Compliance Manager (Banking) jobs in New Britain, CT

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Director, Banking Center Manager
  • Webster Bank
  • Farmington, CT FULL_TIME
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, businesses and our colleagues achieve their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities. Integrity, Collaboration, Accountability, Agility, Respect, Excellence are Webster’s values, these set us apart as a bank and as an employer.  

    Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work!

    This role is responsible for all functions, staff, and daily operations within a banking center.  They are responsible for implementing the Webster banking center network strategy, which includes achievement of sales, customer service, P&L management, operations, and colleague development goals while also contributing to the achievement of District goals. This role is tasked with acquisition, integration, and optimization of new and existing client relationships. The colleague must develop and maintain a strong level of partnership with segment and line of business partners through collaboration and communication. 

    Duties & Responsibilities

    *     Consistently meet/exceed all sales goals, retention goals, and Superior Service Quality (SSQ) standards.
    *     Develop, implement, and manage a detailed business plan and participate in establishing team sales and service goals.
    *     Expand and retain client relationships, actively cross-sell and resolve client issues.  Support segmentation strategy with existing clients by implementing sales, retention and other bank initiatives to support Banking Center’s growth and profitability objectives 
    *     Identify, cultivate, and support key customer segment relationships through focused sales and referral activity
    *     Maintain a working knowledge of all Webster asset, liability, and partner products and services as well as alternative delivery channels.
    *     Coach, develop and hold team accountable by demonstrating leadership skills and modeling the way
    *     Utilize and model usage of all available sales tools and resources.
    *     Ensure timely completion of audits with an expectation to meet/ exceed branch operations review requirements
    *     Ensure compliance with Federal and State laws as well as bank policies and procedures.  
    *     Schedule all branch employee shifts to meet customer service needs; provides flexibility of coverage for the banking center.
    *     Drive high performance by holding team accountable for superior results. Enhance employee engagement by providing team with coaching, support, timely and constructive performance feedback. Provide opportunity in career growth and recognize and reward employees for accomplishments.
    *     Execute on effective colleague onboarding, training new colleagues on policies, procedures and all banking center operational duties/responsibilities

    REQUIREMENTS:
    *     High school diploma/GED required; Bachelor’s degree preferred.
    *     5-7 years of banking experience, with a proven track record in leadership, customer service, managerial, communication and organization skills.
    *     Intricate knowledge of retail banking products and services.
    *     Strong customer service skills, relationship building, organizational, computer skills, comfortable with current technology, and communication skills.

    The estimated salary range for this position is $70,000.00 to $115,000.00 USD annually. Actual salary may vary up or down depending on job-related factors which may include knowledge, skills, experience, and location. In addition, this position is eligible for incentive compensation.

    #ZR

    #LI-JG1


     

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

  • 7 Days Ago

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Project Manager- Compliance Engineer
  • HRP Associates, Inc.
  • Farmington, CT FULL_TIME
  • HRP Associates, Inc. is seeking a Project Manager to join our growing compliance engineering team out of our Clifton Park, NY or Farmington, CT office. The successful candidate will demonstrate enthus...
  • 1 Day Ago

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Quality and Compliance Manager - Lab
  • Waterbury Hospital
  • Waterbury, CT FULL_TIME
  • SCOPE OF POSITION: The position is responsible for the overall quality and compliance requirements of laboratory services at Waterbury Hospital inclusive of outpatient locations. Specific aspects of q...
  • 23 Days Ago

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Claims Reporting and Compliance Manager
  • Allied World Assurance Company
  • Farmington, CT FULL_TIME
  • Claims Reporting and Compliance Manager - (2400001V) Description Job Summary Allied World has an exciting opportunity for a Manager – Claims Reporting in our Farmington, CT office who will ensure that...
  • 23 Days Ago

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Claims Reporting and Compliance Manager
  • Allied World Insurance Company
  • Farmington, CT FULL_TIME
  • Job Summary Allied World has an exciting opportunity for a Manager – Claims Reporting in our Farmington, CT office who will ensure that all required claims reporting is completed accurately, timely an...
  • 24 Days Ago

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Fair Banking Officer
  • Liberty Bank
  • Middletown, CT FULL_TIME
  • At Liberty, we are proud to integrate our Diversity, Equity, and Inclusion (DE&I) throughout all functions and areas of the Bank to maximize our impact and exceed goals. We believe deepening our DE&I ...
  • 13 Days Ago

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0 Compliance Manager (Banking) jobs found in New Britain, CT area

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Senior Manager of Compliance (ECC/360 Management)
  • Nonprofit HR
  • New Haven, CT
  • Senior Manager of Compliance (ECC/360 Management Group) On-site About 360 Management Group: 360 Management Group, Co. (3...
  • 4/24/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) 12 MONTH ROSTER 'AMENDED'
  • Department Of The Treasury
  • Hartford, CT
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 4/24/2024 12:00:00 AM

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VP of Compliance (Public Funds)
  • Atlantic Group
  • Hartford, CT
  • Location: Onsite - Fairfield County, CTCompensation: $200k-$250k base + bonus ($100k-$150k)Responsibilities:The Complian...
  • 4/23/2024 12:00:00 AM

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Project Manager- Compliance Engineer
  • HRP Associates, Inc.
  • Farmington, CT
  • HRP Associates, Inc. is seeking a Project Manager to join our growing compliance engineering team out of our Clifton Par...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Examiner) - DIRECT HIRE (12 Month Register) AMENDED
  • Department Of The Treasury
  • Hartford, CT
  • Duties WHAT ARE THE APPEALS (AP), LARGE BUSINESS AND INTERNATIONAL (LB&I), SMALL BUSINESS SELF-EMPLOYED (SB/SE) AND TAX ...
  • 4/22/2024 12:00:00 AM

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Internal Revenue Agent (Special Enforcement Program - Examiner) 12 MONTH ROSTER (Amended)
  • Department Of The Treasury
  • Hartford, CT
  • Duties WHAT IS THE SMALL BUSINESS/SELF EMPLOYED (SBSE) DIVISION? A description of the business units can be found at: ht...
  • 4/22/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
  • 4/21/2024 12:00:00 AM

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AVP, Deposits Risk
  • Synchrony Financial
  • Stamford, CT
  • Job Description: Role Summary/Purpose: This role will contribute to consumer compliance and operational risk oversight o...
  • 4/21/2024 12:00:00 AM

New Britain is a city in Hartford County, Connecticut, United States. It is located approximately 9 miles (14 km) southwest of Hartford. According to 2010 Census, the population of the city is 73,206. Among the southernmost of the communities encompassed within the Hartford-Springfield Knowledge Corridor metropolitan region, New Britain is home to Central Connecticut State University and Charter Oak State College. The city's official nickname is the "Hardware City" because of its history as a manufacturing center and as the headquarters of Stanley Black & Decker. Because of its large Polish p...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$82,202 to $126,297
New Britain, Connecticut area prices
were up 1.7% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020