Compliance Manager (Banking) jobs in Springfield, OH
Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)
Recently Added Compliance Manager (Banking) jobs
- 7-ELEVEN
-
Enon, OH
FULL_TIME
-
Work with auditors (internal and external), technical teams, business SMEs and internal compliance to provide supporting documentation for SOX, SOC and Archer controls for SAP.
Keep SAP auditor compliance to a bare minimum
Develop mitigating and compensating controls if deficiencies are found
Manage request in a timely manner
Complete SAP audit and compliance activity
Perform research and documentation for audit requests for SAP
Perform monthly, quarterly and yearly control responsibilities
Partner with 7-11 internal compliance team to understand how 7-11 does things
Be the face of compliance for SAP at 7-11
Strong background in auditing techniques, identifying risks associated with current technologies and the standards and controls to mitigate these risks, developing and executing test plans
Strong Knowledge and understanding of regulatory and control frameworks
Demonstrated ability to write audit reports and to participate in presentations
Advance Experience with GRC tools is preferred
Ability to read SQL, Java, and other computing languages is preferred
Knowledge of ServiceNow, SAP, Archer, Oracle EBS and JIRA/Confluence is preferred
Education: Bachelors/ 4yr degree
Years of Relevant Work Experience: 5 yrs
Years of Management Experience: NA
Certifications/ Licenses: CISA, CIA, and of CISSP certification preferred
Background in SAP as it relates to pulling audit evidence.
Experience in SNOW as it relates to pulling audit evidence.
Experience with large older SAP server farm.
Background in audit and compliance related activities.
Experience in SAP SOX and SOC audit control management.
Understand and work with teams to document monthly, quarterly , semi manually, annual and internal audit control.
Experience in documenting and managing deficiencies and their remediation.
Experience in Archer tool.
Provide management review of controls documentation.
Work with internal and external auditors satisfying varying requests.
Strong background in auditing techniques, identifying risks associated with current technologies and the standards and controls to mitigate these risks, developing and executing test plans
Strong Knowledge and understanding of regulatory and control frameworks
Demonstrated ability to write audit reports and to participate in presentations
Advance Experience with GRC tools is preferred
Ability to read SQL, Java, and other computing languages is preferred
Knowledge of ServiceNow, SAP, Archer, Oracle EBS and JIRA/Confluence is preferred
- 1 Month Ago
- Hot Head Burrito
-
Piqua, OH
FULL_TIME
- At Hot Head Burritos, Managers play a vital role in ensuring successful restaurant operations. Our managers establish and maintain guest services, oversee and are accountable for the operation of a st...
- 13 Days Ago
- Burger King
-
Sidney, OH
FULL_TIME
- Our multi-unit Burger King franchisee is seeking a customer service and result oriented Assistant Manager to join our Team. Burger King Assistant Manager (AM) Summary : The AM is responsible for enthu...
- 15 Days Ago
- Burger King
-
Springfield, OH
FULL_TIME
- Our multi-unit Burger King franchisee is seeking a customer service and result oriented Assistant Manager to join our Team. Burger King Assistant Manager (AM) Summary : The AM is responsible for enthu...
- 15 Days Ago
- MIG RV and Marine Supercenter
-
Bellefontaine, OH
FULL_TIME
- Responsibilities:- Provide excellent customer service and assist customers in finding and purchasing the right unit for their needs-Lead generation-Ensure salesperson's outbound calling and lead follo...
- 1 Month Ago
- NewVista Healthcare
-
Springfield, OH
FULL_TIME
- New Vista Health and Wellness, a leader in Behavioral Health, is currently recruiting certified Chemical Dependency Counselor Assistants to serve as Case Managers / Skills Trainers at Ethan Crossing o...
- 10 Days Ago
- Current Active Filter
- Springfield, OH
Clear All
- Filter Jobs By posted time
- Within 1 Day
- Within 2-7
- Within 1 Month
- Within 3 Months
0 Compliance Manager (Banking) jobs found in Springfield, OH area
- Creative Financial Staffing
-
Dayton, OH
- CONTROLLER *National Industry Leader *Very Stable *Premium Benefits Package *Enjoy a work/life balance Timing is everyth...
- 4/19/2024 12:00:00 AM
- Creative Financial Staffing
-
Huber Heights, OH
- Job Title: Payroll Specialist with Accounts Payable Responsibilities Location: Huber Heights, OH Company Overview: We ar...
- 4/19/2024 12:00:00 AM
- Under Armour
-
Bellbrook, OH
- Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
- 4/19/2024 12:00:00 AM
- Department Of The Treasury
-
Dayton, OH
- Duties WHAT IS THE LARGE BUSINESS AND INTERNATIONAL DIVISION? A description of the business units can be found at: https...
- 4/19/2024 12:00:00 AM
- Under Armour
-
Waynesville, OH
- Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
- 4/19/2024 12:00:00 AM
- Under Armour
-
Plain City, OH
- Responsibilities The Assistant Store Manager supports the Store Manager in the daily operations of the store This includ...
- 4/19/2024 12:00:00 AM
- Creative Financial Staffing
-
Dayton, OH
- Job Title: Financial Analyst About Us: We are a company committed to excellence. We are currently seeking a highly skill...
- 4/18/2024 12:00:00 AM
- Star Leasing Company
-
Dublin, OH
- Star Leasing Company, LLC (Star) is the "One Solution" for all your semi-trailer equipment needs. For almost five decade...
- 4/15/2024 12:00:00 AM
About Springfield, Ohio
were up 1.3% from a year ago