Compliance Manager (Banking) jobs in Stamford, CT

Compliance Manager (Banking) supervises daily operations to identify and respond to suspicious activity violating current anti-money laundering (AML) regulations as defined in the US Bank Secrecy Act (BSA) or other governmental anti-terrorist financing programs. Uses oversight systems, interdiction software, and audit processes to perform daily transaction monitoring and identify suspicious activity patterns. Being a Compliance Manager (Banking) monitors activity and ensures adherence to Know your Customer (KYC) protocols and regulatory requirements for required filings and reporting. Leads investigations of suspicious activity to pursue corrective actions and ensure completion of required filings. Additionally, Compliance Manager (Banking) maintains extensive knowledge of financial regulations, risk management best practices, and changing fraudulent trends to develop and implement appropriate compliance procedures. Delivers compliance training with up-to-date regulatory information and procedures to develop and guide well-informed staff. Typically requires a bachelor's degree. May have the Certified Anti Money Laundering Specialist (CAMS) certification. Typically reports to a director. The Compliance Manager (Banking) supervises a group of primarily para-professional level staffs. May also be a level above a supervisor within high volume administrative/production environments. Makes day-to-day decisions within or for a group/small department. Has some authority for personnel actions. To be a Compliance Manager (Banking) typically requires 3-5 years experience in the related area as an individual contributor. Thorough knowledge of functional area and department processes. (Copyright 2024 Salary.com)

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Business Banking Relationship Manager
  • Webster Bank
  • Stamford, CT FULL_TIME
  • If you’re looking for a meaningful career, you’ll find it here at Webster. Founded in 1935, our focus has always been to put people first--doing whatever we can to help individuals, families, businesses and our colleagues achieve their financial goals. As a leading commercial bank, we remain passionate about serving our clients and supporting our communities. Integrity, Collaboration, Accountability, Agility, Respect, Excellence are Webster’s values, these set us apart as a bank and as an employer.  

    Come join our team where you can expand your career potential, benefit from our robust development opportunities, and enjoy meaningful work!

    JOB RESPONSIBILITIES

    • Contribute to growth of segment by executing against our segment strategy. Responsible for execution against targeted growth goals of our core KPIs, in New to bank Business Relationships, Deposit Growth, Loan Production & Treasury Management Fee Income.
    • Develop & maintain extensive network of business contacts, COIs, community leaders and other referral sources in order to develop new business and generate revenue. Effectively manage and grow the pipeline consistent with production expectations.
    • Work closely with Team Leader, Private Bankers, and Banking Centers to deliver an excellent client experience, and drive value to the clients that we serve. Encourage peers and colleagues to skillfully listen to client needs and identify business banking growth opportunities.
    • Develop and present effective credit proposals/memos for consideration. Work with senior leadership and credit to negotiate quality loans within our established policy & guidelines.
    • Ensure & uphold operational integrity amongst team by complying with all regulations, policies, and procedures.

    EXPERIENCE

    • Candidates must have at least 7 years of relationship management/sales experience including 5 years developing and managing business relationships.
    • Extensive knowledge of credit, financial analysis techniques & lending policy, with ability to package and present credit deals to segment leadership & credit team.
    • Proven track record of Business Development, Commercial loan origination, and Relationship Management skills.


    JOB RELATED EDUCATION & SKILLS

    • Candidates with advanced degrees (Associates, Bachelor’s, and/or Master’s) preferred, yet a High School diploma or GED is required. Candidates with some combination of coursework and experience, or else extensive related professional experience, are eligible for consideration.
    • Proven relationship management skills with demonstrated capabilities, in managing and growing a sales pipeline, fostering COI relationships & referral sources, and developing new business relationships.
    • Commercial lending experience, with ability to analyze, package and present prospective financing opportunities to senior leadership & credit.
    • Strong knowledge of business banking, branch profitability, commercial lending & treasury management products; possess a general understanding of operations. (Audit, compliance, fraud, loss, risk).
    • Exceptional business development skills & Entrepreneurial business management orientation.
    • Equal Opportunities
    • All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

    #LI-RS1

    The estimated salary range for this position is $150.000 to $180,000. Actual salary may vary up or down depending on job-related factors which may include knowledge, skills, experience, and location. In addition, this position is eligible for incentive compensation.

    All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability or protected veteran status.

