and registration required for employment in this position.

    Individuals in Loan Originator (LO) positions must meet the Consumer Financial Protection Bureau qualification requirements and comply with related Wells Fargo policies.

    The LO qualification requirements include meeting applicable financial responsibility, character, general financial fitness and criminal background standards.

    A current credit report will be used to assess your financial responsibility and credit fitness, however, a credit score is not included as part of the evaluation.

    Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary
    We Value Diversity

    At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

    Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company.

    They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions.

    There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

    Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

    Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities.

    Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.
    Applicants with Disabilities
    To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .
    Drug and Alcohol Policy
    Please see our Drug and Alcohol Policy to learn more.
  • 25 Days Ago

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Part-Time Community Banking Teller
  • Wells Fargo
  • Skagway, AK PART_TIME
  • Why Wells Fargo: This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health. We ranked #2 ...
  • 25 Days Ago

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Teller Banking House Part Time
  • Wells Fargo
  • Skagway, AK PART_TIME
  • Why Wells Fargo: This is where it begins - at a company known for our "Well Life" approach to supporting employees' career aspirations, work-life balance, and mental and physical health. We ranked #2 ...
  • 26 Days Ago

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Compliance & Procurement Officer
  • Yakutat Tlingit Tribe
  • Yakutat, AK FULL_TIME
  • POSITION DESCRIPTION POSITION: Compliance & Procurement Officer LOCATION: Yakutat Tlingit Tribe Main Office REPORTS TO: Chief Executive Officer EMPLOYMENT CLASSIFICATION: Full-time, Permanent WAGE RAG...
  • 16 Days Ago

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Manager radiology
  • Workforce solutions - Virens Global Inc
  • Sitka, AK FULL_TIME
  • Job Description Job Description An acute, specialty, primary- and behavioral-health provider committed to delivering comprehensive medical services to anyone living, working, or visiting Southeast Ala...
  • 18 Days Ago

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Project Manager
  • US Forest Service
  • Thorne Bay, AK FULL_TIME
  • Duties This Sustainability Strategy Project Manager will coordinate and direct resources on the Tongass National Forest to implement an integrated forest management program. This work will align and s...
  • 19 Days Ago

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0 Compliance Manager (Banking) jobs found in Juneau, AK area

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Structural Engineer
  • Planate Management Group
  • Juneau, AK
  • Planate Management Group (PMG) is a Service-Disabled Veteran-Owned Small Business (SDVOSB) headquartered in Alexandria, ...
  • 4/24/2024 12:00:00 AM

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AK - Compensation Analyst - Juneau
  • SOS Healthcare Staffing
  • Juneau, AK
  • Job Description: 10k relocation SEARHC is a non-profit health consortium which serves the health interests of the reside...
  • 4/24/2024 12:00:00 AM

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AK - Compensation Analyst - Juneau
  • Becker Health
  • Juneau, AK
  • Job Description: 10k relocation SEARHC is a non-profit health consortium which serves the health interests of the reside...
  • 4/24/2024 12:00:00 AM

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Compensation Analyst Juneau
  • ICONMA, LLC
  • Juneau, AK
  • Compensation Analyst Location: Juneau, AK Duration: Fulltime Description: Reporting to the Director of HR Operations, th...
  • 4/24/2024 12:00:00 AM

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AK - Compensation Analyst - Juneau
  • HexaQuEST Global - Healthcare
  • Juneau, AK
  • Job Description: 10k relocation SEARHC is a non-profit health consortium which serves the health interests of the reside...
  • 4/24/2024 12:00:00 AM

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Security Officer - On-Call Juneau Based
  • Signal of Anchorage
  • Juneau, AK
  • Title: Security Officer - On-Call Juneau Based Employment Type: Part-Time/On-Call Schedule(s): Times and days vary Compe...
  • 4/23/2024 12:00:00 AM

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Remote Safety Manager - Prudhoe Bay
  • Nana Management Services Llc
  • Juneau, AK
  • Reqid: 2024-9074Job DescriptionThe Remote Safety Manager establishes and promotes the maintenance of a safe, accident fr...
  • 4/23/2024 12:00:00 AM

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Part-Time Affordable Community Director - Non-Exempt
  • FPI Management, Inc.
  • Douglas, AK
  • Company Description Multifamily Property Management Job Description The Community Director (Non-Exempt) is fully account...
  • 4/21/2024 12:00:00 AM

According to the United States Census Bureau, the borough has an area of 3,255 square miles (8,430 km2), making it the third-largest municipality in the United States by area (the largest is Yakutat City and Borough, Alaska).[dubious – discuss] 2,716.7 square miles (7,036 km2) of it is land and 538.3 square miles (1,394 km2) of it (16.54%) is water. Central (downtown) Juneau is at 58°18′07″N 134°25′11″W / 58.30194°N 134.41972°W / 58.30194; -134.41972. The City and Borough of Juneau includes Douglas Island, a tidal island to the west of mainland Juneau. Douglas Island can be reached via the...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$84,660 to $130,074
Juneau, Alaska area prices
were up 2.8% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020