  • 2 Months Ago

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HR Compliance and Benefits Manager
  • Berkley
  • Greenwich, CT OTHER
  • Company Details "Our Company provides a state of predictability which allows brokers and agents to act with confidence." Founded in 1967, W. R. Berkley Corporation has grown from a small investment ma...
  • 5 Days Ago

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Risk Manager Financial Compliance
  • EMCOR Group, Inc.
  • Norwalk, CT FULL_TIME
  • Description About Us: EMCOR Group, Inc. (NYSE: EME) is a Fortune 500 company and a leader in mechanical and electrical construction, industrial and energy infrastructure, and building services. A prov...
  • 10 Days Ago

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Assistant Financial Controller
  • Banking Circle US
  • STAMFORD, CT FULL_TIME
  • Assistant Financial Controller Banking Circle US is a fully clouded, scalable financial infrastructure provider building the first and only real-time clearing and settlement network globally. Our miss...
  • 8 Days Ago

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Business Analyst (IT)
  • Banking Circle US
  • STAMFORD, CT FULL_TIME
  • At Banking Circle US, we want to make an impact that pioneers the industry and creates instant value for our clients. Banking Circle US is building a fully clouded, scalable financial infrastructure p...
  • 1 Month Ago

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VP, Senior Audit Manager – Compliance
  • OneTen
  • Stamford, CT FULL_TIME
  • Job Description:Role Summary/Purpose:The VP, Senior Audit Manager – Compliance is primarily responsible for planning and executing Compliance audit engagements. This role will participate as a team me...
  • 20 Days Ago

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0 Compliance Manager (Banking) jobs found in Stamford, CT area

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Compliance Manager
  • Solomon Page
  • New York, NY
  • We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-ser...
  • 4/24/2024 12:00:00 AM

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Compliance Manager
  • Trandon Associates, Inc
  • Westbury, NY
  • Job Description Job Description Full Service Real Estate and Property Management firm seeking a Compliance Manager to jo...
  • 4/24/2024 12:00:00 AM

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Contracts & Compliance Manager
  • Global Industrial Company
  • Port Washington, NY
  • Key Responsibilities Draft, revise and negotiate contracts with Global Industrial’s vendors and customers (commercial an...
  • 4/23/2024 12:00:00 AM

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Sr. Compliance Manager
  • SBG Funding
  • New York, NY
  • Sr. Compliance Manager About SBG Funding SBG Funding is one of the nation’s leading sources of business funding. We are ...
  • 4/23/2024 12:00:00 AM

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Compliance Manager
  • Solomon Page
  • New York, NY
  • We are working on a new Compliance Manager role with a Broker-Dealer client in lower Manhattan. Our client is a full-ser...
  • 4/22/2024 12:00:00 AM

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Corporate Compliance Manager
  • Lexitas Legal Talent Outsourcing
  • New York, NY
  • Our client, a not-for-profit, seeks to hire a Corporate Compliance Manager to support their overall corporate compliance...
  • 4/22/2024 12:00:00 AM

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Compliance Manager
  • HumanEdge
  • Rockleigh, NJ
  • Opportunity Description The QA & DEA Compliance Coordinator is responsible for maintaining all administrative controlled...
  • 4/21/2024 12:00:00 AM

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Sr. Compliance Manager
  • Sbg Funding
  • New York, NY
  • Sr. Compliance Manager About SBG Funding SBG Funding is one of the nations leading sources of business funding. We are a...
  • 4/21/2024 12:00:00 AM

Stamford (/ˈstæmfərd/) is a city in Fairfield County, Connecticut, United States. According to the 2010 census, the population of the city is 122,643. As of 2017, according to the Census Bureau, the population of Stamford had risen to 131,000, making it the third-largest city in the state (behind Bridgeport and New Haven) and the seventh-largest city in New England. Approximately 30 miles (50 kilometers) from Manhattan, Stamford is in the Bridgeport-Stamford-Norwalk Metro area which is a part of the Greater New York metropolitan area. Stamford is home to four Fortune 500 Companies, nine Fort...
Source: Wikipedia (as of 04/11/2019). Read more from Wikipedia
Income Estimation for Compliance Manager (Banking) jobs
$88,194 to $135,504
Stamford, Connecticut area prices
were up 1.7% from a year ago

Compliance Manager (Banking) in Manchester, NH
Manage all compliance matters – both financial crimes and non-financial crimes –within the International Private Banking Division at the IDB Bank’s Aventura, FL branch.
December 26, 2019
Compliance Manager (Banking) in Boca Raton, FL
Banks spend tens of billions of dollars each year on regulatory compliance and ensuring that they are following all the banking guidelines.
December 20, 2019
Compliance Manager (Banking) in Fort Collins, CO
The broad range of illegal or suspicious practices in the financial industry has recently re-ignited the discussion of compliance issues.
February 06, 2020